Schedule of Investments – IQ Clean Oceans ETF
January 31, 2023 (Unaudited)
Shares | Value | |||||||
Common Stocks — 97.3% | ||||||||
Austria - 2.0% | ||||||||
ANDRITZ AG | 228 | $ | 13,569 | |||||
Mondi PLC | 2,231 | 41,831 | ||||||
Verbund AG | 551 | 46,706 | ||||||
Total Austria | 102,106 | |||||||
China - 3.3% | ||||||||
NXP Semiconductors NV | 868 | 159,981 | ||||||
SITC International Holdings Co., Ltd. | 6,495 | 14,153 | ||||||
Total China | 174,134 | |||||||
Denmark - 6.9% | ||||||||
AP Moller - Maersk A/S, Class B | 46 | 99,490 | ||||||
Chr Hansen Holding A/S | 476 | 34,996 | ||||||
Dfds A/S | 351 | 13,149 | ||||||
Orsted A/S | 873 | 77,107 | ||||||
Vestas Wind Systems A/S | 4,657 | 135,145 | ||||||
Total Denmark | 359,887 | |||||||
Faroe Islands - 0.3% | ||||||||
Bakkafrost P/F | 230 | 14,219 | ||||||
Finland - 0.3% | ||||||||
Wartsila OYJ Abp | 1,442 | 13,656 | ||||||
France - 7.9% | ||||||||
Dassault Systemes SE | 3,082 | 114,006 | ||||||
Legrand SA | 1,168 | 103,662 | ||||||
L'Oreal SA | 411 | 168,749 | ||||||
Neoen SA | 315 | 11,744 | ||||||
Societe BIC SA | 190 | 13,763 | ||||||
Total France | 411,924 | |||||||
Germany - 7.1% | ||||||||
adidas AG | 698 | 111,723 | ||||||
Encavis AG | 609 | 11,710 | ||||||
Hapag-Lloyd AG(a) | 62 | 13,507 | ||||||
Nordex SE* | 996 | 15,025 | ||||||
Siemens AG | 1,090 | 169,164 | ||||||
Zalando SE* | 1,095 | 50,649 | ||||||
Total Germany | 371,778 | |||||||
Ireland - 1.8% | ||||||||
Kingspan Group PLC | 706 | 45,085 | ||||||
Smurfit Kappa Group PLC | 1,198 | 50,027 | ||||||
Total Ireland | 95,112 | |||||||
Japan - 3.8% | ||||||||
Azbil Corp. | 399 | 11,168 | ||||||
Kao Corp. | 1,515 | 61,231 | ||||||
Kurita Water Industries Ltd. | 271 | 12,170 | ||||||
Nippon Yusen K.K. | 1,654 | 39,110 | ||||||
Nitto Denko Corp. | 451 | 28,993 | ||||||
TOTO Ltd. | 365 | 14,090 | ||||||
Yaskawa Electric Corp. | 741 | 28,661 | ||||||
Total Japan | 195,423 | |||||||
Netherlands - 2.0% | ||||||||
Koninklijke DSM NV | 800 | 102,262 | ||||||
Portugal - 1.2% | ||||||||
EDP - Energias de Portugal SA | 12,131 | 60,051 | ||||||
Singapore - 2.7% | ||||||||
STMicroelectronics NV | 3,045 | 142,565 | ||||||
South Korea - 0.8% | ||||||||
LG Electronics, Inc. | 525 | 42,663 | ||||||
Spain - 3.8% | ||||||||
EDP Renovaveis SA | 1,111 | 24,066 | ||||||
Iberdrola SA | 13,528 | 157,866 | ||||||
Solaria Energia y Medio Ambiente SA* | 695 | 14,179 | ||||||
Total Spain | 196,111 | |||||||
Sweden - 0.2% | ||||||||
Thule Group AB | 525 | 12,491 | ||||||
Switzerland - 2.9% | ||||||||
Givaudan SA | 36 | 115,827 | ||||||
SIG Group AG* | 1,522 | 37,472 | ||||||
Total Switzerland | 153,299 | |||||||
Taiwan - 0.2% | ||||||||
Yang Ming Marine Transport Corp. | 5,922 | 12,327 | ||||||
United Kingdom - 7.5% | ||||||||
Burberry Group PLC | 1,777 | 53,839 | ||||||
DS Smith PLC | 3,337 | 14,522 | ||||||
Kingfisher PLC | 8,955 | 30,758 | ||||||
Pennon Group PLC | 1,046 | 11,815 | ||||||
Severn Trent PLC | 1,163 | 40,319 | ||||||
Spirax-Sarco Engineering PLC | 338 | 47,978 | ||||||
Unilever PLC | 3,012 | 152,347 | ||||||
United Utilities Group PLC | 3,161 | 41,172 | ||||||
Total United Kingdom | 392,750 | |||||||
United States - 42.6% | ||||||||
Acuity Brands, Inc. | 148 | 27,901 | ||||||
American Water Works Co., Inc. | 840 | 131,452 | ||||||
Analog Devices, Inc. | 897 | 153,809 | ||||||
Avangrid, Inc. | 292 | 12,314 | ||||||
Badger Meter, Inc. | 107 | 12,401 | ||||||
Ball Corp. | 1,447 | 84,273 | ||||||
Brookfield Renewable Corp., Class A | 796 | 25,090 | ||||||
Crown Holdings, Inc. | 545 | 48,047 | ||||||
Ecolab, Inc. | 1,006 | 155,759 | ||||||
Enphase Energy, Inc.* | 469 | 103,827 | ||||||
First Solar, Inc.* | 469 | 83,294 | ||||||
Graphic Packaging Holding Co. | 1,405 | 33,846 | ||||||
Intel Corp. | 5,107 | 144,324 | ||||||
Microsoft Corp. | 605 | 149,925 | ||||||
NIKE, Inc., Class B | 1,414 | 180,045 | ||||||
O-I Glass, Inc.* | 747 | 14,380 | ||||||
Ormat Technologies, Inc. | 259 | 23,971 |
Schedule of Investments ─ IQ Clean Oceans ETF (continued)
January 31, 2023 (Unaudited)
Shares | Value | |||||||
Common Stocks (continued) | ||||||||
United States (continued) | ||||||||
Rockwell Automation, Inc. | 532 | $ | 150,040 | |||||
Schneider Electric SE | 1,012 | 163,015 | ||||||
Signify NV | 366 | 13,153 | ||||||
Skyworks Solutions, Inc. | 740 | 81,156 | ||||||
SolarEdge Technologies, Inc.* | 257 | 82,016 | ||||||
Sunrun, Inc.* | 946 | 24,861 | ||||||
Texas Instruments, Inc. | 846 | 149,920 | ||||||
Williams-Sonoma, Inc.(a) | 304 | 41,022 | ||||||
WillScot Mobile Mini Holdings Corp.* | 939 | 45,504 | ||||||
Xylem, Inc. | 829 | 86,224 | ||||||
Total United States | 2,221,569 | |||||||
Total Common Stocks | ||||||||
(Cost $5,289,438) | 5,074,327 | |||||||
Preferred Stock — 2.6% | ||||||||
Germany - 2.6% | ||||||||
Henkel AG & Co. KGaA, 2.84% | ||||||||
(Cost $146,495) | 1,918 | 136,231 | ||||||
Short-Term Investments — 0.3% | ||||||||
Money Market Funds — 0.3% | ||||||||
Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%(b)(c) | 13,440 | 13,440 | ||||||
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%(b) | 2,599 | 2,599 | ||||||
Total Short-Term Investments | ||||||||
(Cost $16,039) | 16,039 | |||||||
Total Investments — 100.2% | ||||||||
(Cost $5,451,972) | 5,226,597 | |||||||
Other Assets and Liabilities, Net — (0.2)% | (9,237 | ) | ||||||
Net Assets — 100.0% | $ | 5,217,360 |
% of | ||||||||
Industry | Value | Net Assets | ||||||
Information Technology | $ | 1,388,392 | 26.6 | % | ||||
Industrials | 1,314,404 | 25.2 | ||||||
Materials | 762,236 | 14.6 | ||||||
Utilities | 689,560 | 13.2 | ||||||
Consumer Staples | 532,777 | 10.2 | ||||||
Consumer Discretionary | 523,189 | 10.1 | ||||||
Money Market Funds | 16,039 | 0.3 | ||||||
Total Investments | $ | 5,226,597 | 100.2% | |||||
Other Assets and Liabilities, Net | (9,237 | ) | (0.2) | |||||
Total Net Assets | $ | 5,217,360 | 100.0% |
* | Non-income producing securities. |
(a) | All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $52,713; total market value of collateral held by the Fund was $52,711. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $39,272. |
(b) | Reflects the 1-day yield at January 31, 2023. |
(c) | Represents security purchased with cash collateral received for securities on loan. |
Schedule of Investments ─ IQ Clean Oceans ETF (continued)
January 31, 2023 (Unaudited)
The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.
Description | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Asset Valuation Inputs | ||||||||||||||||
Investments in Securities:(d) | ||||||||||||||||
Common Stocks | $ | 5,074,327 | $ | – | $ | – | $ | 5,074,327 | ||||||||
Preferred Stock | 136,231 | – | – | 136,231 | ||||||||||||
Short-Term Investments: | ||||||||||||||||
Money Market Funds | 16,039 | – | – | 16,039 | ||||||||||||
Total Investments in Securities | $ | 5,226,597 | $ | – | $ | – | $ | 5,226,597 |
(d) | For a complete listing of investments and their countries, see the Schedule of Investments. |
For the period ended January 31, 2023 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.