0001145549-21-078196.txt : 20211229 0001145549-21-078196.hdr.sgml : 20211229 20211229131216 ACCESSION NUMBER: 0001145549-21-078196 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211031 FILED AS OF DATE: 20211229 PERIOD START: 20211031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovator ETFs Trust CENTRAL INDEX KEY: 0001415726 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22135 FILM NUMBER: 211527974 BUSINESS ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 800-621-1675 MAIL ADDRESS: STREET 1: 109 NORTH HALE STREET CITY: WHEATON STATE: IL ZIP: 60187 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATOR ETFS TRUST DATE OF NAME CHANGE: 20170825 FORMER COMPANY: FORMER CONFORMED NAME: Academy Funds Trust DATE OF NAME CHANGE: 20071019 0001415726 S000063994 Innovator U.S. Equity Buffer ETF - January C000207057 Innovator U.S. Equity Buffer ETF - January NPORT-P 1 primary_doc.xml NPORT-P false 0001415726 XXXXXXXX S000063994 C000207057 Innovator ETFs Trust 811-22135 0001415726 549300MFJRNH6TF8OL20 109 North Hale Street Wheaton 60187 800-208-5212 Innovator U.S. Equity Buffer ETF - January S000063994 549300S8R6GS7L1CVC62 2021-10-31 2021-10-31 N 162691787.750000000000 12452152.010000000000 150239635.740000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 949.660000000000 N SPY 12/31/2021 2.97 C N/A N/A 3562.000000000000 NC USD 161937707.420000000000 107.7862753210 N/A DE US N 2 Chicago Board Options Exchange N/A Call Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.000000000000 2.970000000000 USD 2021-12-31 XXXX 33909403.270000000000 N N N SPY 12/31/2021 429.59 C N/A N/A -3562.000000000000 NC USD -12142483.990000000000 -8.0820776290 N/A DE US N 2 Chicago Board Options Exchange N/A Call Written SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.000000000000 429.590000000000 USD 2021-12-31 XXXX -9894526.240000000000 N N N SPY 12/31/2021 340.23 P N/A N/A -3562.000000000000 NC USD -208821.240000000000 -0.1389921102 N/A DE US N 2 Chicago Board Options Exchange N/A Put Written SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.000000000000 340.230000000000 USD 2021-12-31 XXXX 7561365.070000000000 N N N SPY 12/31/2021 373.89 P N/A N/A 3562.000000000000 NC USD 420804.750000000000 0.2800890377 N/A DE US N 2 Chicago Board Options Exchange N/A Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.000000000000 373.890000000000 USD 2021-12-31 XXXX -10682321.000000000000 N N N U.S. Bank Money Market Deposit Account N/A 8AMMF0A84 332324.990000000000 NS USD 332324.990000000000 0.2211966159 Long STIV RF US N 1 N N N 2021-11-30 Innovator ETFs Trust /s/ John Southard Innovator ETFs Trust Principal Financial Officer