0001752724-23-286246.txt : 20231220 0001752724-23-286246.hdr.sgml : 20231220 20231220130849 ACCESSION NUMBER: 0001752724-23-286246 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 PERIOD START: 20240430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ ETF Trust CENTRAL INDEX KEY: 0001415995 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22227 FILM NUMBER: 231500650 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 576-5018 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: IQSHARES Trust DATE OF NAME CHANGE: 20080808 FORMER COMPANY: FORMER CONFORMED NAME: IQSHARES Trust 1 DATE OF NAME CHANGE: 20071024 0001415995 S000023661 IQ Hedge Multi-Strategy Tracker ETF C000069675 IQ Hedge Multi-Strategy Tracker ETF QAI NPORT-P 1 primary_doc.xml NPORT-P false 0001415995 XXXXXXXX S000023661 C000069675 IndexIQ ETF Trust 811-22227 0001415995 549300RB5MLWJ1UN5M66 51 Madison Avenue 4th Floor New York 10010 888-474-7725 IQ Hedge Multi-Strategy Tracker ETF S000023661 549300GO30U3VROX3G48 2024-04-30 2023-10-31 N 699903839.48 104713045.96 595190793.52 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1164678.93000000 UST IQ Hedge Multi-Strategy Index IQHGMS-QAI MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ALTSHARES MERGER ARBITRAGE ETF 000000000 1.00000000 NC USD -619.35000000 -0.00010405906 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 AltShares Merger Arbitrage ETF AltShares Merger Arbitrage ETF Y 2024-07-05 0.00000000 USD 0.00000000 USD 4647.00000000 USD -619.35000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ISHARES MSCI INDIA ETF 000000000 1.00000000 NC USD -1551.10000000 -0.00026060550 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iShares MSCI India ETF iShares MSCI India ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 1306.00000000 USD -1551.10000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS MATERIALS SELECT SECTOR SPDR FUND 000000000 1.00000000 NC USD -4765.79000000 -0.00080071635 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Materials Select Sector SPDR Fund Materials Select Sector SPDR Fund Y 2049-12-31 0.00000000 USD 0.00000000 USD 1667.00000000 USD -4765.79000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS VANGUARD FINANCIALS ETF 000000000 1.00000000 NC USD -3784.69000000 -0.00063587845 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Vanguard Financials ETF Vanguard Financials ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 1398.00000000 USD -3784.69000000 N N N Vanguard Materials ETF N/A Vanguard Materials ETF 92204A801 25379.00000000 NS USD 4209868.52000000 0.707314119410 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ISHARES FLOATING RATE BOND ETF 000000000 1.00000000 NC USD -8938.09000000 -0.00150171845 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iShares Floating Rate Bond ETF iShares Floating Rate Bond ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 37398.00000000 USD -8938.09000000 N N N SPDR Blackstone Senior Loan ETF 549300ME4SR63Y3TRD06 SPDR Blackstone Senior Loan ETF 78467V608 1676661.00000000 NS USD 69665264.55000000 11.70469458003 Long EC PF US N 1 N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF 000000000 1.00000000 NC USD -47985.34000000 -0.00806217779 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 SPDR Bloomberg Convertible Securities ETF SPDR Bloomberg Convertible Securities ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 14548.00000000 USD -47985.34000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS INVESCO GLOBAL LISTED PRIVATE EQUITY ETF 000000000 1.00000000 NC USD -2418.65000000 -0.00040636549 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Invesco Global Listed Private Equity ETF Invesco Global Listed Private Equity ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 628.00000000 USD -2418.65000000 N N N SPDR Bloomberg Convertible Securities ETF 549300IXKU3G7R6DMX93 SPDR Bloomberg Convertible Securities ETF 78464A359 840210.00000000 NS USD 54462412.20000000 9.150412404383 Long EC RF US N 1 N N N iShares Convertible Bond ETF 5493009GXGY863LN1X56 iShares Convertible Bond ETF 46435G102 239852.00000000 NS USD 17000709.76000000 2.856346224620 Long EC RF US N 1 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS IPATH SERIES B S&P 500 VIX SHORT-TERM FUTURES ETN 000000000 1.00000000 NC USD 89.36000000 0.000015013673 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iPath Series B S&P 500 VIX Short-Term Futures ETN iPath Series B S&P 500 VIX Short-Term Futures ETN Y 2025-07-06 0.00000000 USD 0.00000000 USD 4363.00000000 USD 89.36000000 N N N iShares GSCI Commodity Dynamic 549300E6DRJWWX0UKV73 iShares GSCI Commodity Dynamic 46431W853 147842.00000000 NS USD 4164709.14000000 0.699726740625 Long EC RF US N 1 N N Materials Select Sector SPDR Fund 549300N81BAQ1XPGBT65 Materials Select Sector SPDR Fund 81369Y100 96260.00000000 NS USD 7321535.60000000 1.230115734267 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS VANGUARD MID-CAP ETF 000000000 1.00000000 NC USD 227855.65000000 0.038282791414 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Vanguard Mid-Cap ETF Vanguard Mid-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 4462374.96000000 USD 227855.65000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS INVESCO GLOBAL LISTED PRIVATE EQUITY ETF 000000000 1.00000000 NC USD -2418.65000000 -0.00040636549 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Invesco Global Listed Private Equity ETF Invesco Global Listed Private Equity ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 628.00000000 USD -2418.65000000 N N N SPDR S&P Emerging Markets SmallCap ETF 549300KXEWO8WPVG8S70 SPDR S&P Emerging Markets SmallCap ETF 78463X756 1243395.00000000 NS USD 64097012.25000000 10.76915384912 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ISHARES GSCI COMMODITY DYNAMIC 000000000 1.00000000 NC USD -2859.26000000 -0.00048039385 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iShares GSCI Commodity Dynamic iShares GSCI Commodity Dynamic Y 2024-07-05 0.00000000 USD 0.00000000 USD 2560.00000000 USD -2859.26000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF 000000000 1.00000000 NC USD -3543.84000000 -0.00059541243 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 SPDR Bloomberg Investment Grade Floating Rate ETF SPDR Bloomberg Investment Grade Floating Rate ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 20335.00000000 USD -3543.84000000 N N N Vanguard Energy ETF N/A Vanguard Energy ETF 92204A306 751.00000000 NS USD 90074.94000000 0.015133792555 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS FINANCIAL SELECT SECTOR SPDR FUND 000000000 1.00000000 NC USD -12048.10000000 -0.00202424166 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Financial Select Sector SPDR Fund Financial Select Sector SPDR Fund Y 2023-12-04 0.00000000 USD 0.00000000 USD 12475.00000000 USD -12048.10000000 N N N JPMorgan Equity Premium Income ETF 549300WPLSUZ3ZNSFP07 JPMorgan Equity Premium Income ETF 46641Q332 545244.00000000 NS USD 28690739.28000000 4.820427263385 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ISHARES CONVERTIBLE BOND ETF 000000000 1.00000000 NC USD -15276.89000000 -0.00256672148 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iShares Convertible Bond ETF iShares Convertible Bond ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 4153.00000000 USD -15276.89000000 N N N SPDR Bloomberg Investment Grade Floating Rate ETF 549300QJ0FR0L0XRBI28 SPDR Bloomberg Investment Grade Floating Rate ETF 78468R200 1174440.00000000 NS USD 36043563.60000000 6.055799920364 Long EC RF US N 1 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF 000000000 1.00000000 NC USD -9424.66000000 -0.00158346871 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 JPMorgan Nasdaq Equity Premium Income ETF JPMorgan Nasdaq Equity Premium Income ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 9516.00000000 USD -9424.66000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ISHARES GSCI COMMODITY DYNAMIC 000000000 1.00000000 NC USD -2859.26000000 -0.00048039385 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iShares GSCI Commodity Dynamic iShares GSCI Commodity Dynamic Y 2024-07-05 0.00000000 USD 0.00000000 USD 2560.00000000 USD -2859.26000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS SCHWAB US SMALL-CAP ETF 000000000 1.00000000 NC USD -393.92000000 -0.00006618381 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Schwab US Small-Cap ETF Schwab US Small-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 138.00000000 USD -393.92000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS VANGUARD MID-CAP ETF 000000000 1.00000000 NC USD 227195.04000000 0.038171800114 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Vanguard Mid-Cap ETF Vanguard Mid-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 4462374.96000000 USD 227195.04000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ISHARES CORE S&P MID-CAP ETF 000000000 1.00000000 NC USD 349071.27000000 0.058648633984 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iShares Core S&P Mid-Cap ETF iShares Core S&P Mid-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 6065438.75000000 USD 349071.27000000 N N N iShares Floating Rate Bond ETF 549300G2T0MQ0NCEG317 iShares Floating Rate Bond ETF 46429B655 2159849.00000000 NS USD 109914715.60000000 18.46713974689 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ISHARES CORE S&P SMALL-CAP ETF 000000000 1.00000000 NC USD -1747.25000000 -0.00029356132 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iShares Core S&P Small-Cap ETF iShares Core S&P Small-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 297.00000000 USD -1747.25000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 000000000 1.00000000 NC USD -11833.15000000 -0.00198812719 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Schwab International Small-Cap Equity ETF Schwab International Small-Cap Equity ETF Y 2023-12-06 0.00000000 USD 0.00000000 USD 9845.00000000 USD -11833.15000000 N N N AltShares Merger Arbitrage ETF 549300253RKVXL6EB213 AltShares Merger Arbitrage ETF 02210T108 268396.00000000 NS USD 7042711.04000000 1.183269485461 Long EC RF US N 1 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF 000000000 1.00000000 NC USD -47985.34000000 -0.00806217779 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 SPDR Bloomberg Convertible Securities ETF SPDR Bloomberg Convertible Securities ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 14548.00000000 USD -47985.34000000 N N N Schwab US Small-Cap ETF 5493003UKSEZNILT8D61 Schwab US Small-Cap ETF 808524607 7979.00000000 NS USD 309266.04000000 0.051960823884 Long EC RF US N 1 N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS JPMORGAN EQUITY PREMIUM INCOME ETF 000000000 1.00000000 NC USD -11249.32000000 -0.00189003595 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 JPMorgan Equity Premium Income ETF JPMorgan Equity Premium Income ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 9441.00000000 USD -11249.32000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS VANGUARD FINANCIALS ETF 000000000 1.00000000 NC USD -3784.69000000 -0.00063587845 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Vanguard Financials ETF Vanguard Financials ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 1398.00000000 USD -3784.69000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS FINANCIAL SELECT SECTOR SPDR FUND 000000000 1.00000000 NC USD -12048.10000000 -0.00202424166 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Financial Select Sector SPDR Fund Financial Select Sector SPDR Fund Y 2025-07-06 0.00000000 USD 0.00000000 USD 12475.00000000 USD -12048.10000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS VANGUARD SMALL-CAP ETF 000000000 1.00000000 NC USD -1155.07000000 -0.00019406718 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Vanguard Small-Cap ETF Vanguard Small-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 97.00000000 USD -1155.07000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS IQ MERGER ARBITRAGE ETF 000000000 1.00000000 NC USD -4294.82000000 -0.00072158710 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 IQ Merger Arbitrage ETF IQ Merger Arbitrage ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 16004.00000000 USD -4294.82000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS VANGUARD SMALL-CAP ETF 000000000 1.00000000 NC USD -1155.07000000 -0.00019406718 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Vanguard Small-Cap ETF Vanguard Small-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 97.00000000 USD -1155.07000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS VANGUARD ENERGY INDEX FUND ETF 000000000 1.00000000 NC USD -5.26000000 -0.00000088375 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Vanguard Energy ETF Vanguard Energy ETF Y 2025-07-02 0.00000000 USD 0.00000000 USD 13.00000000 USD -5.26000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS VANGUARD MATERIALS ETF 000000000 1.00000000 NC USD -3270.65000000 -0.00054951286 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Vanguard Materials ETF Vanguard Materials ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 439.00000000 USD -3270.65000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS JPMORGAN EQUITY PREMIUM INCOME ETF 000000000 1.00000000 NC USD -11249.32000000 -0.00189003595 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 JPMorgan Equity Premium Income ETF JPMorgan Equity Premium Income ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 9441.00000000 USD -11249.32000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 000000000 1.00000000 NC USD -11879.79000000 -0.00199596333 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Schwab International Small-Cap Equity ETF Schwab International Small-Cap Equity ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 9845.00000000 USD -11879.79000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF 000000000 1.00000000 NC USD -9424.66000000 -0.00158346871 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 JPMorgan Nasdaq Equity Premium Income ETF JPMorgan Nasdaq Equity Premium Income ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 9516.00000000 USD -9424.66000000 N N N Invesco Global Listed Private Equity ETF 549300WINPXXJXBQXI26 Invesco Global Listed Private Equity ETF 46137V118 36254.00000000 NS USD 1742414.37000000 0.292748878001 Long EC RF US N 1 N N N iShares MSCI India ETF 549300282VMCFH7S5848 iShares MSCI India ETF 46429B598 75416.00000000 NS USD 3260987.84000000 0.547889496192 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ENERGY SELECT SECTOR SPDR FUND 000000000 1.00000000 NC USD -76.35000000 -0.00001282781 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Energy Select Sector SPDR Fund Energy Select Sector SPDR Fund Y 2023-12-04 0.00000000 USD 0.00000000 USD 82.00000000 USD -76.35000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ENERGY SELECT SECTOR SPDR FUND 000000000 1.00000000 NC USD -77.17000000 -0.00001296559 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Energy Select Sector SPDR Fund Energy Select Sector SPDR Fund Y 2025-07-02 0.00000000 USD 0.00000000 USD 82.00000000 USD -77.17000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS SPDR BLACKSTONE / GSO SENIOR LOAN ETF 000000000 1.00000000 NC USD -16748.55000000 -0.00281398001 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 SPDR Blackstone Senior Loan ETF SPDR Blackstone Senior Loan ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 29031.00000000 USD -16748.55000000 N N N IQ Merger Arbitrage ETF 549300Q7XHADH3DHV187 IQ Merger Arbitrage ETF 45409B800 924298.00000000 NS USD 29087658.06000000 4.887114917886 Long EC RF US N 1 N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ISHARES CONVERTIBLE BOND ETF 000000000 1.00000000 NC USD -15276.89000000 -0.00256672148 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iShares Convertible Bond ETF iShares Convertible Bond ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 4153.00000000 USD -15276.89000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS IPATH SERIES B S&P 500 VIX SHORT-TERM FUTURES ETN 000000000 1.00000000 NC USD 89.36000000 0.000015013673 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iPath Series B S&P 500 VIX Short-Term Futures ETN iPath Series B S&P 500 VIX Short-Term Futures ETN Y 2023-12-04 0.00000000 USD 0.00000000 USD 4363.00000000 USD 89.36000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ALTSHARES MERGER ARBITRAGE ETF 000000000 1.00000000 NC USD -619.35000000 -0.00010405906 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 AltShares Merger Arbitrage ETF AltShares Merger Arbitrage ETF Y 2024-07-05 0.00000000 USD 0.00000000 USD 4647.00000000 USD -619.35000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS SPDR BLACKSTONE / GSO SENIOR LOAN ETF 000000000 1.00000000 NC USD -16748.55000000 -0.00281398001 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 SPDR Blackstone Senior Loan ETF SPDR Blackstone Senior Loan ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 29031.00000000 USD -16748.55000000 N N N iPath Series B S&P 500 VIX Short-Term Futures ETN N/A iPath Series B S&P 500 VIX Short-Term Futures ETN 06748F324 251993.00000000 NS USD 5909235.85000000 0.992830519950 Long EC RF US N 1 N N Energy Select Sector SPDR Fund 54930064FLK0RD4TRU75 Energy Select Sector SPDR Fund 81369Y506 4758.00000000 NS USD 405334.02000000 0.068101527176 Long EC RF US N 1 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS VANGUARD ENERGY INDEX FUND ETF 000000000 1.00000000 NC USD -5.13000000 -0.00000086190 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Vanguard Energy ETF Vanguard Energy ETF Y 2025-07-02 0.00000000 USD 0.00000000 USD 13.00000000 USD -5.13000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ISHARES FLOATING RATE BOND ETF 000000000 1.00000000 NC USD -8938.09000000 -0.00150171845 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iShares Floating Rate Bond ETF iShares Floating Rate Bond ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 37398.00000000 USD -8938.09000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS VANGUARD MATERIALS ETF 000000000 1.00000000 NC USD -3270.65000000 -0.00054951286 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Vanguard Materials ETF Vanguard Materials ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 439.00000000 USD -3270.65000000 N N N DREYFUS GOVERNMENT CASH MANAGE N/A DREYFUS GOVERNMENT CASH MANAGE 000000000 103985567.02999997 NS USD 103985567.02999997 17.47096362412 Long STIV RF US N 2 N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS MATERIALS SELECT SECTOR SPDR FUND 000000000 1.00000000 NC USD -4765.79000000 -0.00080071635 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Materials Select Sector SPDR Fund Materials Select Sector SPDR Fund Y 2049-12-31 0.00000000 USD 0.00000000 USD 1667.00000000 USD -4765.79000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS SPDR S&P EMERGING MARKETS SMALLCAP ETF 000000000 1.00000000 NC USD -46958.26000000 -0.00788961464 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 SPDR S&P Emerging Markets SmallCap ETF SPDR S&P Emerging Markets SmallCap ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 21529.00000000 USD -46958.26000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS SPDR S&P EMERGING MARKETS SMALLCAP ETF 000000000 1.00000000 NC USD -46958.26000000 -0.00788961464 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 SPDR S&P Emerging Markets SmallCap ETF SPDR S&P Emerging Markets SmallCap ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 21529.00000000 USD -46958.26000000 N N N Invesco Senior Loan ETF 549300SIHU6DQELRNG59 Invesco Senior Loan ETF 46138G508 3606150.00000000 NS USD 75007920.00000000 12.60233202808 Long EC RF US N 1 N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS INVESCO SENIOR LOAN ETF 000000000 1.00000000 NC USD -18019.05000000 -0.00302744098 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 Invesco Senior Loan ETF Invesco Senior Loan ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 62441.00000000 USD -18019.05000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS IQ MERGER ARBITRAGE ETF 000000000 1.00000000 NC USD -4294.82000000 -0.00072158710 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 IQ Merger Arbitrage ETF IQ Merger Arbitrage ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 16004.00000000 USD -4294.82000000 N N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS INVESCO SENIOR LOAN ETF 000000000 1.00000000 NC USD -18019.05000000 -0.00302744098 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Invesco Senior Loan ETF Invesco Senior Loan ETF Y 2023-12-04 0.00000000 USD 0.00000000 USD 62441.00000000 USD -18019.05000000 N N N Vanguard Small-Cap ETF N/A Vanguard Small-Cap ETF 922908751 5607.00000000 NS USD 998326.35000000 0.167732155952 Long EC RF US N 1 N N N Vanguard Financials ETF N/A Vanguard Financials ETF 92204A405 80760.00000000 NS USD 6298472.40000000 1.058227457241 Long EC RF US N 1 N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS ISHARES CORE S&P MID-CAP ETF 000000000 1.00000000 NC USD 349071.27000000 0.058648633984 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 iShares Core S&P Mid-Cap ETF iShares Core S&P Mid-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 6065438.75000000 USD 349071.27000000 N N N Schwab International Small-Cap Equity ETF 549300WKPJ36EQS9LQ80 Schwab International Small-Cap Equity ETF 808524888 568579.00000000 NS USD 17398517.40000000 2.923183219468 Long EC RF US N 1 N N BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 TRS SCHWAB US SMALL-CAP ETF 000000000 1.00000000 NC USD -393.92000000 -0.00006618381 N/A DE CORP US N 2 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Schwab US Small-Cap ETF Schwab US Small-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 138.00000000 USD -393.92000000 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ISHARES CORE S&P SMALL-CAP ETF 000000000 1.00000000 NC USD -1747.25000000 -0.00029356132 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iShares Core S&P Small-Cap ETF iShares Core S&P Small-Cap ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 297.00000000 USD -1747.25000000 N N N JPMorgan Nasdaq Equity Premium Income ETF 549300QY7QH8W9EILZ23 JPMorgan Nasdaq Equity Premium Income ETF 46654Q203 549597.00000000 NS USD 25369397.52000000 4.262397502818 Long EC RF US N 1 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS ISHARES MSCI INDIA ETF 000000000 1.00000000 NC USD -1551.10000000 -0.00026060550 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 iShares MSCI India ETF iShares MSCI India ETF Y 2049-12-31 0.00000000 USD 0.00000000 USD 1306.00000000 USD -1551.10000000 N N N Financial Select Sector SPDR Fund 549300Y12KQ6ZG08NY28 Financial Select Sector SPDR Fund 81369Y605 720503.00000000 NS USD 23315477.08000000 3.917311445983 Long EC RF US N 1 N N N iShares Core S&P Small-Cap ETF 549300BZQ17QYN750B25 iShares Core S&P Small-Cap ETF 464287804 17159.00000000 NS USD 1525263.51000000 0.256264634232 Long EC RF US N 1 N N N MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 TRS SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING RATE ETF 000000000 1.00000000 NC USD -3543.84000000 -0.00059541243 N/A DE CORP US N 2 MORGAN STANLEY & CO. LLC 9R7GPTSO7KV3UQJZQ078 SPDR Bloomberg Investment Grade Floating Rate ETF SPDR Bloomberg Investment Grade Floating Rate ETF Y 2025-07-06 0.00000000 USD 0.00000000 USD 20335.00000000 USD -3543.84000000 N N N 2023-12-20 IndexIQ ETF Trust Adefolahan Oyefeso Adefolahan Oyefeso Director and Vice President, IndexIQ