NPORT-EX 2 156481INDEXIQ013124.htm

 

Schedule of Investments ─ IQ Healthy Hearts ETF

 

January 31, 2024 (unaudited)

 

   Shares   Value 
Common Stocks — 99.7%
Australia — 0.5%
Ramsay Health Care Ltd.    1,281   $43,382 
           
Canada — 1.1%          
George Weston Ltd.    347    44,490 
Loblaw Cos. Ltd.    467    46,961 
Total Canada        91,451 
           
China — 0.4%          
China Traditional Chinese Medicine Holdings Co., Ltd.    86,128    32,943 
           
Denmark — 5.2%          
Novo Nordisk A/S, Class B    3,968    448,047 
           
Germany — 2.0%          
adidas AG    356    68,106 
Fresenius SE & Co. KGaA    1,367    38,786 
Puma SE    678    27,691 
Siemens Healthineers AG    742    41,799 
Total Germany        176,382 
           
Ireland — 0.5%          
Glanbia PLC    2,475    44,467 
           
Italy — 0.5%          
Moncler SpA    741    46,121 
           
Japan — 2.1%          
Asahi Intecc Co., Ltd.    2,167    41,976 
Nihon Kohden Corp.    1,698    52,378 
Sawai Group Holdings Co., Ltd.    1,261    48,301 
Shimano, Inc.    275    40,175 
Total Japan        182,830 
           
Malaysia — 0.5%          
IHH Healthcare Bhd    33,741    43,514 
           
Netherlands — 0.5%          
Basic-Fit NV*(a)    1,418    41,496 
           
Spain — 0.5%          
Fluidra SA    2,001    43,732 
           
Sweden — 0.9%          
Axfood AB    1,676    42,709 
Thule Group AB    1,514    38,992 
Total Sweden        81,701 
           
Switzerland — 5.5%          
Novartis AG    4,240    441,867 
On Holding AG, Class A*    1,467    38,964 
Total Switzerland        480,831 
           
Taiwan — 0.9%          
Feng TAY Enterprise Co., Ltd.    7,298    37,773 
Giant Manufacturing Co., Ltd.    7,614    43,422 
Total Taiwan        81,195 
           
Thailand — 1.0%          
Bangkok Dusit Medical Services PCL    56,472    43,773 
Bumrungrad Hospital PCL    6,831    46,211 
Total Thailand        89,984 
           
United Kingdom — 5.5%          
AstraZeneca PLC    3,250    434,564 
Frasers Group PLC*    3,816    39,362 
Total United Kingdom        473,926 
           
United States — 72.1%          
Abbott Laboratories    4,057    459,050 
Acadia Healthcare Co., Inc.*    568    46,656 
Alphabet, Inc., Class A*    3,053    427,725 
Apple, Inc.    2,197    405,127 
AtriCure, Inc.*    993    33,822 
   Shares   Value 
Common Stocks (continued)
United States (continued)          
Boston Scientific Corp.*    3,270   $206,860 
Bristol-Myers Squibb Co.    4,560    222,847 
Centene Corp.*    1,185    89,242 
Cytokinetics, Inc.*    1,307    102,116 
Deckers Outdoor Corp.*    66    49,746 
Dick's Sporting Goods, Inc.    339    50,535 
Edwards Lifesciences Corp.*    1,340    105,150 
Elevance Health, Inc.    524    258,563 
Eli Lilly & Co.    694    448,053 
Encompass Health Corp.    631    44,826 
Garmin Ltd.    345    41,224 
General Mills, Inc.    1,300    84,383 
Hayward Holdings, Inc.*    3,508    43,920 
HCA Healthcare, Inc.    436    132,936 
Inari Medical, Inc.*    708    40,321 
Johnson & Johnson    2,737    434,909 
Kellanova    781    42,768 
LivaNova PLC*    947    46,100 
Medtronic PLC    2,979    260,782 
Merit Medical Systems, Inc.*    578    45,257 
Molina Healthcare, Inc.*    129    45,981 
NIKE, Inc., Class B    3,877    393,632 
Peloton Interactive, Inc., Class A*    7,927    44,074 
Pentair PLC    661    48,365 
Penumbra, Inc.*    179    45,142 
Pfizer, Inc.    13,683    370,536 
Planet Fitness, Inc., Class A*    638    43,231 
Pool Corp.(a)    118    43,807 
Rhythm Pharmaceuticals, Inc.*    1,206    53,197 
Sanofi SA    2,540    257,587 
Select Medical Holdings Corp.    1,770    46,002 
Shockwave Medical, Inc.*    238    53,847 
Tenet Healthcare Corp.*    614    50,802 
Topgolf Callaway Brands Corp.*    3,552    46,780 
Under Armour, Inc., Class A*    5,439    41,445 
United Therapeutics Corp.*    181    38,875 
UnitedHealth Group, Inc.    763    390,458 
Vail Resorts, Inc.    184    40,848 
VF Corp.    2,518    41,446 
YETI Holdings, Inc.*    993    43,662 
Total United States        6,262,635 
           
Total Common Stocks          
(Cost $7,808,173)        8,664,637 
           
Short-Term Investment — 0.0%(b)          
           
Money Market Funds — 0.0%(b)          
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.30%(c)          
(Cost $1,978)    1,978    1,978 
           
           
Total Investments — 99.7%
(Cost $7,810,151)
        8,666,615 
Other Assets and Liabilities, Net — 0.3%        21,851 
Net Assets — 100%       $8,688,466 

 

 


 

 

 

Schedule of Investments ─ IQ Healthy Hearts ETF (continued)

 

January 31, 2024 (unaudited)

 

       % of 
Industry  Value   Net Assets 
Health Care   $6,087,458    70.1%
Consumer Discretionary    1,302,532    15.0 
Communication Services    427,725    4.9 
Information Technology    405,127    4.6 
Consumer Staples    305,778    3.5 
Industrials    136,017    1.6 
Money Market Funds    1,978    0.0(b)
Total Investments   $8,666,615    99.7%
Other Assets and Liabilities, Net    21,851    0.3 
Total Net Assets   $8,688,466    100 .0% 

 

* Non-income producing securities.
(a) All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $82,112; total market value of collateral held consisted of non-cash U.S. Treasury securities collateral having a value of $87,162.
(b) Less than 0.05%.
(c) Reflects the 1-day yield at January 31, 2024.

 

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2024. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

 

Description  Level 1   Level 2   Level 3   Total 
Asset Valuation Inputs                    
Investments in Securities:(d)                    
Common Stocks   $8,664,637   $   $   $8,664,637 
Short-Term Investment:                    
Money Market Funds    1,978            1,978 
Total Investments in Securities   $8,666,615   $   $   $8,666,615 

 

 
(d) For a complete listing of investments and their countries, see the Schedule of Investments.

 

For the period ended January 31, 2024 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy