0000898432-11-000560.txt : 20110419 0000898432-11-000560.hdr.sgml : 20110419 20110419170408 ACCESSION NUMBER: 0000898432-11-000560 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110419 EFFECTIVENESS DATE: 20110419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K2 Balanced Conditional Risk Overlay Fund LLC CENTRAL INDEX KEY: 0001415706 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-109946 FILM NUMBER: 11768645 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12TH FLOOR CITY: Stamford STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 348-5252 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: 12TH FLOOR CITY: Stamford STATE: CT ZIP: 06901 D/A 1 primary_doc.xml X0704 D/A LIVE 0001415706 K2 Balanced Conditional Risk Overlay Fund LLC 300 ATLANTIC STREET 12TH FLOOR Stamford CT CONNECTICUT 06901 (203) 348-5252 DELAWARE None None Limited Liability Company true 2007 N/A K2 Advisors, LLC 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Member Manager David C. Saunders 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Director of the Member Manager of the Fund William A. Douglass 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Director for the Member Manager of the Fund John T. Ferguson 300 Atlantic Street 12th Floor Stamford CT CONNECTICUT 06901 Executive Officer Executive Officer of the Member Manager of the Fund Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0000898432-10-000577 2007-09-01 true true false 100000 Indefinite 12250000 Indefinite Minimum investment above may be waived by the Manager false 4 0 0 0 false K2 Balanced Conditional Risk Overlay Fund LLC /s/ John T. Ferguson John T. Ferguson COO of the Member Manager of the Issuer 2011-04-19