0001752724-24-073302.txt : 20240328 0001752724-24-073302.hdr.sgml : 20240328 20240328113928 ACCESSION NUMBER: 0001752724-24-073302 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240131 FILED AS OF DATE: 20240328 DATE AS OF CHANGE: 20240328 PERIOD START: 20240430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ ETF Trust CENTRAL INDEX KEY: 0001415995 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22227 FILM NUMBER: 24795823 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 576-5018 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: IQSHARES Trust DATE OF NAME CHANGE: 20080808 FORMER COMPANY: FORMER CONFORMED NAME: IQSHARES Trust 1 DATE OF NAME CHANGE: 20071024 0001415995 S000073839 IQ Cleaner Transport ETF 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0.193675095016 Long EC CORP US N 1 N N Toyota Motor Corp 5493006W3QUS5LMH6R84 Toyota Motor Corp 000000000 8428.00000000 NS 172970.75000000 3.192038651281 Long EC CORP JP N 1 N N N Bayerische Motoren Werke AG YEH5ZCD6E441RHVHD759 Bayerische Motoren Werke AG 000000000 833.00000000 NS 87570.87000000 1.616051278995 Long EC CORP DE N 1 N N N Shimano Inc 529900L32YT3P9DECR10 Shimano Inc 000000000 191.00000000 NS 27903.57000000 0.514938357778 Long EC CORP JP N 1 N N N Texas Instruments Inc WDJNR2L6D8RWOEB8T652 Texas Instruments Inc 882508104 1033.00000000 NS USD 165403.96000000 3.052399514917 Long EC CORP US N 1 N N N First Solar Inc 549300NPYMLM4NHTOF27 First Solar Inc 336433107 273.00000000 NS USD 39939.90000000 0.737059326668 Long EC CORP US N 1 N N N Jabil Inc 5493000CGCQY2OQU7669 Jabil Inc 466313103 334.00000000 NS USD 41846.86000000 0.772250768148 Long EC CORP US N 1 N N N Intel Corp KNX4USFCNGPY45LOCE31 Intel Corp 458140100 3594.00000000 NS USD 154829.52000000 2.857256571988 Long EC CORP US N 1 N N N Volkswagen AG 529900NNUPAGGOMPXZ31 Volkswagen AG 000000000 1350.00000000 NS 175737.56000000 3.243097945761 Long EP CORP DE N 1 N N N Mercedes-Benz Group AG 529900R27DL06UVNT076 Mercedes-Benz Group AG 000000000 2477.00000000 NS 169106.51000000 3.120727152442 Long EC CORP DE N 1 N N N Rumo SA N/A Rumo SA 000000000 3320.00000000 NS 15494.36000000 0.285936182833 Long EC CORP BR N 1 N N N Samsung SDI Co Ltd 9884002AESDO4YW87G32 Samsung SDI Co Ltd 000000000 142.00000000 NS 39632.11000000 0.731379305182 Long EC CORP KR N 1 N N N Tesla Inc 54930043XZGB27CTOV49 Tesla Inc 88160R101 674.00000000 NS USD 126233.46000000 2.329538857899 Long EC CORP US N 1 N N N Stadler Rail AG 506700781XDET0A89669 Stadler Rail AG 000000000 351.00000000 NS 11309.25000000 0.208703281433 Long EC CORP CH N 1 N N N STMicroelectronics NV 213800Z8NOHIKRI42W10 STMicroelectronics NV 000000000 1768.00000000 NS 78576.71000000 1.450071156022 Long EC CORP FR N 1 N N N Li Auto Inc 2549003R73Q70J5H4I65 Li Auto Inc 000000000 3007.00000000 NS 40774.19000000 0.752455490044 Long EC CORP CN N 1 N N N Siemens AG W38RGI023J3WT1HWRP32 Siemens AG 000000000 962.00000000 NS 174175.71000000 3.214275236907 Long EC CORP DE N 1 N N N Taiwan High Speed Rail Corp N/A Taiwan High Speed Rail Corp 000000000 13925.00000000 NS 13146.66000000 0.242611232565 Long EC CORP TW N 1 N N N Innergex Renewable Energy Inc 549300EORYEC4J59SU80 Innergex Renewable Energy Inc 45790B104 1889.00000000 NS 12979.32000000 0.239523104960 Long EC CORP CA N 1 N N N Nordex SE 529900HVDYCUWVD0OE76 Nordex SE 000000000 1209.00000000 NS 12510.24000000 0.230866603843 Long EC CORP DE N 1 N N XPeng Inc 549300TZNMIREMWQU857 XPeng Inc 000000000 3070.00000000 NS 12704.53000000 0.234452072424 Long EC CORP CN N 1 N N N Plug Power Inc 549300JPDKRSJ8JSM954 Plug Power Inc 72919P202 3795.00000000 NS USD 16887.75000000 0.311650095366 Long EC CORP US N 1 N N Forvia SE 969500F0VMZLK2IULV85 Forvia SE 000000000 707.00000000 NS 12329.88000000 0.227538202416 Long EC CORP FR N 1 N N N Legrand SA 969500XXRPGD7HCAFA90 Legrand SA 000000000 702.00000000 NS 68812.17000000 1.269874278272 Long EC CORP FR N 1 N N N Yamaha Motor Co Ltd 3538004LR5NXILJDHY88 Yamaha Motor Co Ltd 000000000 2310.00000000 NS 22234.79000000 0.410325497710 Long EC CORP JP N 1 N N N DREYFUS GOVERNMENT CASH MANAGE N/A DREYFUS GOVERNMENT CASH MANAGE 000000000 25433.15000000 NS USD 25433.15000000 0.469348706783 Long STIV RF US N 2 N N Wartsila OYJ Abp 743700G7A9J1PHM3X223 Wartsila OYJ Abp 000000000 1245.00000000 NS 18527.59000000 0.341912048106 Long EC CORP FI N 1 N N N ABB Ltd 5493000LKVGOO9PELI61 ABB Ltd 000000000 4101.00000000 NS 175398.60000000 3.236842706530 Long EC CORP CH N 1 N N N Koito Manufacturing Co Ltd N/A Koito Manufacturing Co Ltd 000000000 858.00000000 NS 13365.25000000 0.246645138464 Long EC CORP JP N 1 N N N Solaria Energia y Medio Ambien 959800PM2YJU406K2789 Solaria Energia y Medio Ambiente SA 000000000 731.00000000 NS 10874.48000000 0.200679944282 Long EC CORP ES N 1 N N Array Technologies Inc 549300JM5FECYJQ85V37 Array Technologies Inc 04271T100 874.00000000 NS USD 11571.76000000 0.213547696262 Long EC CORP US N 1 N N N Xiaomi Corp 2549001ACVFAZRNMKL32 Xiaomi Corp 000000000 44891.00000000 NS 70748.30000000 1.305604029076 Long EC CORP CN N 1 N N N Umicore SA 529900F3AIQECS8ZSV61 Umicore SA 000000000 546.00000000 NS 12555.75000000 0.231706454968 Long EC CORP BE N 1 N N N Sims Ltd 5493002YM7ZHVDMFC916 Sims Ltd 000000000 1458.00000000 NS 13994.58000000 0.258258926832 Long EC CORP AU N 1 N N N Valeo SE 5493006IH2N2WMIBB742 Valeo SE 000000000 908.00000000 NS 11998.50000000 0.221422846101 Long EC CORP FR N 1 N N N Landis+Gyr Group AG 529900PZYVAKCYSLFL19 Landis+Gyr Group AG 000000000 160.00000000 NS 13251.73000000 0.244550216474 Long EC CORP CH N 1 N N N Honda Motor Co Ltd 549300P7ZYCQJ36CCS16 Honda Motor Co Ltd 000000000 11100.00000000 NS 127231.40000000 2.347955052843 Long EC CORP JP N 1 N N N Infineon Technologies AG TSI2PJM6EPETEQ4X1U25 Infineon Technologies AG 000000000 3539.00000000 NS 129723.62000000 2.393947005630 Long EC CORP DE N 1 N N N 2024-03-28 IndexIQ ETF Trust Adefolahan Oyefeso Adefolahan Oyefeso Director and Vice President, IndexIQ XXXX NPORT-EX 2 465826INDEXIQ013124.htm

 

Schedule of Investments ─ IQ Cleaner Transport ETF

 

January 31, 2024 (unaudited)

 

   Shares   Value 
Common Stocks — 96.4%
 
Belgium — 0.2%
Umicore SA    546   $12,556 
           
Brazil — 0.3%          
Rumo SA    3,320    15,494 
           
Canada — 0.5%          
Boralex, Inc., Class A    610    14,807 
Innergex Renewable Energy, Inc.    1,889    12,979 
Total Canada        27,786 
           
China — 8.0%          
BYD Co., Ltd., Class H    5,391    120,202 
Li Auto, Inc., Class A*    3,007    40,774 
NIO, Inc.*    3,634    20,423 
NXP Semiconductors NV    704    148,241 
Xiaomi Corp., Class B*    44,891    70,749 
Xinyi Solar Holdings Ltd.    21,246    9,730 
XPeng, Inc., A Shares*    3,070    12,705 
Zhuzhou CRRC Times Electric Co., Ltd., Class H    4,267    10,469 
Total China        433,293 
           
Denmark — 2.2%          
AP Moller - Maersk A/S, Class B    22    40,798 
Vestas Wind Systems A/S*    2,654    76,064 
Total Denmark        116,862 
           
Finland — 0.3%          
Wartsila OYJ Abp    1,245    18,528 
           
France — 1.9%          
Alstom SA(a)    977    12,470 
Forvia SE*    707    12,330 
Legrand SA    702    68,812 
Valeo SE    908    11,998 
Total France        105,610 
           
Germany — 12.3%          
Bayerische Motoren Werke AG    833    87,571 
E.ON SE    6,028    82,242 
Infineon Technologies AG    3,539    129,724 
Mercedes-Benz Group AG    2,477    169,106 
Nordex SE*(a)    1,209    12,510 
Siemens AG    962    174,176 
SMA Solar Technology AG*    208    10,786 
Total Germany        666,115 
           
Hong Kong — 0.3%          
MTR Corp., Ltd.    4,299    13,968 
           
Japan — 15.4%          
Central Japan Railway Co.    1,735    43,833 
Denso Corp.    4,209    67,407 
East Japan Railway Co.    778    44,926 
Hitachi Ltd.    2,266    180,986 
Honda Motor Co., Ltd.    11,100    127,231 
Koito Manufacturing Co., Ltd.    858    13,365 
Panasonic Holdings Corp.    5,727    55,184 
Shimano, Inc.    191    27,904 
Sumitomo Electric Industries Ltd.    1,850    25,008 
TDK Corp.    1,011    51,472 
Toyota Motor Corp.    8,428    172,971 
Yamaha Motor Co., Ltd.    2,310    22,235 
Total Japan        832,522 
           
Portugal — 0.7%          
EDP - Energias de Portugal SA    8,286    37,281 
           
Singapore — 1.4%          
STMicroelectronics NV    1,768    78,577 
           
South Korea — 1.3%          
LG Energy Solution Ltd.*    108    30,831 
   Shares   Value 
Common Stocks (continued)
 
South Korea (continued)          
Samsung SDI Co., Ltd.    142   $39,632 
Total South Korea        70,463 
           
Spain — 3.3%          
EDP Renovaveis SA(a)    801    13,095 
Iberdrola SA    12,965    157,380 
Solaria Energia y Medio Ambiente SA*(a)    731    10,874 
Total Spain        181,349 
           
Sweden — 0.2%          
Thule Group AB    477    12,285 
           
Switzerland — 3.7%          
ABB Ltd.    4,101    175,399 
Landis+Gyr Group AG*    160    13,252 
Stadler Rail AG    351    11,309 
Total Switzerland        199,960 
           
Taiwan — 7.7%          
Compal Electronics, Inc.    13,764    15,765 
Evergreen Marine Corp. Taiwan Ltd.    44,215    212,603 
Taiwan High Speed Rail Corp.    13,925    13,146 
Taiwan Semiconductor Manufacturing Co., Ltd.    8,689    174,338 
Total Taiwan        415,852 
           
United Kingdom — 2.5%          
National Grid PLC    9,886    132,817 
           
United States — 34.2%          
Advanced Micro Devices, Inc.*    1,298    217,662 
Alphabet, Inc., Class A*    1,161    162,656 
Apple, Inc.    836    154,158 
Aptiv PLC*    766    62,299 
Array Technologies, Inc.*    874    11,572 
Bloom Energy Corp., Class A*    997    11,286 
Edison International    1,043    70,382 
Enphase Energy, Inc.*    358    37,279 
Exelon Corp.    2,704    94,126 
First Solar, Inc.*    273    39,940 
Intel Corp.    3,594    154,829 
Itron, Inc.*    198    14,284 
Jabil, Inc.    334    41,847 
Lucid Group, Inc.*(a)    3,105    10,495 
NextEra Energy, Inc.    2,758    161,702 
Plug Power, Inc.*(a)    3,795    16,888 
Rivian Automotive, Inc., Class A*(a)    1,798    27,527 
Schneider Electric SE    869    172,648 
Shoals Technologies Group, Inc., Class A*    932    12,274 
Sims Ltd.    1,458    13,995 
SolarEdge Technologies, Inc.*    169    11,238 
Tesla, Inc.*    674    126,233 
Texas Instruments, Inc.    1,033    165,404 
Westinghouse Air Brake Technologies Corp.    483    63,548 
Total United States        1,854,272 
           
Total Common Stocks          
(Cost $5,437,812)        5,225,590 
           
Preferred Stock — 3.3%          
           
Germany — 3.3%          
Volkswagen AG, 7.31%          
(Cost $247,137)    1,350    175,737 
           
Short-Term Investments — 0.5%          
           
Money Market Funds — 0.5%          
Dreyfus Government Cash Management Fund, Institutional Shares, 5.23%(b)(c)    25,433    25,433 


 

 

 

Schedule of Investments ─ IQ Cleaner Transport ETF (continued)

 

January 31, 2024 (unaudited)

 

   Shares   Value 
Short-Term Investments (continued)
 
Money Market Funds (continued)          
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.30%(b)    819   $819 
           
Total Short-Term Investments          
(Cost $26,252)        26,252 
           
Total Investments — 100.2%
(Cost $5,711,201)		        5,427,579 
Other Assets and Liabilities, Net — (0.2)%        (8,761)
Net Assets — 100%       $5,418,818 

 

 

 

       % of 
Industry  Value   Net Assets 
Information Technology   $1,578,906    29.1%
Industrials    1,444,539    26.7 
Consumer Discretionary    1,400,992    25.9 
Utilities    787,684    14.5 
Communication Services    162,656    3.0 
Materials    26,550    0.5 
Money Market Funds    26,252    0.5 
Total Investments   $5,427,579    100.2%
Other Assets and Liabilities, Net    (8,761)   (0.2)
Total Net Assets   $5,418,818    100 .0% 

1 

* Non-income producing securities.
(a) All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $61,347; total market value of collateral held by the Fund was $62,056. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $36,623.
(b) Reflects the 1-day yield at January 31, 2024.
(c) Represents security purchased with cash collateral received for securities on loan.


 

 

 

Schedule of Investments ─ IQ Cleaner Transport ETF (continued)

 

January 31, 2024 (unaudited)

 

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2024. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.

 

Description  Level 1   Level 2   Level 3   Total 
Asset Valuation Inputs                    
Investments in Securities:(d)                    
Common Stocks   $5,225,590   $—   $—   $5,225,590 
Preferred Stock    175,737    —    —    175,737 
Short-Term Investments:                    
Money Market Funds    26,252    —    —    26,252 
Total Investments in Securities   $5,427,579   $—   $—   $5,427,579 

 

 

 

(d) For a complete listing of investments and their countries, see the Schedule of Investments.

 

For the period ended January 31, 2024 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.