0001144204-16-125127.txt : 20160923 0001144204-16-125127.hdr.sgml : 20160923 20160923211621 ACCESSION NUMBER: 0001144204-16-125127 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160831 FILED AS OF DATE: 20160923 DATE AS OF CHANGE: 20160923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Finance Corp. CENTRAL INDEX KEY: 0001414932 IRS NUMBER: 261219283 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 681-3600 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: Fifth Street Finance Corp DATE OF NAME CHANGE: 20071012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castro-Blanco James CENTRAL INDEX KEY: 0001616327 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00755 FILM NUMBER: 161900837 MAIL ADDRESS: STREET 1: C/O FIFTH STREET FINANCE CORP STREET 2: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4/A 1 v449383_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2016-08-31 2016-09-02 0 0001414932 Fifth Street Finance Corp. FSC 0001616327 Castro-Blanco James C/O FIFTH STREET (FSC) 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 1 0 0 0 Common Stock 2016-08-31 4 P 0 8250 6.16 A 12300.489 D Common Stock 50 I See below Common Stock 750 I By wife The reporting person is amending the previously filed Form 4 of 9/2/16 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and 0.489 directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan. The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. /s/ Kerry S. Acocella, as attorney-in-fact for James F. Castro-Blanco 2016-09-23