0001209191-17-020508.txt : 20170314 0001209191-17-020508.hdr.sgml : 20170314 20170314162023 ACCESSION NUMBER: 0001209191-17-020508 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Dynamic Credit & Mortgage Income Fund CENTRAL INDEX KEY: 0001558629 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-4000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Dynamic Credit Income Fund DATE OF NAME CHANGE: 20120920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roman Emmanuel CENTRAL INDEX KEY: 0001416185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22758 FILM NUMBER: 17688279 MAIL ADDRESS: STREET 1: C/O PIMCO STREET 2: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-10 0 0001558629 PIMCO Dynamic Credit & Mortgage Income Fund PCI 0001416185 Roman Emmanuel C/O PIMCO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 0 0 0 1 SEE REMARKS COMMON STOCK 2017-03-10 4 P 0 33900 20.5376 A 33900 D COMMON STOCK 2017-03-13 4 P 0 61100 20.528 A 95000 D The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.51 to $20.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchases in multiple transactions at prices ranging from $20.48 to $20.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is Chief Executive Officer of PIMCO and a member of PIMCO's Executive Committee. /s/ Joel Reynolds, Attorney-in-Fact for Emmanuel Roman 2017-03-14