0001144204-16-125127.txt : 20160923
0001144204-16-125127.hdr.sgml : 20160923
20160923211621
ACCESSION NUMBER: 0001144204-16-125127
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160831
FILED AS OF DATE: 20160923
DATE AS OF CHANGE: 20160923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fifth Street Finance Corp.
CENTRAL INDEX KEY: 0001414932
IRS NUMBER: 261219283
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 681-3600
MAIL ADDRESS:
STREET 1: 777 WEST PUTNAM AVENUE
STREET 2: 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: Fifth Street Finance Corp
DATE OF NAME CHANGE: 20071012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Castro-Blanco James
CENTRAL INDEX KEY: 0001616327
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00755
FILM NUMBER: 161900837
MAIL ADDRESS:
STREET 1: C/O FIFTH STREET FINANCE CORP
STREET 2: 777 WEST PUTNAM AVENUE, 3RD FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
4/A
1
v449383_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2016-08-31
2016-09-02
0
0001414932
Fifth Street Finance Corp.
FSC
0001616327
Castro-Blanco James
C/O FIFTH STREET (FSC)
777 WEST PUTNAM AVENUE, 3RD FLOOR
GREENWICH
CT
06830
1
0
0
0
Common Stock
2016-08-31
4
P
0
8250
6.16
A
12300.489
D
Common Stock
50
I
See below
Common Stock
750
I
By wife
The reporting person is amending the previously filed Form 4 of 9/2/16 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and 0.489 directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan.
The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco.
The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
/s/ Kerry S. Acocella, as attorney-in-fact for James F. Castro-Blanco
2016-09-23