0001437749-19-008303.txt : 20190430 0001437749-19-008303.hdr.sgml : 20190430 20190430153910 ACCESSION NUMBER: 0001437749-19-008303 CONFORMED SUBMISSION TYPE: AW PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190430 DATE AS OF CHANGE: 20190430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovator ETFs Trust CENTRAL INDEX KEY: 0001415726 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: AW SEC ACT: SEC FILE NUMBER: 333-146827 FILM NUMBER: 19781306 BUSINESS ADDRESS: STREET 1: 120 NORTH HALE STREET STREET 2: SUITE 200 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 800-621-1675 MAIL ADDRESS: STREET 1: 120 NORTH HALE STREET STREET 2: SUITE 200 CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATOR ETFS TRUST DATE OF NAME CHANGE: 20170825 FORMER COMPANY: FORMER CONFORMED NAME: Academy Funds Trust DATE OF NAME CHANGE: 20071019 AW 1 inetfs20190430_aw.htm FORM AW elkhorn20190430_aw.htm

April 30, 2019

 

 

Division of Investment Management

Securities and Exchange Commission

100 F Street, NE

Washington, DC 20549

 

Re:

Form AW - Request for Withdrawal

Innovator ETFs Trust

Post-Effective Amendment Nos. 194, 200

(Registration Statement File Nos. 333-146827, 811-22135)

 

Ladies and Gentlemen:

 

Pursuant to 477(a) of the Securities Act of 1933, as amended (the “1933 Act”), on behalf of Innovator S&P 500 Buffer ETF™ – _______, Innovator S&P 500 Power Buffer ETF™ – _______, Innovator S&P 500 Ultra Buffer ETF™ – _______, Innovator S&P 500 Buffer ETF™ – June, Innovator S&P 500 Power Buffer ETF™ – June and Innovator S&P 500 Ultra Buffer ETF™ – June (collectively the “Funds”), Innovator ETFs Trust (the “Trust”) submits this application for withdrawal of the Post-Effective Amendments set forth in the table below to the Trust’s Registration Statement on Form N-1A:

 

 

Fund Name

 

Post-Effective Amendment

Number

   

Date Filed

   

Submission Type

   

Accession Number

 

Innovator S&P Buffer ETF™ – _______

 

 

   

 

   

 

   

 

 

Innovator S&P Power Buffer ETF™ – _______

  194     February 12, 2019     485APOS     0001437749-19-002311
 

Innovator S&P Ultra Buffer ETF™ – _______

                     
 

Innovator S&P Buffer ETF™ – June

 

 

   

 

   

 

   

 

 

Innovator S&P Power Buffer ETF™ – June

  200     March 15, 2019     485APOS     0001437749-19-005048
 

Innovator S&P Ultra Buffer ETF™ – June

                     

 

Post-Effective Amendments 194 and 200 were each filed for the purpose of registering the Funds as new series of the Trust. The Trust is filing this application for withdrawal because the Trust has determined not to continue with the establishments of the Funds as series of the Trust. No securities were sold in connection with Post-Effective Amendments 194 and 200. Based on the foregoing, the Trust believes that the withdrawal of Post-Effective Amendments 194 and 200 is consistent with the public interest and the protection of investors.

 

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Sincerely,

 

Innovator ETFs Trust

 

 

By:      /s/ H. Bruce Bond                  

            Bruce Bond

            President