NPORT-EX 2 465826INDEXIQ013124.htm

 

Schedule of Investments ─ IQ Cleaner Transport ETF

 

January 31, 2024 (unaudited)

 

   Shares   Value 
Common Stocks — 96.4%
 
Belgium — 0.2%
Umicore SA    546   $12,556 
           
Brazil — 0.3%          
Rumo SA    3,320    15,494 
           
Canada — 0.5%          
Boralex, Inc., Class A    610    14,807 
Innergex Renewable Energy, Inc.    1,889    12,979 
Total Canada        27,786 
           
China — 8.0%          
BYD Co., Ltd., Class H    5,391    120,202 
Li Auto, Inc., Class A*    3,007    40,774 
NIO, Inc.*    3,634    20,423 
NXP Semiconductors NV    704    148,241 
Xiaomi Corp., Class B*    44,891    70,749 
Xinyi Solar Holdings Ltd.    21,246    9,730 
XPeng, Inc., A Shares*    3,070    12,705 
Zhuzhou CRRC Times Electric Co., Ltd., Class H    4,267    10,469 
Total China        433,293 
           
Denmark — 2.2%          
AP Moller - Maersk A/S, Class B    22    40,798 
Vestas Wind Systems A/S*    2,654    76,064 
Total Denmark        116,862 
           
Finland — 0.3%          
Wartsila OYJ Abp    1,245    18,528 
           
France — 1.9%          
Alstom SA(a)    977    12,470 
Forvia SE*    707    12,330 
Legrand SA    702    68,812 
Valeo SE    908    11,998 
Total France        105,610 
           
Germany — 12.3%          
Bayerische Motoren Werke AG    833    87,571 
E.ON SE    6,028    82,242 
Infineon Technologies AG    3,539    129,724 
Mercedes-Benz Group AG    2,477    169,106 
Nordex SE*(a)    1,209    12,510 
Siemens AG    962    174,176 
SMA Solar Technology AG*    208    10,786 
Total Germany        666,115 
           
Hong Kong — 0.3%          
MTR Corp., Ltd.    4,299    13,968 
           
Japan — 15.4%          
Central Japan Railway Co.    1,735    43,833 
Denso Corp.    4,209    67,407 
East Japan Railway Co.    778    44,926 
Hitachi Ltd.    2,266    180,986 
Honda Motor Co., Ltd.    11,100    127,231 
Koito Manufacturing Co., Ltd.    858    13,365 
Panasonic Holdings Corp.    5,727    55,184 
Shimano, Inc.    191    27,904 
Sumitomo Electric Industries Ltd.    1,850    25,008 
TDK Corp.    1,011    51,472 
Toyota Motor Corp.    8,428    172,971 
Yamaha Motor Co., Ltd.    2,310    22,235 
Total Japan        832,522 
           
Portugal — 0.7%          
EDP - Energias de Portugal SA    8,286    37,281 
           
Singapore — 1.4%          
STMicroelectronics NV    1,768    78,577 
           
South Korea — 1.3%          
LG Energy Solution Ltd.*    108    30,831 
   Shares   Value 
Common Stocks (continued)
 
South Korea (continued)          
Samsung SDI Co., Ltd.    142   $39,632 
Total South Korea        70,463 
           
Spain — 3.3%          
EDP Renovaveis SA(a)    801    13,095 
Iberdrola SA    12,965    157,380 
Solaria Energia y Medio Ambiente SA*(a)    731    10,874 
Total Spain        181,349 
           
Sweden — 0.2%          
Thule Group AB    477    12,285 
           
Switzerland — 3.7%          
ABB Ltd.    4,101    175,399 
Landis+Gyr Group AG*    160    13,252 
Stadler Rail AG    351    11,309 
Total Switzerland        199,960 
           
Taiwan — 7.7%          
Compal Electronics, Inc.    13,764    15,765 
Evergreen Marine Corp. Taiwan Ltd.    44,215    212,603 
Taiwan High Speed Rail Corp.    13,925    13,146 
Taiwan Semiconductor Manufacturing Co., Ltd.    8,689    174,338 
Total Taiwan        415,852 
           
United Kingdom — 2.5%          
National Grid PLC    9,886    132,817 
           
United States — 34.2%          
Advanced Micro Devices, Inc.*    1,298    217,662 
Alphabet, Inc., Class A*    1,161    162,656 
Apple, Inc.    836    154,158 
Aptiv PLC*    766    62,299 
Array Technologies, Inc.*    874    11,572 
Bloom Energy Corp., Class A*    997    11,286 
Edison International    1,043    70,382 
Enphase Energy, Inc.*    358    37,279 
Exelon Corp.    2,704    94,126 
First Solar, Inc.*    273    39,940 
Intel Corp.    3,594    154,829 
Itron, Inc.*    198    14,284 
Jabil, Inc.    334    41,847 
Lucid Group, Inc.*(a)    3,105    10,495 
NextEra Energy, Inc.    2,758    161,702 
Plug Power, Inc.*(a)    3,795    16,888 
Rivian Automotive, Inc., Class A*(a)    1,798    27,527 
Schneider Electric SE    869    172,648 
Shoals Technologies Group, Inc., Class A*    932    12,274 
Sims Ltd.    1,458    13,995 
SolarEdge Technologies, Inc.*    169    11,238 
Tesla, Inc.*    674    126,233 
Texas Instruments, Inc.    1,033    165,404 
Westinghouse Air Brake Technologies Corp.    483    63,548 
Total United States        1,854,272 
           
Total Common Stocks          
(Cost $5,437,812)        5,225,590 
           
Preferred Stock — 3.3%          
           
Germany — 3.3%          
Volkswagen AG, 7.31%          
(Cost $247,137)    1,350    175,737 
           
Short-Term Investments — 0.5%          
           
Money Market Funds — 0.5%          
Dreyfus Government Cash Management Fund, Institutional Shares, 5.23%(b)(c)    25,433    25,433 


 

 

 

Schedule of Investments ─ IQ Cleaner Transport ETF (continued)

 

January 31, 2024 (unaudited)

 

   Shares   Value 
Short-Term Investments (continued)
 
Money Market Funds (continued)          
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.30%(b)    819   $819 
           
Total Short-Term Investments          
(Cost $26,252)        26,252 
           
Total Investments — 100.2%
(Cost $5,711,201)		        5,427,579 
Other Assets and Liabilities, Net — (0.2)%        (8,761)
Net Assets — 100%       $5,418,818 

 

 

 

       % of 
Industry  Value   Net Assets 
Information Technology   $1,578,906    29.1%
Industrials    1,444,539    26.7 
Consumer Discretionary    1,400,992    25.9 
Utilities    787,684    14.5 
Communication Services    162,656    3.0 
Materials    26,550    0.5 
Money Market Funds    26,252    0.5 
Total Investments   $5,427,579    100.2%
Other Assets and Liabilities, Net    (8,761)   (0.2)
Total Net Assets   $5,418,818    100 .0% 

1 

* Non-income producing securities.
(a) All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $61,347; total market value of collateral held by the Fund was $62,056. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $36,623.
(b) Reflects the 1-day yield at January 31, 2024.
(c) Represents security purchased with cash collateral received for securities on loan.


 

 

 

Schedule of Investments ─ IQ Cleaner Transport ETF (continued)

 

January 31, 2024 (unaudited)

 

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2024. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

 

Description  Level 1   Level 2   Level 3   Total 
Asset Valuation Inputs                    
Investments in Securities:(d)                    
Common Stocks   $5,225,590   $—   $—   $5,225,590 
Preferred Stock    175,737    —    —    175,737 
Short-Term Investments:                    
Money Market Funds    26,252    —    —    26,252 
Total Investments in Securities   $5,427,579   $—   $—   $5,427,579 

 

 

 

(d) For a complete listing of investments and their countries, see the Schedule of Investments.

 

For the period ended January 31, 2024 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.