N-PX 1 brdM270000014170.txt BRDM270000014170 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-01209 NAME OF REGISTRANT: Bridges Investment Fund, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 8401 West Dodge Road Durham Plaza, Suite 256 Omaha, NE 68114 NAME AND ADDRESS OF AGENT FOR SERVICE: Brian Kirkpatrick 8401 West Dodge Road Durham Plaza, Suite 256 Omaha, NE 68114 REGISTRANT'S TELEPHONE NUMBER: 402-397-4700 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014 Bridges Investment -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 933911592 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 30-Jan-2014 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For COMPANY'S IRISH FINANCIAL STATEMENTS FOR THE TWELVE-MONTH PERIOD ENDED AUGUST 31, 2013, AS PRESENTED. 2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For JAIME ARDILA 2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For CHARLES H. GIANCARLO 2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For WILLIAM L. KIMSEY 2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For BLYTHE J. MCGARVIE 2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For MARK MOODY-STUART 2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For PIERRE NANTERME 2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For GILLES C. PELISSON 2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For WULF VON SCHIMMELMANN 3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For APPOINTMENT OF KPMG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ACCENTURE PLC FOR A TERM EXPIRING AT OUR ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG'S REMUNERATION. 4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For SHARES UNDER IRISH LAW. 6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. 7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For OF DISTRIBUTABLE RESERVES UNDER IRISH LAW. 8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND AS REQUIRED UNDER IRISH LAW. 9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES UNDER IRISH LAW. 10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK UNDER IRISH LAW. -------------------------------------------------------------------------------------------------------------------------- ACTAVIS PLC Agenda Number: 934017446 -------------------------------------------------------------------------------------------------------------------------- Security: G0083B108 Meeting Type: Special Meeting Date: 17-Jun-2014 Ticker: ACT ISIN: IE00BD1NQJ95 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED FEBRUARY 17, 2014, AMONG ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES, INC. (FOREST), TANGO US HOLDINGS INC., TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB 2 LLC (THE ACTAVIS SHARE ISSUANCE PROPOSAL). 2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For EXTRAORDINARY GENERAL MEETING (THE ACTAVIS EGM), OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE IF NECESSARY OR APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE ISSUANCE PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- ACTAVIS PLC. Agenda Number: 933949565 -------------------------------------------------------------------------------------------------------------------------- Security: G0083B108 Meeting Type: Annual Meeting Date: 09-May-2014 Ticker: ACT ISIN: IE00BD1NQJ95 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For 1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For 1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For 1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For 1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For 1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For 1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For 1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For 1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING THE COMPANY TO ISSUE A SUSTAINABILITY REPORT. -------------------------------------------------------------------------------------------------------------------------- ACTAVIS, INC. Agenda Number: 933865668 -------------------------------------------------------------------------------------------------------------------------- Security: 00507K103 Meeting Type: Special Meeting Date: 10-Sep-2013 Ticker: ACT ISIN: US00507K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE TRANSACTION AGREEMENT, DATED Mgmt For For MAY 19, 2013, AMONG ACTAVIS, INC. ("ACTAVIS"), WARNER CHILCOTT PUBLIC LIMITED COMPANY ("WARNER CHILCOTT"), ACTAVIS LIMITED ("NEW ACTAVIS"), ACTAVIS IRELAND HOLDING LIMITED, ACTAVIS W.C. HOLDING LLC, AND ACTAVIS W.C. HOLDING 2 LLC AND THE MERGER. 2. TO APPROVE THE CREATION OF DISTRIBUTABLE Mgmt For For RESERVES, BY REDUCING ALL OF THE SHARE PREMIUM OF NEW ACTAVIS RESULTING FROM THE ISSUANCE OF NEW ACTAVIS ORDINARY SHARES PURSUANT TO THE SCHEME OF ARRANGEMENT BY WHICH NEW ACTAVIS WILL ACQUIRE WARNER CHILCOTT. 3. TO CONSIDER AND VOTE UPON, ON A NON-BINDING Mgmt For For ADVISORY BASIS, SPECIFIED COMPENSATORY ARRANGEMENTS BETWEEN ACTAVIS AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE TRANSACTION AGREEMENT. 4. TO APPROVE ANY MOTION TO ADJOURN ACTAVIS Mgmt For For MEETING, OR ANY ADJOURNMENTS THEREOF, (I) TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF ACTAVIS MEETING TO APPROVE TRANSACTION AGREEMENT & MERGER, (II) TO PROVIDE TO ACTAVIS HOLDERS ANY SUPPLEMENT OR AMENDMENT TO JOINT PROXY STATEMENT (III) TO DISSEMINATE ANY OTHER INFORMATION WHICH IS MATERIAL. -------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda Number: 933956801 -------------------------------------------------------------------------------------------------------------------------- Security: 02209S103 Meeting Type: Annual Meeting Date: 14-May-2014 Ticker: MO ISIN: US02209S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For 1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For 1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For 1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For 1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For 1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For 1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For 1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For HEALTH EFFECT AND CESSATION MATERIALS FOR POOR AND LESS FORMALLY EDUCATED TOBACCO CONSUMERS 5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For LOBBYING POLICIES AND PRACTICES -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 933970510 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For 1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For 1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For 1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For 1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For RUBINSTEIN 1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For STONESIFER 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For CONCERNING CORPORATE POLITICAL CONTRIBUTIONS -------------------------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651 -------------------------------------------------------------------------------------------------------------------------- Security: 032511107 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: APC ISIN: US0325111070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For 1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For 1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For 1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For 1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For 1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For 2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For CONTRIBUTIONS. 5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For CHANGE RISK. -------------------------------------------------------------------------------------------------------------------------- APACHE CORPORATION Agenda Number: 933967486 -------------------------------------------------------------------------------------------------------------------------- Security: 037411105 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: APA ISIN: US0374111054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For 2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For 3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For APACHE'S INDEPENDENT AUDITORS 5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF APACHE'S NAMED EXECUTIVE OFFICERS 6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933915564 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 28-Feb-2014 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt For For TIMOTHY COOK Mgmt For For MILLARD DREXLER Mgmt For For AL GORE Mgmt For For ROBERT IGER Mgmt For For ANDREA JUNG Mgmt For For ARTHUR LEVINSON Mgmt For For RONALD SUGAR Mgmt For For 2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For ARTICLES OF INCORPORATION (THE "ARTICLES") TO FACILITATE THE IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS AND THE TRANSITION FROM A CLASSIFIED BOARD OF DIRECTORS TO A DECLASSIFIED STRUCTURE 3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For THE "BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE PREFERRED STOCK 4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For A PAR VALUE FOR THE COMPANY'S COMMON STOCK OF $0.00001 PER SHARE 5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE EXECUTIVE COMPENSATION 7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For EMPLOYEE STOCK PLAN 8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For AND NORTHSTAR ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS 9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For CENTER FOR PUBLIC POLICY RESEARCH OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "REPORT ON COMPANY MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS AND BUSINESS ORGANIZATIONS" 10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING NOT LESS THAN $50 BILLION OF SHARE REPURCHASES DURING ITS 2014 FISCAL YEAR (AND INCREASE THE AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM ACCORDINGLY) 11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For OF A NON-BINDING ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 933937320 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 03-May-2014 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WARREN E. BUFFETT Mgmt For For CHARLES T. MUNGER Mgmt For For HOWARD G. BUFFETT Mgmt For For STEPHEN B. BURKE Mgmt For For SUSAN L. DECKER Mgmt For For WILLIAM H. GATES III Mgmt For For DAVID S. GOTTESMAN Mgmt For For CHARLOTTE GUYMAN Mgmt For For DONALD R. KEOUGH Mgmt For For THOMAS S. MURPHY Mgmt For For RONALD L. OLSON Mgmt For For WALTER SCOTT, JR. Mgmt For For MERYL B. WITMER Mgmt For For 2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. 3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 3 Years For FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For GAS AND OTHER AIR EMISSIONS. 5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BIOGEN IDEC INC. Agenda Number: 933996247 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Meeting Date: 12-Jun-2014 Ticker: BIIB ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For 1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For 1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For 1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For 1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For 1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For 1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For 1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For 1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For 2. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. Agenda Number: 933980193 -------------------------------------------------------------------------------------------------------------------------- Security: 09247X101 Meeting Type: Annual Meeting Date: 29-May-2014 Ticker: BLK ISIN: US09247X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For AL-HAMAD 1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For 1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For 1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For 1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For 1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For 1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For 1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For 1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For 1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For DOMIT 1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For 1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For 2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For AND RESTATED BLACKROCK, INC. 1999 STOCK AWARD AND INCENTIVE PLAN (THE "STOCK PLAN") AND RE-APPROVAL OF THE PERFORMANCE GOALS UNDER THE STOCK PLAN. 3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For FORTH IN THE AMENDED BLACKROCK, INC. 1999 ANNUAL INCENTIVE PERFORMANCE PLAN. 4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. 5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. -------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648 -------------------------------------------------------------------------------------------------------------------------- Security: 14040H105 Meeting Type: Annual Meeting Date: 01-May-2014 Ticker: COF ISIN: US14040H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For 1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For 1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For 1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For III 1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For 1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For 1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For 1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For 1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2014. 3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For RESTATED 2004 STOCK INCENTIVE PLAN. 4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION. 5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: FUTURE AMENDMENTS TO THE AMENDED AND RESTATED BYLAWS AND THE RESTATED CERTIFICATE OF INCORPORATION. 5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: REMOVING ANY DIRECTOR FROM OFFICE. 5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARDS APPLICABLE TO THE FOLLOWING ACTION: CERTAIN BUSINESS COMBINATIONS. 6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. Agenda Number: 934004805 -------------------------------------------------------------------------------------------------------------------------- Security: 149123101 Meeting Type: Annual Meeting Date: 11-Jun-2014 Ticker: CAT ISIN: US1491231015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For 1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For 1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For 1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For 1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For 1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For 2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For INCENTIVE PLAN. 5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For SHORT-TERM INCENTIVE PLAN. 6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For CORPORATE STANDARDS. 7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For 8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For -------------------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION Agenda Number: 934002837 -------------------------------------------------------------------------------------------------------------------------- Security: 151020104 Meeting Type: Annual Meeting Date: 18-Jun-2014 Ticker: CELG ISIN: US1510201049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT J. HUGIN Mgmt For For R.W. BARKER, D. PHIL. Mgmt For For MICHAEL D. CASEY Mgmt For For CARRIE S. COX Mgmt For For RODMAN L. DRAKE Mgmt For For M.A. FRIEDMAN, M.D. Mgmt For For GILLA KAPLAN, PH.D. Mgmt For For JAMES J. LOUGHLIN Mgmt For For ERNEST MARIO, PH.D. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK AND TO EFFECT A STOCK SPLIT. 4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For 2008 STOCK INCENTIVE PLAN. 5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For DETAIL IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933978011 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For 5. LOBBYING DISCLOSURE Shr Against For 6. SHALE ENERGY OPERATIONS Shr Against For 7. INDEPENDENT CHAIRMAN Shr Against For 8. SPECIAL MEETINGS Shr Against For 9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 10. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- CHICAGO BRIDGE & IRON COMPANY N.V. Agenda Number: 933939867 -------------------------------------------------------------------------------------------------------------------------- Security: 167250109 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: CBI ISIN: US1672501095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt For For BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2016: JAMES H. MILLER. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON) 2A. ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt For For BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2017: JAMES R. BOLCH.(PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES) 2B. ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt For For BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2017: LARRY D. MCVAY. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE STEPHEN H. DIMLICH, JR.) 2C. ELECTION OF THE MEMBER OF THE SUPERVISORY Mgmt For For BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2017: MARSHA C. WILLIAMS. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE TRAVIS L. STRICKER) 3. ELECTION OF THE MEMBER OF THE MANAGEMENT Mgmt For For BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2018: CHICAGO BRIDGE & IRON COMPANY B.V.. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LEALAND FINANCE COMPANY B.V.) 4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS 5. TO AUTHORIZE THE PREPARATION OF OUR DUTCH Mgmt For For STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, TO DISCUSS OUR ANNUAL REPORT OF THE MANAGEMENT BOARD FOR THE YEAR ENDED DECEMBER 31, 2013 AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 6. TO APPROVE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For ENDED DECEMBER 31, 2013, IN AN AMOUNT OF $.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS 7. TO DISCHARGE THE SOLE MEMBER OF OUR Mgmt For For MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013 8. TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013 9. TO APPOINT ERNST & YOUNG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2014 10. TO APPROVE THE CHICAGO BRIDGE & IRON 2008 Mgmt For For LONG-TERM INCENTIVE PLAN 11. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL OCTOBER 30, 2015 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED 12. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL APRIL 30, 2019 13. TO APPROVE THE COMPENSATION OF THE MEMBERS Mgmt For For OF THE SUPERVISORY BOARD -------------------------------------------------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696 -------------------------------------------------------------------------------------------------------------------------- Security: 192446102 Meeting Type: Annual Meeting Date: 03-Jun-2014 Ticker: CTSH ISIN: US1924461023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For 1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For 2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For COMPANY'S 2009 INCENTIVE COMPENSATION PLAN. 3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Agenda Number: 933966256 -------------------------------------------------------------------------------------------------------------------------- Security: 212015101 Meeting Type: Annual Meeting Date: 23-May-2014 Ticker: CLR ISIN: US2120151012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR DAVID L. BOREN Mgmt For For WILLIAM B. BERRY Mgmt For For 2. APPROVAL, BY A NON-BINDING VOTE, OF THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF SELECTION OF GRANT THORNTON Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671 -------------------------------------------------------------------------------------------------------------------------- Security: 23918K108 Meeting Type: Annual Meeting Date: 17-Jun-2014 Ticker: DVA ISIN: US23918K1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For 1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For DAVIDSON 1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For 1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For 1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For 1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For 1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. 3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. 4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt For For RESTATEMENT OF OUR 2011 INCENTIVE AWARD PLAN. 5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING REGARDING THE BOARD CHAIRMANSHIP. -------------------------------------------------------------------------------------------------------------------------- DIRECTV Agenda Number: 933933550 -------------------------------------------------------------------------------------------------------------------------- Security: 25490A309 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: DTV ISIN: US25490A3095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For 1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For 1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For 1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For 1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For 1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For 1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For 1K. ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVES. 4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. 5. SHAREHOLDER PROPOSAL TO REQUIRE SENIOR Shr Against For EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. -------------------------------------------------------------------------------------------------------------------------- EATON CORPORATION PLC Agenda Number: 933937243 -------------------------------------------------------------------------------------------------------------------------- Security: G29183103 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: ETN ISIN: IE00B8KQN827 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For 1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For 1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For 1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For 1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For 1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For 1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For 2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITOR FOR 2014 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. -------------------------------------------------------------------------------------------------------------------------- EBAY INC. Agenda Number: 933949919 -------------------------------------------------------------------------------------------------------------------------- Security: 278642103 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: EBAY ISIN: US2786421030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR FRED D. ANDERSON Mgmt For For EDWARD W. BARNHOLT Mgmt For For SCOTT D. COOK Mgmt For For JOHN J. DONAHOE Mgmt For For 2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For OUR 2008 EQUITY INCENTIVE AWARD PLAN. 4 TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. 5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For SUBMITTED BY JOHN CHEVEDDEN REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. 6 PROPOSAL WITHDRAWN Shr Against For -------------------------------------------------------------------------------------------------------------------------- ECOLAB INC. Agenda Number: 933946088 -------------------------------------------------------------------------------------------------------------------------- Security: 278865100 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: ECL ISIN: US2788651006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For 1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For 1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For 1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For 1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For 1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For 1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For 1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For 1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For 1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For 1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For 2. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2014. 3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For PERFORMANCE INCENTIVE PLAN, AS AMENDED. 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. 5. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For INDEPENDENT BOARD CHAIR. -------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139 -------------------------------------------------------------------------------------------------------------------------- Security: 30219G108 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: ESRX ISIN: US30219G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For 1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For 1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For 1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For 1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For JR., MD 1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For 1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For MPH 1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 933932534 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITOR FOR 2014 C1 CUMULATIVE VOTING Shr Against For C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For LIFE C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For C6 SELL THE COMPANY Shr Against For -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 933943006 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For 1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For 1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For 1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For 1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For 1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For 1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. 4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. 5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. 6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. 7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON-FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD'S MEDICINES. -------------------------------------------------------------------------------------------------------------------------- GOOGLE INC. Agenda Number: 933948359 -------------------------------------------------------------------------------------------------------------------------- Security: 38259P508 Meeting Type: Annual Meeting Date: 14-May-2014 Ticker: GOOG ISIN: US38259P5089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LARRY PAGE Mgmt For For SERGEY BRIN Mgmt For For ERIC E. SCHMIDT Mgmt For For L. JOHN DOERR Mgmt For For DIANE B. GREENE Mgmt For For JOHN L. HENNESSY Mgmt For For ANN MATHER Mgmt For For PAUL S. OTELLINI Mgmt For For K. RAM SHRIRAM Mgmt For For SHIRLEY M. TILGHMAN Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For TO NAMED EXECUTIVE OFFICERS. 4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. 5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For REPORT, IF PROPERLY PRESENTED AT THE MEETING. 6. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. 7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. 8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933933548 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 933970089 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 20-May-2014 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For 1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For 1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For 1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For 1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For 1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For LOBBYING 5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For THRESHOLD TO 15% RATHER THAN 20% AND REMOVE PROCEDURAL PROVISIONS 6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For VOTING FOR DIRECTORS RATHER THAN ONE-SHARE ONE-VOTE -------------------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Agenda Number: 933999661 -------------------------------------------------------------------------------------------------------------------------- Security: 517834107 Meeting Type: Annual Meeting Date: 04-Jun-2014 Ticker: LVS ISIN: US5178341070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHARLES D. FORMAN Mgmt For For GEORGE JAMIESON Mgmt For For 2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014 3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 933987351 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 03-Jun-2014 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For HAYTHORNTHWAITE 1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For 1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For 1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For 1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For 1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For 1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For 1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For 1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For 1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For LAGUNES 1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For 1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION 3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 933967854 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 22-May-2014 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For 1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For 1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For 1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For 1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For UNDER THE MCDONALD'S CORPORATION 2009 CASH INCENTIVE PLAN. 4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014. 5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr Against For SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PRESENTED. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933883185 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN 11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 933945860 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For 1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For 1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For 1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For ROCKEFELLER 1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For 1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For 1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. 5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For CONTRIBUTIONS. 6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For STOCK. -------------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444 -------------------------------------------------------------------------------------------------------------------------- Security: 718172109 Meeting Type: Annual Meeting Date: 07-May-2014 Ticker: PM ISIN: US7181721090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For 1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For 1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For 1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For 1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For 1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For 1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For 1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For COMPENSATION 4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For 5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 933916150 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 04-Mar-2014 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For 1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For 1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For 1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For 1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For 1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For 1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For 1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For 1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For RUBINSTEIN 1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For 1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For 2. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against ADVISORY VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. Agenda Number: 933995459 -------------------------------------------------------------------------------------------------------------------------- Security: 776696106 Meeting Type: Annual Meeting Date: 21-May-2014 Ticker: ROP ISIN: US7766961061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD F. WALLMAN Mgmt For For CHRISTOPHER WRIGHT Mgmt For For 2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 09-Apr-2014 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For 1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For 1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For 1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For DARKES 1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For 1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For 1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For 1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For 1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For 1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION. 3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For STATEMENTS AND DECLARATIONS OF DIVIDENDS. 4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 933917619 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 19-Mar-2014 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For 1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For 1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For 1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For 1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For 1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For 1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For 1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For EXECUTIVE COMPENSATION. 3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. 4. PROHIBIT POLITICAL SPENDING. Shr Against For 5. INDEPENDENT BOARD CHAIRMAN. Shr Against For -------------------------------------------------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Agenda Number: 933936330 -------------------------------------------------------------------------------------------------------------------------- Security: 74144T108 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: TROW ISIN: US74144T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: MARK S. BARTLETT Mgmt For For 1B) ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For 1C) ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For 1D) ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For 1E) ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For HRABOWSKI, III 1F) ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For 1G) ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For 1H) ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For 1I) ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For 1J) ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For 1K) ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For 1L) ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For 2) TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 3) TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. -------------------------------------------------------------------------------------------------------------------------- THE PRICELINE GROUP INC. Agenda Number: 933997097 -------------------------------------------------------------------------------------------------------------------------- Security: 741503403 Meeting Type: Annual Meeting Date: 05-Jun-2014 Ticker: PCLN ISIN: US7415034039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR TIMOTHY M. ARMSTRONG Mgmt For For HOWARD W. BARKER, JR. Mgmt For For JEFFERY H. BOYD Mgmt For For JAN L. DOCTER Mgmt For For JEFFREY E. EPSTEIN Mgmt For For JAMES M. GUYETTE Mgmt For For DARREN R. HUSTON Mgmt For For NANCY B. PERETSMAN Mgmt For For THOMAS E. ROTHMAN Mgmt For For CRAIG W. RYDIN Mgmt For For 2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. 4. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 933918736 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 18-Mar-2014 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For 1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For 1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For 1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For 1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For 1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. 3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO PROXY ACCESS. 6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO ACCELERATION OF EQUITY AWARDS. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 933969012 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For 1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For 1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For 1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For 1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For 1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For 1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For 1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For 1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For ("SAY ON PAY"). 4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. 5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 933940024 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For 1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For 1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. 4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For 5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr Against For POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. -------------------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 934000617 -------------------------------------------------------------------------------------------------------------------------- Security: 91911K102 Meeting Type: Annual Meeting Date: 20-May-2014 Ticker: VRX ISIN: CA91911K1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RONALD H. FARMER Mgmt For For COLLEEN A. GOGGINS Mgmt For For ROBERT A. INGRAM Mgmt For For ANDERS LONNER Mgmt For For THEO MELAS-KYRIAZI Mgmt For For J. MICHAEL PEARSON Mgmt For For ROBERT N. POWER Mgmt For For NORMA A. PROVENCIO Mgmt For For HOWARD B. SCHILLER Mgmt For For KATHARINE B. STEVENSON Mgmt For For 02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY CIRCULAR AND PROXY STATEMENT. 03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO FIX THE AUDITORS' REMUNERATION. 04 TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN Mgmt For For AND RATIFY AND APPROVE THE GRANTS OF 320,033 SHARE UNITS AND 180,000 OPTIONS WHICH WERE MADE SUBJECT TO THE SHAREHOLDER APPROVAL OF THE 2014 PLAN. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 933909066 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 29-Jan-2014 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For 1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For FERNANDEZ-CARBAJAL 1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For 1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For 1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For 1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For 2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 933937089 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For 1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For 1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For 1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For 1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For JR. 1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For 1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For 1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For 1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For 1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For 1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For 1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For 2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For EXECUTIVE COMPENSATION. 3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For CHAIRMAN. 5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Bridges Investment Fund, Inc. By (Signature) /s/ Edson L. Bridges, lll Name Edson L. Bridges, lll Title President Date 08/07/2014