Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000021672 | ALPS REIT Dividend Dogs ETF | ||
| Class/Contract C000062111 | ALPS REIT Dividend Dogs ETF | RDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000025771 | Alps Equal Sector Weight ETF | ||
| Class/Contract C000077058 | Alps Equal Sector Weight ETF | EQL | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000029786 | ALERIAN MLP ETF | ||
| Class/Contract C000091496 | ALERIAN MLP ETF | AMLP | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000030145 | RiverFront Strategic Income Fund | ||
| Class/Contract C000092591 | RiverFront Strategic Income Fund | RIGS | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000037495 | ALPS Sector Dividend Dogs ETF | ||
| Class/Contract C000115754 | ALPS Sector Dividend Dogs ETF | SDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000040588 | Barron's 400 ETF | ||
| Class/Contract C000125863 | Barron's 400 ETF | BFOR | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000041000 | ALPS International Sector Dividend Dogs ETF | ||
| Class/Contract C000127212 | ALPS International Sector Dividend Dogs ETF | IDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000042676 | Alerian Energy Infrastructure ETF | ||
| Class/Contract C000131909 | Alerian Energy Infrastructure ETF | ENFR | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000044070 | ALPS Emerging Sector Dividend Dogs ETF | ||
| Class/Contract C000136752 | ALPS Emerging Sector Dividend Dogs ETF | EDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000047823 | ALPS Medical Breakthroughs ETF | ||
| Class/Contract C000150206 | ALPS Medical Breakthroughs ETF | SBIO | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000051619 | RiverFront Dynamic Core Income ETF | ||
| Class/Contract C000162390 | RiverFront Dynamic Core Income ETF | RFCI | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000052852 | RiverFront Dynamic US Dividend Advantage ETF | ||
| Class/Contract C000166225 | RiverFront Dynamic US Dividend Advantage ETF | RFDA | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000052853 | ALPS Active Equity Opportunity ETF | ||
| Class/Contract C000166226 | ALPS Active Equity Opportunity ETF | RFFC | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000060186 | ALPS DISRUPTIVE TECHNOLOGIES ETF | ||
| Class/Contract C000196973 | ALPS DISRUPTIVE TECHNOLOGIES ETF | DTEC | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000062205 | ALPS Clean Energy ETF | ||
| Class/Contract C000201215 | ALPS Clean Energy ETF | ACES | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000070441 | ALPS Active REIT ETF | ||
| Class/Contract C000223930 | ALPS Active REIT ETF | REIT | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000072977 | ALPS Global Travel Beneficiaries ETF | ||
| Class/Contract C000229700 | ALPS Global Travel Beneficiaries ETF | ||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000075318 | ALPS Intermediate Municipal Bond ETF | ||
| Class/Contract C000234248 | ALPS Intermediate Municipal Bond ETF | ||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000075795 | ALPS | O'Shares Europe Quality Dividend ETF | ||
| Class/Contract C000235087 | ALPS | O'Shares Europe Quality Dividend ETF Shares | ||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000075796 | ALPS | O'Shares Global Internet Giants ETF | ||
| Class/Contract C000235088 | ALPS | O'Shares Global Internet Giants ETF Shares | ||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000075797 | ALPS | O'Shares U.S. Quality Dividend ETF | ||
| Class/Contract C000235089 | ALPS | O'Shares U.S. Quality Dividend ETF Shares | ||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000075798 | ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF | ||
| Class/Contract C000235090 | ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares | ||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000080742 | Level Four Large Cap Growth Active ETF | ||
| Class/Contract C000243275 | Level Four Large Cap Growth Active ETF | ||
IRS No.: 000000000 | Fiscal Year End: 1130
Type: N-CSR | Act: 40 | File No.: 811-22175 | Film No.: 24600850
