Hawker Energy, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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42012W 107
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(CUSIP Number)
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326 S. Pacific Coast Highway, Suite 102
Redondo Beach, CA 90277 |
(310) 316-3623
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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October 10, 2014
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. 42012W 107
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SCHEDULE 13D
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1
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NAMES OF REPORTING PERSONS
Darren Vladimir Katic
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o
(b) x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
SC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
25,264,910
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8
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SHARED VOTING POWER
0
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||
9
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SOLE DISPOSITIVE POWER
25,264,910
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||
10
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SHARED DISPOSITIVE POWER
0
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||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
25,897,365(1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
34.3890% (1)(2)
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14
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TYPE OF REPORTING PERSON
IN
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(1)
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The number of shares beneficially owned includes (i) 632,455 shares that Darren Katic may acquire upon the exercise of certain warrants that are currently exercisable in full, and (ii) 9,500,000 shares issued and held in escrow by the Issuer pending future conditional release as determined by the Board, upon Issuer meeting certain milestones.
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(2)
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Applicable percentage ownership is based on 75,307,158 shares of Common Stock outstanding as of October 16, 2014. Any securities not outstanding but subject to warrants, options or other rights exercisable as of October 16, 2014, or exercisable within 60 days after such date, are deemed to be outstanding for the purpose of computing the percentage of outstanding Common Stock beneficially owned by the person holding such warrants, options or other rights, but are not deemed to be outstanding for the purpose of computing the percentage of Common Stock beneficially owned by any other person.
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CUSIP No. 42012W 107
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SCHEDULE 13D
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Item 1.
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Security and Issuer.
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Item 3.
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Source and Amount of Funds or Other Consideration.
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CUSIP No. 42012W 107
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SCHEDULE 13D
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Item 4.
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Purpose of Transaction.
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(a)
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Under the terms of that certain Warrant Agreement, dated December 27, 2013 (the “Warrant Agreement”), by and among Katic, Moore and Tywoniuk, Katic granted Tywoniuk warrants (the “Hawker Warrants”) to purchase up to 725,000 shares of Common Stock issued to Katic under the Option Agreement, as set forth in Item 3, above. Each such Hawker Warrant shall be immediately exercisable in full for a period of five (5) years from the date of each issuance of shares of Common Stock to Katic by the Issuer pursuant to the terms of the Option Agreement. The Hawker Warrants were granted in consideration of certain professional services provided by Tywoniuk to the Issuer.
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CUSIP No. 42012W 107
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SCHEDULE 13D
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(b)
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Not Applicable
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(c)
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Not Applicable
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(d)
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Katic was appointed as a director of the Issuer upon the closing of the Issuer’s acquisition of SCNRG.
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(e)
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Not Applicable
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(f)
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Not Applicable
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(g)
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Not Applicable
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(h)
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Not Applicable
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(i)
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Not Applicable
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(j)
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Not Applicable
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Item 5.
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Interest in Securities of the Issuer.
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CUSIP No. 42012W 107
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SCHEDULE 13D
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Shared
Voting
Power
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Sole Voting
Power
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Shared
Dispositive
Power
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Sole
Dispositive
Power
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Darren Vladimir Katic
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0
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25,264,910
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0
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25,264,910
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
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CUSIP No. 42012W 107
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SCHEDULE 13D
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Dated: October 20, 2014
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/s/ Darren Vladimir Katic
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Darren Vladimir Katic, an individual
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