0001589728-15-000027.txt : 20150902
0001589728-15-000027.hdr.sgml : 20150902
20150902121020
ACCESSION NUMBER: 0001589728-15-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150831
FILED AS OF DATE: 20150902
DATE AS OF CHANGE: 20150902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAWKER ENERGY, INC.
CENTRAL INDEX KEY: 0001415286
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 980511130
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 326 SOUTH PACIFIC COAST HIGHWAY
STREET 2: SUITE 102
CITY: REDONDO BEACH
STATE: CA
ZIP: 90277
BUSINESS PHONE: 702-952-9677
MAIL ADDRESS:
STREET 1: 326 SOUTH PACIFIC COAST HIGHWAY
STREET 2: SUITE 102
CITY: REDONDO BEACH
STATE: CA
ZIP: 90277
FORMER COMPANY:
FORMER CONFORMED NAME: SARA CREEK GOLD CORP.
DATE OF NAME CHANGE: 20090924
FORMER COMPANY:
FORMER CONFORMED NAME: UVENTUS TECHNOLOGIES CORP
DATE OF NAME CHANGE: 20090901
FORMER COMPANY:
FORMER CONFORMED NAME: UVENTUS TECHONOLOGIES CORP
DATE OF NAME CHANGE: 20071016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katic Darren
CENTRAL INDEX KEY: 0001589383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52892
FILM NUMBER: 151088937
MAIL ADDRESS:
STREET 1: 648 1ST STREET
CITY: HERMOSA BEACH
STATE: CA
ZIP: 90
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-08-31
0
0001415286
HAWKER ENERGY, INC.
HWKR
0001589383
Katic Darren
648 1ST STREET
HERMOSA BEACH
CA
90254
1
1
1
0
CEO
12% Convertible Promissory Note
0.1
2015-08-31
4
J
0
587053
A
Units
5870530
587053
D
Reporting Person was issued a convertible promissory note in the original principal amount of $587,053, which bears simple interest at the rate of 12% per annum. $407,053 of the principal amount, together with any interest accrued thereon, is convertible at any time at the option of Reporting Person into Units at a conversion price of $0.10 per Unit ("Conversion Price"). $180,000 of the principal amount, together with any interest accrued thereon, is convertible at the maturity date (see note 5 below) at the option of Reporting Person into Units at the Conversion Price.
(Continued from note 1 above) Each "Unit" consists of one share of the Issuer's common stock and a warrant to purchase one-half share of the Issuer's common stock. Each warrant, if issued, has an exercise price of $0.25 per each whole share of the Issuer's common stock (subject to customary adjustments for stock dividends, stock splits, reorganizations and similar transactions) and an exercise period of three years from the date of issuance.
The Conversion Price subject to customary adjustments for stock dividends, stock splits, reorganizations and similar transactions. In addition, subject to certain customary exceptions, if at any time while the convertible promissory note is outstanding the Issuer issues shares of its common stock at a a price less than $0.10 per share (a "Lower Sale Price"), the Conversion Price shall automatically be adjusted to equal the Lower Sale Price.
Reporting Person was issued the convertible promissory note (a) in replacement of a previously issued non-convertible promissory note made by Issuer in favor of Reporting Person in the remaining principal amount of $378,000("Original Note"), as well as capitalization of $28,253 in accrued interest outstanding under the Original Note as of August 31,2015 and (b) as capitalization of $180,000 in unpaid bonuses owned by Issuer to Reporting Person as of August 31,2015.
The convertible promissory note has a maturity date of September 1, 2018. However, the maturity date will accelerate upon Reporting Person no longer being the Chief Executive Officer of the Issuer other than as a result of Reporting Person's voluntary resignation without good reason.
/s/Darren Katic
2015-09-01