0001752724-23-069575.txt : 20230328 0001752724-23-069575.hdr.sgml : 20230328 20230328130119 ACCESSION NUMBER: 0001752724-23-069575 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230328 DATE AS OF CHANGE: 20230328 PERIOD START: 20230430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ ETF Trust CENTRAL INDEX KEY: 0001415995 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22227 FILM NUMBER: 23767805 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 888-474-7725 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: IQSHARES Trust DATE OF NAME CHANGE: 20080808 FORMER COMPANY: FORMER CONFORMED NAME: IQSHARES Trust 1 DATE OF NAME CHANGE: 20071024 0001415995 S000073839 IQ Cleaner Transport ETF C000231049 IQ Cleaner 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1 N N N Mercedes-Benz Group AG 529900R27DL06UVNT076 Mercedes-Benz Group AG 000000000 2249.00000000 NS 166457.80000000 3.249658816454 Long EC CORP DE N 1 N N N Intel Corp KNX4USFCNGPY45LOCE31 Intel Corp 458140100 4975.00000000 NS USD 140593.50000000 2.744725130400 Long EC CORP US N 1 N N N Apple Inc HWUPKR0MPOU8FGXBT394 Apple Inc 037833100 986.00000000 NS USD 142269.94000000 2.777453293492 Long EC CORP US N 1 N N N Vestas Wind Systems A/S 549300DYMC8BGZZC8844 Vestas Wind Systems A/S 000000000 3302.00000000 NS 95823.46000000 1.870705678029 Long EC CORP DK N 1 N N N Eaton Corp PLC 549300VDIGTMXUNT7H71 Eaton Corp PLC 000000000 879.00000000 NS USD 142582.59000000 2.783556977603 Long EC CORP US N 1 N N N STMicroelectronics NV 213800Z8NOHIKRI42W10 STMicroelectronics NV 000000000 2160.00000000 NS 101130.14000000 1.974304905269 Long EC CORP CH N 1 N N N Central Japan Railway Co 353800YAR3OVUITHTG64 Central Japan Railway Co 000000000 339.00000000 NS 41291.55000000 0.806110915214 Long EC CORP JP N 1 N N N XPeng Inc 549300TZNMIREMWQU857 XPeng Inc 98422D105 1706.00000000 NS USD 18151.84000000 0.354367815091 Long EC CORP CN N 1 N N Texas Instruments Inc WDJNR2L6D8RWOEB8T652 Texas Instruments Inc 882508104 824.00000000 NS USD 146021.04000000 2.850683837128 Long EC CORP US N 1 N N N Stadler Rail AG 506700781XDET0A89669 Stadler Rail AG 000000000 354.00000000 NS 13454.89000000 0.262671992017 Long EC CORP CH N 1 N N N COSCO SHIPPING Holdings Co Ltd 3003009XI0QGYYA29S17 COSCO SHIPPING Holdings Co Ltd 000000000 77490.00000000 NS 80074.63000000 1.563250429561 Long EC CORP CN N 1 N N N Edison International 549300I7ROF15MAEVP56 Edison International 281020107 1255.00000000 NS USD 86469.50000000 1.688093757273 Long EC CORP US N 1 N N N Compal Electronics Inc 529900ZPKWFDL21LW166 Compal Electronics Inc 000000000 17247.00000000 NS 12981.92000000 0.253438473790 Long EC CORP TW N 1 N N N Faurecia SE 969500F0VMZLK2IULV85 Faurecia SE 000000000 741.00000000 NS 14598.37000000 0.284995487002 Long EC CORP FR N 1 N N N Valeo 5493006IH2N2WMIBB742 Valeo 000000000 654.00000000 NS 14194.85000000 0.277117800732 Long EC CORP FR N 1 N N N CRRC TIMES ELEC 529900PLNH7NQLN00B53 Zhuzhou CRRC Times Electric Co Ltd 000000000 6017.00000000 NS 32009.61000000 0.624904999031 Long EC CORP CN N 1 N N N FuelCell Energy Inc 549300SRU8020X1X9J22 FuelCell Energy Inc 35952H601 3466.00000000 NS USD 12685.56000000 0.247652809875 Long EC CORP US N 1 N N N DREYFUS GOVERNMENT CASH MANAGEMENT N/A DREYFUS GOVERNMENT CASH MANAGEMENT 000000000 99013.60000000 NS USD 99013.60000000 1.932984925842 Long STIV RF US N 1 N N TDK Corp 3538005O8WNU39U8NX03 TDK Corp 000000000 702.00000000 NS 24858.40000000 0.485296085391 Long EC CORP JP N 1 N N N Taiwan High Speed Rail Corp N/A Taiwan High Speed Rail Corp 000000000 13049.00000000 NS 12690.45000000 0.247748274501 Long EC CORP TW N 1 N N N Volkswagen AG 529900NNUPAGGOMPXZ31 Volkswagen AG 000000000 1027.00000000 NS 141585.17000000 2.764084927049 Long EP CORP DE N 1 N N N Denso Corp 549300RYPA10CQM3QK38 Denso Corp 000000000 908.00000000 NS 48679.89000000 0.950349179927 Long EC CORP JP N 1 N N N Dreyfus Institutional Preferred Government Money Market Fund N/A Dreyfus Institutional Preferred Government Money Market Fund 000000000 2024.75000000 NS USD 2024.75000000 0.039528016642 Long STIV RF US N 1 N N N Knorr-Bremse AG 5299001GRRO0Z25YZT52 Knorr-Bremse AG 000000000 213.00000000 NS 13916.70000000 0.271687640056 Long EC CORP DE N 1 N N N Shimano Inc 529900L32YT3P9DECR10 Shimano Inc 000000000 180.00000000 NS 31821.29000000 0.621228537199 Long EC CORP JP N 1 N N N Delta Electronics Inc 529900UVZWNWGDLJSM52 Delta Electronics Inc 000000000 6320.00000000 NS 60831.97000000 1.187587170038 Long EC CORP TW N 1 N N N Legrand SA 969500XXRPGD7HCAFA90 Legrand SA 000000000 828.00000000 NS 73486.49000000 1.434634004046 Long EC CORP FR N 1 N N N NXP Semiconductors NV 724500M9BY5293JDF951 NXP Semiconductors NV 000000000 845.00000000 NS USD 155741.95000000 3.040459509313 Long EC CORP NL N 1 N N N 2023-03-22 IndexIQ ETF Trust Adefolahan Oyefeso Adefolahan Oyefeso Director and Vice President, IndexIQ XXXX NPORT-EX 2 465826INDEXIQ022823.htm

 

Schedule of Investments – IQ Cleaner Transport ETF

January 31, 2023 (Unaudited)

 

   Shares   Value 
Common Stocks — 97.0%    
Belgium - 0.5%    
Umicore SA    660   $24,823 
           
Canada - 0.2%          
Ballard Power Systems, Inc.*    1,974    12,885 
           
China - 12.8%          
BYD Co., Ltd., Class H    6,623    207,007 
COSCO SHIPPING Holdings Co., Ltd., Class H    77,490    80,075 
Flat Glass Group Co., Ltd., Class H(a)    11,753    36,735 
Li Auto, Inc.*(a)    1,833    45,642 
NIO, Inc.*    4,906    59,215 
NXP Semiconductors NV    845    155,742 
Xinyi Solar Holdings Ltd.    14,817    19,205 
XPeng, Inc.*(a)    1,706    18,152 
Zhuzhou CRRC Times Electric Co., Ltd.    6,017    32,009 
           
Total China        653,782 
           
Denmark - 3.3%          
AP Moller - Maersk A/S, Class B    33    71,374 
Vestas Wind Systems A/S    3,302    95,823 
           
Total Denmark        167,197 
           
Finland - 0.3%          
Wartsila OYJ Abp    1,398    13,240 
           
France - 4.3%          
Alstom SA    1,215    35,892 
Cie Generale des Etablissements Michelin SCA    2,203    69,277 
Faurecia SE*    741    14,598 
Getlink SE    722    12,177 
Legrand SA    828    73,487 
Valeo    654    14,195 
           
Total France        219,626 
           
Germany - 12.8%          
Bayerische Motoren Werke AG    1,159    117,351 
Continental AG    354    24,729 
Infineon Technologies AG    4,303    153,820 
Knorr-Bremse AG    213    13,917 
Mercedes-Benz Group AG    2,249    166,458 
Nordex SE*    966    14,572 
Siemens AG    1,062    164,818 
           
Total Germany        655,665 
           
Hong Kong - 0.5%          
MTR Corp., Ltd.    5,155    27,555 
           
Japan - 10.3%          
Aisin Corp.    436    12,673 
Central Japan Railway Co.    339    41,292 
Denso Corp.    908    48,680 
East Japan Railway Co.    747    41,588 
Honda Motor Co., Ltd.    3,580    88,285 
Koito Manufacturing Co., Ltd.    744    12,472 
Panasonic Holdings Corp.    5,255    48,491 
Shimano, Inc.    180    31,821 
Sumitomo Electric Industries Ltd.    1,565   18,707 
TDK Corp.    702    24,858 
Toyota Motor Corp.    9,893    144,274 
Yamaha Motor Co., Ltd.    690    16,899 
           
Total Japan        530,040 
           
Portugal - 0.8%          
EDP - Energias de Portugal SA    8,603    42,587 
           
Singapore - 2.0%          
STMicroelectronics NV    2,160    101,130 
           
South Korea - 1.8%          
Samsung SDI Co., Ltd.    168    93,424 
           
Spain - 3.6%          
EDP Renovaveis SA    788    17,069 
Iberdrola SA    13,107    152,953 
Solaria Energia y Medio Ambiente SA*    674    13,751 
           
Total Spain        183,773 
           
Sweden - 2.7%          
Thule Group AB    509    12,110 
Volvo AB, B Shares    6,409    126,622 
           
Total Sweden        138,732 
           
Switzerland - 0.5%          
Landis+Gyr Group AG*    172    12,599 
Stadler Rail AG    354    13,455 
           
Total Switzerland        26,054 
           
Taiwan - 2.4%          
Compal Electronics, Inc.    17,247    12,982 
Delta Electronics, Inc.    6,320    60,832 
Evergreen Marine Corp Taiwan Ltd.    5,321    26,937 
Giant Manufacturing Co., Ltd.    1,555    10,617 
Taiwan High Speed Rail Corp.    13,049    12,691 
           
Total Taiwan        124,059 
           
United States - 38.2%          
Alphabet, Inc., Class A*    1,498    148,062 
Apple, Inc.    986    142,270 
Aptiv PLC*    888    100,424 
Array Technologies, Inc.*    519    11,537 
Bloom Energy Corp., Class A*    546    13,612 
BorgWarner, Inc.    766    36,216 
Brookfield Renewable Corp., Class A    565    17,809 
CSX Corp.    4,558    140,933 
Eaton Corp. PLC    879    142,583 
Edison International    1,255    86,469 
Enphase Energy, Inc.*    441    97,629 
First Solar, Inc.*    333    59,141 
FuelCell Energy, Inc.*    3,466    12,686 
Intel Corp.    4,975    140,594 
Itron, Inc.*    226    12,988 
Lear Corp.    194    28,281 
NVIDIA Corp.    897    175,247 
Plug Power, Inc.*(a)    1,717    29,223 

 

 

 

 

Schedule of Investments – IQ Cleaner Transport ETF (continued)

January 31, 2023 (Unaudited)

 

   Shares   Value 
Common Stocks (continued)    
United States (continued)          
Schneider Electric SE    986   $158,827 
SolarEdge Technologies, Inc.*    182    58,082 
Tesla, Inc.*    794    137,537 
Texas Instruments, Inc.    824    146,021 
Westinghouse Air Brake Technologies Corp.    573    59,483 
           
Total United States        1,955,654 
           
Total Common Stocks          
(Cost $5,538,121)         4,970,226 
Preferred Stock — 2.8%          
Germany - 2.8%          
Volkswagen AG, 20.32%          
(Cost $203,912)    1,027    141,585 
           
Short-Term Investments — 2.0%          
           
Money Market Funds — 2.0%          
Dreyfus Government Cash Management Fund, Institutional Shares, 4.23%(b)(c)    98,850    98,850 
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 4.30%(b)    2,025    2,025 
Total Short-Term Investments          
(Cost $100,875)         100,875 
           
Total Investments — 101.8%          
(Cost $5,842,908)         5,212,686 
Other Assets and Liabilities, Net — (1.8)%        (90,370)
Net Assets — 100.0%        $5,122,316 

 

       % of 
Industry  Value   Net Assets 
Consumer Discretionary   $1,625,697    31.8%
Information Technology    1,503,299    29.3 
Industrials    1,479,293    28.9 
Utilities    330,638    6.4 
Communication Services    148,062    2.9 
Money Market Funds    100,875    2.0 
Materials    24,822    0.5 
Total Investments   $5,212,686    101.8% 
Other Assets and Liabilities, Net    (90,370)   (1 .8) 
Total Net Assets   $5,122,316    100.0% 

 

* Non-income producing securities.
(a) All or a portion of the security was on loan. In addition, "Other Assets and Liabilities, Net" may include pending sales that are also on loan. The aggregate market value of securities on loan was $126,025; total market value of collateral held by the Fund was $125,806.  Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $26,956.
(b) Reflects the 1-day yield at January 31, 2023.
(c) Represents security purchased with cash collateral received for securities on loan.

 

 

 

 

Schedule of Investments – IQ Cleaner Transport ETF (continued)

January 31, 2023 (Unaudited)

 

The following is a summary of the inputs used to value the Fund's investments as of January 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to the Fund's most recent semi-annual or annual financial statements.
 
Description  Level 1   Level 2   Level 3   Total 
Asset Valuation Inputs                    
Investments in Securities:(d)                    
Common Stocks   $4,970,226   $–   $–   $4,970,226 
Preferred Stock    141,585    –    –    141,585 
Short-Term Investments:                    
Money Market Funds    100,875    –    –    100,875 
Total Investments in Securities   $5,212,686   $–   $–   $5,212,686 

 

(d) For a complete listing of investments and their countries, see the Schedule of Investments.

 

For the period ended January 31, 2023 the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.