0001628280-18-001723.txt : 20180214 0001628280-18-001723.hdr.sgml : 20180214 20180214190840 ACCESSION NUMBER: 0001628280-18-001723 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180203 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stapley Gregory K. CENTRAL INDEX KEY: 0001417559 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36181 FILM NUMBER: 18615495 MAIL ADDRESS: STREET 1: 27101 PUERTA REAL, SUITE 450 CITY: MISSION VIEJO STATE: CA ZIP: 92691 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareTrust REIT, Inc. CENTRAL INDEX KEY: 0001590717 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 463999490 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 905 CALLE AMANECER, SUITE 300 CITY: SAN CLEMENTE STATE: CA ZIP: 92673 BUSINESS PHONE: (949) 542-3140 MAIL ADDRESS: STREET 1: 905 CALLE AMANECER, SUITE 300 CITY: SAN CLEMENTE STATE: CA ZIP: 92673 4/A 1 wf-form4a_151865330517814.xml FORM 4/A X0306 4/A 2018-02-03 2018-02-06 0 0001590717 CareTrust REIT, Inc. CTRE 0001417559 Stapley Gregory K. 905 CALLE AMANECER SUITE 300 SAN CLEMENTE CA 92673 1 1 0 0 President, Chairman and CEO Common Stock, par value $0.01 2018-02-03 4 F 0 18259 15.37 D 159223 D Common Stock, par value $0.01 2018-02-06 4 A 0 110460 0 A 269683 D Common Stock, par value $0.01 2018-02-06 4 G 0 16257 0 D 253426 D Common Stock, par value $0.01 2018-02-06 4 G 0 16257 0 A 527537 I Stapley Family Trust dated 4/25/2006 Common Stock, par value $0.01 per share 28672 I By wife as UGMA custodian for children Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock granted to the Reporting Person on February 3, 2017. This Amendment to Form 4 is being filed to correct the total shares of common stock as previously reported as directly and indirectly held by the Reporting Person, as applicable. Represents restricted shares of common stock granted to the Reporting Person. 50% of the grant vests in four equal installments beginning on the first anniversary of the grant date and the other 50% vests over four years based on the Issuer's satisfaction of certain performance criteria during such period. Represents shares of common stock acquired in connection with the vesting of restricted stock that have been transferred by the Reporting Person to the Stapley Family Trust dated 4/25/2006. These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the issuer. These shares are directly owned by Deborah Stapley as custodian for the minor children of Gregory K. Stapley and Deborah Stapley under the California Uniform Transfers to Minors Act. Gregory K. Stapley is an officer of the issuer. The reporting person disclaims beneficial ownership of the shares owned by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or any other purpose. /s/ William M. Wagner, attorney-in-fact 2018-02-14