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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0001398344-22-005788
Filing Date
2022-03-11
Accepted
2022-03-11 17:02:44
Documents
12

Document Format Files

Seq Description Document Type Size
1 fp0073923_n14.htm N-14 1267224
2 fp0073923_ex991611.htm EX-99.16.11 9083
3 fp0073923_ex991614.htm EX-99.16.14 2242
4 fp0073923_ex991616.htm EX-99.16.16 3687
5 GRAPHIC europe_bar.jpg GRAPHIC 18738
6 GRAPHIC global_bar.jpg GRAPHIC 13868
7 GRAPHIC us-quality_bar.jpg GRAPHIC 19273
8 GRAPHIC us-smallcap_bar.jpg GRAPHIC 18515
9 GRAPHIC image_001.gif GRAPHIC 1541
10 GRAPHIC image_001.jpg GRAPHIC 3654
11 GRAPHIC fp0073923_proxy1.jpg GRAPHIC 193637
12 GRAPHIC fp0073923_proxy2.jpg GRAPHIC 122775
  Complete submission text file 0001398344-22-005788.txt   1822832

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001414040 acquiring    
Series S000075795   ALPS | O'Shares Europe Quality Dividend ETF
Class/Contract C000235087   ALPS | O'Shares Europe Quality Dividend ETF Shares
CIK 0001672826 target    
Series S000061854   O'Shares Europe Quality Dividend ETF
Class/Contract C000200256   O'Shares Europe Quality Dividend ETF OEUR
CIK 0001414040 acquiring    
Series S000075796   ALPS | O'Shares Global Internet Giants ETF
Class/Contract C000235088   ALPS | O'Shares Global Internet Giants ETF Shares
CIK 0001672826 target    
Series S000062025   O'Shares Global Internet Giants ETF
Class/Contract C000200876   O'Shares Global Internet Giants ETF OGIG
CIK 0001414040 acquiring    
Series S000075797   ALPS | O'Shares U.S. Quality Dividend ETF
Class/Contract C000235089   ALPS | O'Shares U.S. Quality Dividend ETF Shares
CIK 0001672826 target    
Series S000061853   O'Shares U.S. Quality Dividend ETF
Class/Contract C000200255   O'Shares U.S. Quality Dividend ETF OUSA
CIK 0001414040 acquiring    
Series S000075798   ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF
Class/Contract C000235090   ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares
CIK 0001672826 target    
Series S000055139   O'Shares U.S. Small Cap Quality Dividend ETF
Class/Contract C000173416   O'Shares U.S. Small Cap Quality Dividend ETF OUSM
Mailing Address P.O. Box 328 Denver CO 80201-0328
Business Address P.O. Box 328 Denver CO 80201-0328 303.623.2577
ALPS ETF Trust (Filer) CIK: 0001414040 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1130
Type: N-14 | Act: 33 | File No.: 333-263500 | Film No.: 22733936