0001062993-21-009490.txt : 20211013
0001062993-21-009490.hdr.sgml : 20211013
20211013210217
ACCESSION NUMBER: 0001062993-21-009490
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211008
FILED AS OF DATE: 20211013
DATE AS OF CHANGE: 20211013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Catalyst Group V Supplemental LP
CENTRAL INDEX KEY: 0001414928
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 211322361
BUSINESS ADDRESS:
STREET 1: c/o General Catalyst Group Management LL
STREET 2: 20 University Rd Ste 450
CITY: Cambridge
STATE: MA
ZIP: 02138
BUSINESS PHONE: 617-234-7000
MAIL ADDRESS:
STREET 1: c/o General Catalyst Group Management LL
STREET 2: 20 University Rd Ste 450
CITY: Cambridge
STATE: MA
ZIP: 02138
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Catalyst Group V LP
CENTRAL INDEX KEY: 0001414929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 211322362
BUSINESS ADDRESS:
STREET 1: c/o General Catalyst Group Management LL
STREET 2: 20 University Road Ste 450
CITY: Cambridge
STATE: MA
ZIP: 02138
BUSINESS PHONE: 617-234-7000
MAIL ADDRESS:
STREET 1: c/o General Catalyst Group Management LL
STREET 2: 20 University Road Ste 450
CITY: Cambridge
STATE: MA
ZIP: 02138
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: General Catalyst Partners V, L.P.
CENTRAL INDEX KEY: 0001551791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 211322357
BUSINESS ADDRESS:
STREET 1: 20 UNIVERSITY ROAD
STREET 2: SUITE 450
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 617-234-02138
MAIL ADDRESS:
STREET 1: 20 UNIVERSITY ROAD
STREET 2: SUITE 450
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GC Venture V-B, LLC
CENTRAL INDEX KEY: 0001796995
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 211322359
BUSINESS ADDRESS:
STREET 1: 20 UNIVERSITY ROAD, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 617-234-7000
MAIL ADDRESS:
STREET 1: 20 UNIVERSITY ROAD, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GC Venture V, LLC
CENTRAL INDEX KEY: 0001794030
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 211322360
BUSINESS ADDRESS:
STREET 1: 20 UNIVERSITY ROAD, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 617-234-7000
MAIL ADDRESS:
STREET 1: 20 UNIVERSITY ROAD, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GC Venture V Manager, LLC
CENTRAL INDEX KEY: 0001794031
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40825
FILM NUMBER: 211322358
BUSINESS ADDRESS:
STREET 1: 20 UNIVERSITY ROAD, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 617-234-7000
MAIL ADDRESS:
STREET 1: 20 UNIVERSITY ROAD, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Warby Parker Inc.
CENTRAL INDEX KEY: 0001504776
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 800423634
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 233 SPRING STREET
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: (646) 847-7215
MAIL ADDRESS:
STREET 1: 233 SPRING STREET
STREET 2: 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: JAND, Inc.
DATE OF NAME CHANGE: 20101102
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-10-08
1
0001504776
Warby Parker Inc.
WRBY
0001414929
General Catalyst Group V LP
20 UNIVERSITY ROAD, 4TH FLOOR
CAMBRIDGE
MA
02138
0
0
1
0
0001414928
General Catalyst Group V Supplemental LP
20 UNIVERSITY ROAD, 4TH FLOOR
CAMBRIDGE
MA
02138
0
0
1
0
0001794030
GC Venture V, LLC
20 UNIVERSITY ROAD, 4TH FLOOR
CAMBRIDGE
MA
02138
0
0
1
0
0001796995
GC Venture V-B, LLC
20 UNIVERSITY ROAD, 4TH FLOOR
CAMBRIDGE
MA
02138
0
0
1
0
0001794031
GC Venture V Manager, LLC
20 UNIVERSITY ROAD, 4TH FLOOR
CAMBRIDGE
MA
02138
0
0
1
0
0001551791
General Catalyst Partners V, L.P.
20 UNIVERSITY ROAD, 4TH FLOOR
CAMBRIDGE
MA
02138
0
0
1
0
Class A Common Stock
2021-10-08
4
J
0
1213200
0
D
6066061
I
Directly held by General Catalyst Group V Supplemental, L.P.
Class A Common Stock
2021-10-08
4
J
0
234614
0
A
234614
I
Directly held by General Catalyst Partners V, L.P.
Class A Common Stock
2021-10-08
4
J
0
279556
0
D
0
I
Directly held by GC Venture V, LLC
Class A Common Stock
2021-10-08
4
J
0
55914
0
A
55914
I
Directly held by GC Venture V Manager, LLC
Class A Common Stock
2021-10-08
4
J
0
461772
0
D
0
I
Directly held by GC Venture V-B, LLC
Class A Common Stock
2021-10-08
4
J
0
64332
0
A
120246
I
Directly held by GC Venture V Manager, LLC
Class A Common Stock
2021-10-08
4
S
0
239193
47.5258
D
1196467
I
Directly held by General Catalyst Group V, L.P.
Class A Common Stock
2021-10-08
4
S
0
89
49.0600
D
1196378
I
Directly held by General Catalyst Group V, L.P.
Class A Common Stock
2021-10-08
4
J
0
22597
0
A
1218975
I
Directly held by General Catalyst Group V, L.P.
Class A Common Stock
2021-10-08
4
S
0
30308
47.5258
D
151593
I
Directly held by GC Entrepreneurs Fund V, L.P. (2)
Class A Common Stock
2021-10-08
4
S
0
11
49.0600
D
151582
I
Directly held by GC Entrepreneurs Fund V, L.P.
Class A Common Stock
2021-10-08
4
J
0
472
0
A
152054
I
Directly held by GC Entrepreneurs Fund V, L.P.
Effective October 8, 2021, General Catalyst Group V Supplemental, L.P., a venture capital partnership, distributed in-kind, without consideration, a total of 1,213,200 shares of Class A Common Stock of the Issuer to its general and limited partners.
General Catalyst GP V, LLC ("GCGPV"), is the general partner of General Catalyst Partners V, L.P., which is the general partner of General Catalyst Group V, L.P. ("GCGV"), General Catalyst Group V Supplemental, L.P. ("GCGVS") and GC Entrepreneurs Fund V, L.P. ("GCEV"). General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC"), is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GC Venture V Manager, LLC ("GCVV Manager"), which is the manager of GC Venture V, LLC ("GCVV") and GC Venture V-B, LLC ("GCVVB").
Joel Cutler and David Fialkow are managing directors of GCGPV, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGV, GCGVS, and GCEV. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH, LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVV and GCVVB. However, each Reporting Person disclaims beneficial ownership over such shares except to the extent of his or its pecuniary interest therein, if any.
Represents shares previously reported as held through GCGVS.
Effective October 8, 2021, GCVV, a venture capital partnership, distributed in-kind, without consideration, a total of 279,556 shares of Class A Common Stock of the Issuer to its members and manager.
Represents shares previously reported as held through GCVV.
Effective October 8, 2021, GCVVB, a venture capital partnership, distributed in-kind, without consideration, a total of 461,772 shares of Class A Common Stock of the Issuer to its members and manager.
Represents shares previously reported as held through GC Venture V-B, LLC.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.52 to $48.31, inclusive. The Reporting Persons undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this.
On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCGV received 22,597 shares of the Issuer's Class A Common Stock.
On October 8, 2021, shares of Class A Common Stock of the Issuer held by limited partnerships were distributed in-kind, without consideration, to its underlying partners. As part of such distribution, GCEV received 472 shares of the Issuer's Class A Common Stock.
General Catalyst Group V, L.P., General Catalyst Partners V, L.P., General Catalyst GP V, LLC, General Catalyst Group Management LLC, General Catalyst, Group Management Holdings GP, LLC, /s/ Christopher McCain
2021-10-13
General Catalyst Group V Supplemental, L.P., General Catalyst Partners V, L.P., General Catalyst GP V, LLC, General Catalyst Group Management LLC, General Catalyst, Group Management Holdings GP, LLC, /s/ Christopher McCain
2021-10-13
GC Venture V, LLC, GC Venture V Manager, LLC, General Catalyst Group Management, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, /s/ Christopher McCain
2021-10-13
GC Venture V-B, LLC, GC Venture V Manager, LLC, General Catalyst Group Management, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, /s/ Christopher McCain
2021-10-13
GC Venture V Manager, LLC, General Catalyst Group Management, LLC, General Catalyst Group Management Holdings, L.P., General Catalyst Group Management Holdings GP, LLC, /s/ Christopher McCain
2021-10-13
General Catalyst Partners V, L.P., General Catalyst GP V, LLC, General Catalyst Group Management LLC, General Catalyst, Group Management Holdings GP, LLC, /s/ Christopher McCain
2021-10-13