0000899243-21-026380.txt : 20210628 0000899243-21-026380.hdr.sgml : 20210628 20210628211342 ACCESSION NUMBER: 0000899243-21-026380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210624 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weinberg Peter A CENTRAL INDEX KEY: 0001416779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39558 FILM NUMBER: 211055313 MAIL ADDRESS: STREET 1: C/O GLG PARTNERS LP STREET 2: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J5HB ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Perella Weinberg Partners CENTRAL INDEX KEY: 0001777835 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 841770732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE 24TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127351498 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE 24TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: FinTech Acquisition Corp. IV DATE OF NAME CHANGE: 20190524 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-24 0 0001777835 Perella Weinberg Partners PWP 0001416779 Weinberg Peter A 767 FIFTH AVENUE NEW YORK NY 10153 1 1 0 0 See Remarks Class B-1 Common Stock 2021-06-24 4 A 0 3392947 0.00 A Class A Common Stock 3392.947 3392947 I PWP Professional Partners LP Class B-2 Common Stock 2021-06-24 4 A 0 841780 0.00 A Class A Common Stock 841.78 841780 I Red Hook Capital LLC PWP Holdings LP Common Units 2021-06-24 4 A 0 3392947 0.00 A Class A Common Stock 3392947 3392947 I PWP Professional Partners LP PWP Holdings LP Common Units 2021-06-24 4 A 0 841780 0.00 A Class A Common Stock 841780 841780 I Red Hook Capital LLC Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares") or Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B Shares equal to the number of PWP OpCo Units exchanged, and such Class B Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B Share. The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein. The Reporting Person has shared voting and dispositive power over Red Hook Capital LLC ("Red Hook") through his shared control of Rosedale Partners LLC, the sole member of Red Hook. Each of the Reporting Person and Rosedale Partners LLC disclaims beneficial ownership of the securities held by Red Hook Capital LLC, except to the extent of their respective pecuniary interest therein. Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire. Chairman and Chief Executive Officer /s/ Mark Polemeni, as Attorney-in-Fact 2021-06-28