0001062993-22-000949.txt : 20220112 0001062993-22-000949.hdr.sgml : 20220112 20220112071419 ACCESSION NUMBER: 0001062993-22-000949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211222 FILED AS OF DATE: 20220112 DATE AS OF CHANGE: 20220112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guzy Jeffrey J CENTRAL INDEX KEY: 0001415532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54693 FILM NUMBER: 22525573 MAIL ADDRESS: STREET 1: 3130 19TH STREET, NORTH CITY: ARLINGTON STATE: VA ZIP: 22201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Leatt Corp CENTRAL INDEX KEY: 0001456189 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 202819367 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12 KIEPERSOL DRIVE, ATLAS GARDENS STREET 2: CONTERMANSKLOOF ROAD CITY: DURBANVILLE, WESTERN CAPE STATE: T3 ZIP: 7550 BUSINESS PHONE: (27)21-556-5409 MAIL ADDRESS: STREET 1: 12 KIEPERSOL CRES, ATLAS GARDENS STREET 2: CONTERMANSKLOOF ROAD CITY: DURBANVILLE, WESTERN CAPE STATE: T3 ZIP: 7550 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-22 0001456189 Leatt Corp LEAT 0001415532 Guzy Jeffrey J 12 KIEPERSOL DRIVE, ATLAS GARDENS CONTERMANSKLOOF ROAD DURBANVILLE, WESTERN CAPE T3 7441 SOUTH AFRICA 1 0 0 0 Common Stock, par value $0.001 per share 2021-12-20 4 F 0 10000 2.60 A 53917 D Common Stock, par value $0.001 per share 2021-12-22 4 A 0 1000 30.06 A 53917 D The Reporting Person was the holder of 43,917 shares of the Issuer's common stock after giving effect to a 1-for-25 reverse split of the Issue's common stock effected on September 20, 2012. On November 22, 2016, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 10-year option to purchase 10,000 shares of the Issuer's common stock at an exercise price of $2.60 a share under the Issuer's 2011 Amended and Restated Equity Incentive Plan, all of which vested by March 29, 2019. On December 20, 2021, the Reporting Person exercised his options to purchase 10,000 shares of the Issuer's Common Stock for an aggregate purchase price of $26,000. On December 22, 2021, the Issuer's Board approved the award of 1,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 600 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. /s/ Jeffrey J. Guzy 2022-01-12