0000899243-17-018698.txt : 20170721
0000899243-17-018698.hdr.sgml : 20170721
20170721162935
ACCESSION NUMBER: 0000899243-17-018698
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170718
FILED AS OF DATE: 20170721
DATE AS OF CHANGE: 20170721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Reasoner Scott
CENTRAL INDEX KEY: 0001415326
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36780
FILM NUMBER: 17976847
MAIL ADDRESS:
STREET 1: C/O QUEST SOFTWARE, INC.
STREET 2: 5 POLARIS WAY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hortonworks, Inc.
CENTRAL INDEX KEY: 0001610532
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 371634325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-916-4121
MAIL ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-07-18
2017-07-20
0
0001610532
Hortonworks, Inc.
HDP
0001415326
Reasoner Scott
C/O HORTONWORKS, INC.
5470 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
0
1
0
0
See Remarks
Common Stock
2017-07-18
4
A
0
96150
0.00
A
271793
D
On July 18, 2017, the Reporting Person was granted 96,150 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-eighth (1/8) of such RSUs shall vest and become releasable on November 9, 2017, and thereafter, the balance of the RSUs shall vest and become releasable in a series of seven (7) successive 3-month installments over the following twenty-one (21) months thereafter, all subject to grantee's continued status as a service provider. All or portion of the unvested RSUs are subject to acceleration upon the occurrence of certain events. In the original Form 4, this footnote incorrectly stated the number of RSUs granted to the reporting person. This amendment is being filed solely to correct that error.
Chief Accounting Officer, Corporate Controller and Principal Accounting Officer
/s/ Anne Kuykendall as Attorney-in-Fact for Scott Reasoner
2017-07-21