0001140361-23-054074.txt : 20231120
0001140361-23-054074.hdr.sgml : 20231120
20231120210914
ACCESSION NUMBER: 0001140361-23-054074
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231110
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree Specialty Lending Corp
CENTRAL INDEX KEY: 0001414932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424279
BUSINESS ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGLES
STATE: CA
ZIP: 90071
BUSINESS PHONE: (213) 830-6300
MAIL ADDRESS:
STREET 1: 333 SOUTH GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGLES
STATE: CA
ZIP: 90071
FORMER NAME:
FORMER CONFORMED NAME: Fifth Street Finance Corp.
DATE OF NAME CHANGE: 20130926
FORMER NAME:
FORMER CONFORMED NAME: Fifth Street Finance Corp
DATE OF NAME CHANGE: 20071012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree-TBMR Strategic Credit Fund F, LLC
CENTRAL INDEX KEY: 0001702161
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424284
BUSINESS ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree-Forrest Multi-Strategy,LLC
CENTRAL INDEX KEY: 0001699745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424286
BUSINESS ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree-TCDRS Strategic Credit, LLC
CENTRAL INDEX KEY: 0001702158
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424287
BUSINESS ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree-TBMR Strategic Credit Fund G, LLC
CENTRAL INDEX KEY: 0001702159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424283
BUSINESS ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INPRS Strategic Credit Holdings, LLC
CENTRAL INDEX KEY: 0001992721
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424281
BUSINESS ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree-TBMR Strategic Credit Fund C, LLC
CENTRAL INDEX KEY: 0001702162
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424285
BUSINESS ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree-TSE 16 Strategic Credit, LLC
CENTRAL INDEX KEY: 0001702163
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424282
BUSINESS ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28 TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree Gilead Investment Fund AIF (Delaware), L.P.
CENTRAL INDEX KEY: 0001821085
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424280
BUSINESS ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2138306300
MAIL ADDRESS:
STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P.
STREET 2: 333 S. GRAND AVE, 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oaktree Strategic Credit Fund
CENTRAL INDEX KEY: 0001872371
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40353
FILM NUMBER: 231424278
BUSINESS ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-830-6300
MAIL ADDRESS:
STREET 1: 333 S. GRAND AVENUE
STREET 2: 28TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER NAME:
FORMER CONFORMED NAME: Oaktree Opportunistic Income Fund
DATE OF NAME CHANGE: 20210713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPEL PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001445499
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 263058238
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0426
BUSINESS ADDRESS:
STREET 1: 201 ELLIOTT AVE. W
STREET 2: SUITE 260
CITY: SEATTLE
STATE: WA
ZIP: 98119
BUSINESS PHONE: 206-568-1466
MAIL ADDRESS:
STREET 1: 201 ELLIOTT AVE. W
STREET 2: SUITE 260
CITY: SEATTLE
STATE: WA
ZIP: 98119
FORMER COMPANY:
FORMER CONFORMED NAME: IMPEL NEUROPHARMA INC
DATE OF NAME CHANGE: 20080917
3
1
form3.xml
X0206
3
2023-11-10
0
0001445499
IMPEL PHARMACEUTICALS INC
IMPL
0001702158
Oaktree-TCDRS Strategic Credit, LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001699745
Oaktree-Forrest Multi-Strategy,LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001702162
Oaktree-TBMR Strategic Credit Fund C, LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001702161
Oaktree-TBMR Strategic Credit Fund F, LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001702159
Oaktree-TBMR Strategic Credit Fund G, LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001702163
Oaktree-TSE 16 Strategic Credit, LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001992721
INPRS Strategic Credit Holdings, LLC
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001821085
Oaktree Gilead Investment Fund AIF (Delaware), L.P.
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001414932
Oaktree Specialty Lending Corp
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
0001872371
Oaktree Strategic Credit Fund
333 S. GRAND AVENUE,
28TH FLOOR
LOS ANGELES
CA
90071
true
Warrants
0.01
Common Stock
2671763
I
See Footnote
The Warrants are exercisable at any time prior to the earlier to occur of: (a) the seventh anniversary of the date of issuance or (b) a change of control. 1,335,881 Warrants were issued on September 5, 2023, 445,293 Warrants were issued on October 2, 2023, 445,295 Warrants were issued on October 6, 2023, 222,647 Warrants were issued on November 3, 2023, and 222,647 Warrants were issued on November 10, 2023.
The reported amount reflects (i) 29,282 Warrants held directly by Oaktree-TCDRS Strategic Credit, LLC, (ii) 23,673 Warrants held directly by Oaktree-Forrest Multi-Strategy, LLC, (iii) 14,241 Warrants held directly by Oaktree-TBMR Strategic Credit Fund C, LLC, (iv) 22,309 Warrants held directly by Oaktree-TBMR Strategic Credit Fund F, LLC, (v) 36,417 Warrants held directly by Oaktree-TBMR Strategic Credit Fund G, LLC, (vi) 36,657 Warrants held directly by Oaktree-TSE 16 Strategic Credit, LLC, (vii) 10,847 Warrants held directly by INPRS Strategic Credit Holdings, LLC, (viii) 183,470 Warrants held directly by Oaktree Gilead Investment Fund AIF (Delaware), L.P., (ix) 700,484 Warrants held directly by Oaktree Specialty Lending Corporation, (x) 16,297 Warrants held directly by Oaktree GCP Fund Delaware Holdings, L.P., (xi) 53,488 Warrants held directly by Oaktree Diversified Income Fund Inc., (xii) 348,478 Warrants held directly by Oaktree AZ Strategic Lending Fund, L.P.,
(continued from Footnote 2) (xiii) 135,861 Warrants held directly by Oaktree Loan Acquisition Fund, L.P., (xiv) 373,618 Warrants held directly by Oaktree LSL Fund Holdings EURRC S.a r.l., (xv) 203,801 Warrants held directly by Oaktree LSL Fund Delaware Holdings EURRC, L.P., (xvi) 228,088 Warrants held directly by Oaktree PRE Life Sciences Fund, L.P. (each of the foregoing, an "Atlas Entity," and together, the "Atlas Entities"), and (xvii) 254,752 Warrants held directly by Oaktree Strategic Credit Fund (and, together with the Atlas Entities, the "Oaktree Holders," and each an "Oaktree Holder").
Oaktree Capital Group, LLC, in its capacity as the indirect manager of Oaktree Strategic Credit Fund, may be deemed to beneficially own the Warrants held directly by Oaktree Strategic Credit Fund. Atlas OCM Holdings, LLC, in its capacity as the indirect manager of the Atlas Entities, may be deemed to beneficially own the Warrants held directly by the Atlas Entities. Brookfield Corporation, in its capacity as the indirect owner of the class A units of Oaktree Capital Group, LLC, may be deemed to beneficially own the Warrants held directly by Oaktree Strategic Credit Fund. BAM Partners Trust, in its capacity as the sole owner of Class B Limited Voting Shares of Brookfield Corporation, may be deemed to beneficially own the Warrants held directly by Oaktree Strategic Credit Fund. Brookfield Asset Management ULC, in its capacity as the indirect owner of Class A units of Atlas OCM Holdings, LLC, may be deemed to beneficially own the Warrants held directly by the Atlas Entities.
Neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is the beneficial owner of any of the Warrants referred to herein for the purposes of Section 16 of the Securities and Exchange Act, or for any other purpose, and such beneficial ownership is expressly disclaimed by each Reporting Person, other than each Oaktree Holder with respect to securities reported as directly held by such Oaktree Holder.
Form 1 of 3.
Oaktree-TCDRS Strategic Credit, LLC,
By: Oaktree Capital Management, L.P., Its: Manager
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree-Forrest Multi-Strategy, LLC,
By: Oaktree Capital Management, L.P., Its: Manager,
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree-TBMR Strategic Credit Fund C, LLC,
By: Oaktree Capital Management, L.P., Its: Manager,
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree-TBMR Strategic Credit Fund F, LLC,
By: Oaktree Capital Management, L.P., Its: Manager,
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree-TBMR Strategic Credit Fund G, LLC,
By: Oaktree Capital Management, L.P., Its: Manager,
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree-TSE 16 Strategic Credit, LLC,
By: Oaktree Capital Management, L.P., Its: Manager,
/s/ Henry Orren, Senior Vice President
2023-11-20
INPRS Strategic Credit Holdings, LLC,
By: Oaktree Capital Management, L.P., Its: Manager
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree Gilead Investment Fund AIF (Delaware), L.P.,
By: Oaktree Fund AIF Series, L.P. - Series T, Its: GP,
By: Oaktree Fund GP AIF, LLC, Its: Managing Member,
By: Oaktree Fund GP III, L.P., Its: Managing Member,
/s/ Henry Orren, Authorized Signatory
2023-11-20
Oaktree Specialty Lending Corporation,
By: Oaktree Fund Advisors, LLC, Its: Investment Adviser,
/s/ Henry Orren, Senior Vice President
2023-11-20
Oaktree Strategic Credit Fund,
By: Oaktree Fund Advisors, LLC, Its: Investment Adviser,
/s/ Henry Orren, Senior Vice President
2023-11-20