Chief Executive Officer

0000891092-17-007909.txt : 20171102 0000891092-17-007909.hdr.sgml : 20171102 20171102082916 ACCESSION NUMBER: 0000891092-17-007909 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 EFFECTIVENESS DATE: 20171102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 171170847 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 09-30-2017 09-30-2017 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Adam S. Patti Chief Executive Officer 9146974945 /s/ Adam S. Patti Rye Brook NY 10-31-2017 2 539 2324035 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml ARGO GROUP INTL HLDGS LTD COM G0464B107 786 12786 SH DFND 1,2 12786 0 0 BUNGE LIMITED COM G16962105 1155 16631 SH DFND 1,2 16631 0 0 ENSCO PLC SHS CLASS A G3157S106 50 8413 SH DFND 1,2 8413 0 0 ESSENT GROUP LTD COM G3198U102 971 23964 SH DFND 1,2 23964 0 0 FERROGLOBE PLC SHS G33856108 266 20270 SH DFND 1,2 20270 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 938 20642 SH DFND 1,2 20642 0 0 KOSMOS ENERGY LTD SHS G5315B107 51 6361 SH DFND 1,2 6361 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 492 61911 SH DFND 1,2 61911 0 0 NABORS INDUSTRIES LTD SHS G6359F103 62 7668 SH DFND 1,2 7668 0 0 NOBLE CORP PLC SHS USD G65431101 31 6738 SH DFND 1,2 6738 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 44 3452 SH DFND 1,2 3452 0 0 PENTAIR PLC SHS G7S00T104 7128 104884 SH DFND 1,2 104884 0 0 THIRD PT REINS LTD COM G8827U100 1117 71632 SH DFND 1,2 71632 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145723 SH DFND 1,2 145723 0 0 ISHARES INC MSCI PAC JP ETF 464286665 1591 34402 SH DFND 1,2 34402 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 21168 480650 SH DFND 1,2 480650 0 0 ISHARES TR CORE S&P500 ETF 464287200 971 3838 SH DFND 1,2 3838 0 0 ISHARES TR CORE US AGGBD ET 464287226 1411 12879 SH DFND 1,2 12879 0 0 ISHARES TR IBOXX INV CP ETF 464287242 242260 1998347 SH DFND 1,2 1998347 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 20889 145654 SH DFND 1,2 145654 0 0 ISHARES TR S&P 500 VAL ETF 464287408 16 145 SH DFND 1,2 145 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 3900 36613 SH DFND 1,2 36613 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 47532 562844 SH DFND 1,2 562844 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 47 403 SH DFND 1,2 403 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 40030 320084 SH DFND 1,2 320084 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 16587 92686 SH DFND 1,2 92686 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 30 202 SH DFND 1,2 202 0 0 ISHARES TR U.S. REAL ES ETF 464287739 170 2124 SH 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59523 SH DFND 1,2 59523 0 0 REXFORD INDL RLTY INC COM 76169C100 2479 86631 SH DFND 1,2 86631 0 0 RICE ENERGY INC COM 762760106 9253 319721 SH DFND 1,2 319721 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 1202 126160 SH DFND 1,2 126160 0 0 ROGERS CORP COM 775133101 1345 10092 SH DFND 1,2 10092 0 0 ROYAL GOLD INC COM 780287108 239 2772 SH DFND 1,2 2772 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 1018 38695 SH DFND 1,2 38695 0 0 RUSH ENTERPRISES INC CL A 781846209 1213 26201 SH DFND 1,2 26201 0 0 RUTHS HOSPITALITY GROUP INC COM 783332109 906 43230 SH DFND 1,2 43230 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1 16 SH DFND 1,2 16 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 2219 22180 SH DFND 1,2 22180 0 0 RYERSON HLDG CORP COM 783754104 746 68790 SH DFND 1,2 68790 0 0 SJW GROUP COM 784305104 1017 17976 SH DFND 1,2 17976 0 0 SM ENERGY CO COM 78454L100 55 3080 SH DFND 1,2 3080 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1928 7675 SH DFND 1,2 7675 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 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DFND 1,2 37120 0 0 TRUEBLUE INC COM 89785X101 711 31690 SH DFND 1,2 31690 0 0 TUTOR PERINI CORP COM 901109108 774 27257 SH DFND 1,2 27257 0 0 TYSON FOODS INC CL A 902494103 23564 334473 SH DFND 1,2 334473 0 0 UNIFI INC COM NEW 904677200 1088 30531 SH DFND 1,2 30531 0 0 UNISYS CORP COM NEW 909214306 528 62131 SH DFND 1,2 62131 0 0 UNITED INS HLDGS CORP COM 910710102 886 54339 SH DFND 1,2 54339 0 0 UNITED NAT FOODS INC COM 911163103 834 20050 SH DFND 1,2 20050 0 0 UNIVAR INC COM 91336L107 818 28268 SH DFND 1,2 28268 0 0 UNIVERSAL FST PRODS INC COM 913543104 863 8795 SH DFND 1,2 8795 0 0 VWR CORP COM 91843L103 3056 92306 SH DFND 1,2 92306 0 0 VALERO ENERGY CORP NEW COM 91913Y100 123 1594 SH DFND 1,2 1594 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 132 4201 SH DFND 1,2 4201 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 18246 950340 SH DFND 1,2 950340 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 288907 3619472 SH DFND 1,2 3619472 0 0 VANGUARD BD INDEX FD INC TOTAL BND 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0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1701 32211 SH DFND 1,2 32211 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 90258 1025535 SH DFND 1,2 1025535 0 0 VECTRUS INC COM 92242T101 1196 38779 SH DFND 1,2 38779 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1247 15007 SH DFND 1,2 15007 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 12547 82198 SH DFND 1,2 82198 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 31500 237291 SH DFND 1,2 237291 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 42 428 SH DFND 1,2 428 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 39804 307316 SH DFND 1,2 307316 0 0 VIAD CORP COM NEW 92552R406 1168 19174 SH DFND 1,2 19174 0 0 WGL HLDGS INC COM 92924F106 2348 27884 SH DFND 1,2 27884 0 0 WABASH NATL CORP COM 929566107 956 41891 SH DFND 1,2 41891 0 0 WALKER & DUNLOP INC COM 93148P102 1088 20792 SH DFND 1,2 20792 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 1892 227086 SH DFND 1,2 227086 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 3062 93463 SH DFND 1,2 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