0001209191-17-020508.txt : 20170314
0001209191-17-020508.hdr.sgml : 20170314
20170314162023
ACCESSION NUMBER: 0001209191-17-020508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO Dynamic Credit & Mortgage Income Fund
CENTRAL INDEX KEY: 0001558629
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-4000
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: PIMCO Dynamic Credit Income Fund
DATE OF NAME CHANGE: 20120920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roman Emmanuel
CENTRAL INDEX KEY: 0001416185
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22758
FILM NUMBER: 17688279
MAIL ADDRESS:
STREET 1: C/O PIMCO
STREET 2: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-10
0
0001558629
PIMCO Dynamic Credit & Mortgage Income Fund
PCI
0001416185
Roman Emmanuel
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
0
0
0
1
SEE REMARKS
COMMON STOCK
2017-03-10
4
P
0
33900
20.5376
A
33900
D
COMMON STOCK
2017-03-13
4
P
0
61100
20.528
A
95000
D
The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.51 to $20.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.48 to $20.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is Chief Executive Officer of PIMCO and a member of PIMCO's Executive Committee.
/s/ Joel Reynolds, Attorney-in-Fact for Emmanuel Roman
2017-03-14