0001145549-21-078204.txt : 20211229
0001145549-21-078204.hdr.sgml : 20211229
20211229131301
ACCESSION NUMBER: 0001145549-21-078204
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211031
FILED AS OF DATE: 20211229
PERIOD START: 20211031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Innovator ETFs Trust
CENTRAL INDEX KEY: 0001415726
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22135
FILM NUMBER: 211527981
BUSINESS ADDRESS:
STREET 1: 109 NORTH HALE STREET
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 800-621-1675
MAIL ADDRESS:
STREET 1: 109 NORTH HALE STREET
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: INNOVATOR ETFS TRUST
DATE OF NAME CHANGE: 20170825
FORMER COMPANY:
FORMER CONFORMED NAME: Academy Funds Trust
DATE OF NAME CHANGE: 20071019
0001415726
S000067133
Innovator U.S. Equity Buffer ETF - December
C000215959
Innovator U.S. Equity Buffer ETF - December
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C000215959
Innovator ETFs Trust
811-22135
0001415726
549300MFJRNH6TF8OL20
109 North Hale Street
Wheaton
60187
800-208-5212
Innovator U.S. Equity Buffer ETF - December
S000067133
549300VULL41028W4I10
2021-10-31
2021-10-31
N
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0.000000000000
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0.000000000000
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N
SPX 11/30/2021 2173.11 C
N/A
SPX 11/30/2021 2173.11 C
N/A
296.000000000000
NC
USD
72015024.000000000000
112.8191636450
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Call
Purchased
S&P 500 INDEX
US78378X1072
100.000000000000
2173.110000000000
USD
2021-11-30
XXXX
2773803.460000000000
N
N
N
SPX 11/30/2021 4186.46 C
N/A
SPX 11/30/2021 4186.46 C
N/A
-148.000000000000
NC
USD
-6394636.000000000000
-10.0178746776
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Call
Written
S&P 500 INDEX
US78378X1072
100.000000000000
4186.460000000000
USD
2021-11-30
XXXX
-5488901.920000000000
N
N
N
SPX 11/30/2021 4346.22 C
N/A
SPX 11/30/2021 4346.22 C
N/A
-148.000000000000
NC
USD
-4168272.000000000000
-6.5300396329
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Call
Written
S&P 500 INDEX
US78378X1072
100.000000000000
4346.220000000000
USD
2021-11-30
XXXX
-3620937.910000000000
N
N
N
SPX 11/30/2021 2173.11 P
N/A
SPX 11/30/2021 2173.11 P
N/A
-296.000000000000
NC
USD
-2664.000000000000
-0.0041734382
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Written
S&P 500 INDEX
US78378X1072
100.000000000000
2173.110000000000
USD
2021-11-30
XXXX
283.460000000000
N
N
N
SPX 11/30/2021 3295.86 P
N/A
SPX 11/30/2021 3295.86 P
N/A
-148.000000000000
NC
USD
-17908.000000000000
-0.0280547790
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Written
S&P 500 INDEX
US78378X1072
100.000000000000
3295.860000000000
USD
2021-11-30
XXXX
7837.730000000000
N
N
N
SPX 11/30/2021 3621.83 P
N/A
SPX 11/30/2021 3621.83 P
N/A
148.000000000000
NC
USD
35668.000000000000
0.0558777003
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Purchased
S&P 500 INDEX
US78378X1072
100.000000000000
3621.830000000000
USD
2021-11-30
XXXX
-4398260.920000000000
N
N
N
SPX 11/30/2021 4346.22 P
N/A
SPX 11/30/2021 4346.22 P
N/A
148.000000000000
NC
USD
299848.000000000000
0.4697436549
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Purchased
S&P 500 INDEX
US78378X1072
100.000000000000
4346.220000000000
USD
2021-11-30
XXXX
-10995554.920000000000
N
N
N
XSP 11/30/2021 217.33 C
N/A
XSP 11/30/2021 217.33 C
N/A
100.000000000000
NC
USD
2433600.000000000000
3.8124921912
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.000000000000
217.330000000000
USD
2021-11-30
XXXX
93431.760000000000
N
N
N
XSP 11/30/2021 418.65 C
N/A
XSP 11/30/2021 418.65 C
N/A
-50.000000000000
NC
USD
-216000.000000000000
-0.3383868809
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Call
Written
S&P 500 Mini Index
XSP
100.000000000000
418.650000000000
USD
2021-11-30
XXXX
-165920.760000000000
N
N
N
XSP 11/30/2021 434.66 C
N/A
XSP 11/30/2021 434.66 C
N/A
-50.000000000000
NC
USD
-140650.000000000000
-0.2203431240
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Call
Written
S&P 500 Mini Index
XSP
100.000000000000
434.660000000000
USD
2021-11-30
XXXX
-111309.760000000000
N
N
N
XSP 11/30/2021 217.33 P
N/A
XSP 11/30/2021 217.33 P
N/A
-100.000000000000
NC
USD
-400.000000000000
-0.0006266424
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Written
S&P 500 Mini Index
XSP
100.000000000000
217.330000000000
USD
2021-11-30
XXXX
431.570000000000
N
N
N
XSP 11/30/2021 329.59 P
N/A
XSP 11/30/2021 329.59 P
N/A
-50.000000000000
NC
USD
-600.000000000000
-0.0009399636
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Written
S&P 500 Mini Index
XSP
100.000000000000
329.590000000000
USD
2021-11-30
XXXX
215.880000000000
N
N
N
XSP 11/30/2021 362.19 P
N/A
XSP 11/30/2021 362.19 P
N/A
50.000000000000
NC
USD
1200.000000000000
0.0018799271
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Purchased
S&P 500 Mini Index
XSP
100.000000000000
362.190000000000
USD
2021-11-30
XXXX
-123450.760000000000
N
N
N
XSP 11/30/2021 434.66 P
N/A
XSP 11/30/2021 434.66 P
N/A
50.000000000000
NC
USD
10150.000000000000
0.0159010502
N/A
DE
US
N
2
Chicago Board Options Exchange
N/A
Put
Purchased
S&P 500 Mini Index
XSP
100.000000000000
434.660000000000
USD
2021-11-30
XXXX
-313122.760000000000
N
N
N
U.S. Bank Money Market Deposit Account
N/A
U.S. Bank Money Market Deposit Account
8AMMF0A84
7858.030000000000
NS
USD
7858.030000000000
0.0123104364
Long
STIV
RF
US
N
1
N
N
N
2021-11-30
Innovator ETFs Trust
/s/ John Southard
Innovator ETFs Trust
Principal Financial Officer