0001209191-23-024379.txt : 20230414
0001209191-23-024379.hdr.sgml : 20230414
20230414182819
ACCESSION NUMBER: 0001209191-23-024379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230412
FILED AS OF DATE: 20230414
DATE AS OF CHANGE: 20230414
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roman Emmanuel
CENTRAL INDEX KEY: 0001416185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23505
FILM NUMBER: 23822385
MAIL ADDRESS:
STREET 1: C/O PIMCO
STREET 2: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO Dynamic Income Opportunities Fund
CENTRAL INDEX KEY: 0001798618
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (844) 312-2113
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: PIMCO Tactical Income Fund
DATE OF NAME CHANGE: 20200102
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-12
0
0001798618
PIMCO Dynamic Income Opportunities Fund
PDO
0001416185
Roman Emmanuel
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
0
0
0
1
SEE REMARKS
0
COMMON SHARES
2023-04-12
4
P
0
22637
12.7593
A
192637
D
COMMON SHARES
2023-04-13
4
P
0
58589
12.8425
A
251226
D
COMMON SHARES
2023-04-14
4
P
0
18774
12.7906
A
270000
D
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.7050 to $12.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.73 to $12.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
/s/ Aaron Short, Attorney-in-Fact for Emmanuel Roman
2023-04-14