0000899243-20-011070.txt : 20200421 0000899243-20-011070.hdr.sgml : 20200421 20200421172227 ACCESSION NUMBER: 0000899243-20-011070 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200417 FILED AS OF DATE: 20200421 DATE AS OF CHANGE: 20200421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook William Montgomery CENTRAL INDEX KEY: 0001414406 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00789 FILM NUMBER: 20806004 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET, 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THL Credit, Inc. CENTRAL INDEX KEY: 0001464963 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (800) 450-4424 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-04-17 0 0001464963 THL Credit, Inc. TCRD 0001414406 Cook William Montgomery 570 LEXINGTON AVENUE, 21ST FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 17636 D The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by other members of the Section 13(d) group, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ William Montgomery Cook 2020-04-21