0001589728-15-000027.txt : 20150902 0001589728-15-000027.hdr.sgml : 20150902 20150902121020 ACCESSION NUMBER: 0001589728-15-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150831 FILED AS OF DATE: 20150902 DATE AS OF CHANGE: 20150902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWKER ENERGY, INC. CENTRAL INDEX KEY: 0001415286 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980511130 STATE OF INCORPORATION: NV FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 326 SOUTH PACIFIC COAST HIGHWAY STREET 2: SUITE 102 CITY: REDONDO BEACH STATE: CA ZIP: 90277 BUSINESS PHONE: 702-952-9677 MAIL ADDRESS: STREET 1: 326 SOUTH PACIFIC COAST HIGHWAY STREET 2: SUITE 102 CITY: REDONDO BEACH STATE: CA ZIP: 90277 FORMER COMPANY: FORMER CONFORMED NAME: SARA CREEK GOLD CORP. DATE OF NAME CHANGE: 20090924 FORMER COMPANY: FORMER CONFORMED NAME: UVENTUS TECHNOLOGIES CORP DATE OF NAME CHANGE: 20090901 FORMER COMPANY: FORMER CONFORMED NAME: UVENTUS TECHONOLOGIES CORP DATE OF NAME CHANGE: 20071016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katic Darren CENTRAL INDEX KEY: 0001589383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52892 FILM NUMBER: 151088937 MAIL ADDRESS: STREET 1: 648 1ST STREET CITY: HERMOSA BEACH STATE: CA ZIP: 90 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-08-31 0 0001415286 HAWKER ENERGY, INC. HWKR 0001589383 Katic Darren 648 1ST STREET HERMOSA BEACH CA 90254 1 1 1 0 CEO 12% Convertible Promissory Note 0.1 2015-08-31 4 J 0 587053 A Units 5870530 587053 D Reporting Person was issued a convertible promissory note in the original principal amount of $587,053, which bears simple interest at the rate of 12% per annum. $407,053 of the principal amount, together with any interest accrued thereon, is convertible at any time at the option of Reporting Person into Units at a conversion price of $0.10 per Unit ("Conversion Price"). $180,000 of the principal amount, together with any interest accrued thereon, is convertible at the maturity date (see note 5 below) at the option of Reporting Person into Units at the Conversion Price. (Continued from note 1 above) Each "Unit" consists of one share of the Issuer's common stock and a warrant to purchase one-half share of the Issuer's common stock. Each warrant, if issued, has an exercise price of $0.25 per each whole share of the Issuer's common stock (subject to customary adjustments for stock dividends, stock splits, reorganizations and similar transactions) and an exercise period of three years from the date of issuance. The Conversion Price subject to customary adjustments for stock dividends, stock splits, reorganizations and similar transactions. In addition, subject to certain customary exceptions, if at any time while the convertible promissory note is outstanding the Issuer issues shares of its common stock at a a price less than $0.10 per share (a "Lower Sale Price"), the Conversion Price shall automatically be adjusted to equal the Lower Sale Price. Reporting Person was issued the convertible promissory note (a) in replacement of a previously issued non-convertible promissory note made by Issuer in favor of Reporting Person in the remaining principal amount of $378,000("Original Note"), as well as capitalization of $28,253 in accrued interest outstanding under the Original Note as of August 31,2015 and (b) as capitalization of $180,000 in unpaid bonuses owned by Issuer to Reporting Person as of August 31,2015. The convertible promissory note has a maturity date of September 1, 2018. However, the maturity date will accelerate upon Reporting Person no longer being the Chief Executive Officer of the Issuer other than as a result of Reporting Person's voluntary resignation without good reason. /s/Darren Katic 2015-09-01