EX-99.28.H.5 4 fp0051994_ex9928h5.htm

 

Exhibit(h)(5)

 

Amendment to

REPORT MODERNIZATION ADDENDUM

to Amended and Restated Administration Agreement

 

This Amendment (this "Amendment") dated June 29, 2018, is to the Report Modernization Addendum (the "Addendum") dated June 4, 2018 to the Amended and Restated Administration Agreement dated March 6, 2017, as amended (the "Agreement"), by and between ALPS Advisors, Inc. (the "Adviser"), a Colorado corporation, ALPS Fund Services, Inc., a Colorado corporation ("ALPS"), and ALPS ETF Trust, a Delaware statutory trust (the "Trust").

 

WHEREAS, the Trust, the Adviser and ALPS have previously entered into the Addendum to the Agreement, pursuant to which ALPS provides the Trust with certain administrative services; and

 

WHEREAS, the Trust, the Adviser and ALPS wish to supplement the Addendum to the Agreement to provide for services to be performed by ALPS in connection with a new series of the Trust and to set forth the fees for those services;

 

NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:

 

1.Effective as of the date hereof, Appendix II (Compensation) to the Addendum is hereby deleted in its entirety and replaced with Appendix II (Compensation), attached hereto.

 

Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

 

IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first above written.

 

  ALPS ETF TRUST  
       
  By: /s/ Edmund J. Burke  
  Name: Edmund J. Burke  
  Title President  
       
  ALPS ADVISORS, INC.  
       
  By: /s/ Edmund J. Burke  
  Name: Edmund J. Burke  
  Title: President  

 

 

 

  ALPS FUND SERVICES, INC.  
       
  By: /s/ Jeremy O. May  
  Name: Jeremy O. May  
  Title: President  

 

 

 

Appendix II Compensation

 

Fees for the Additional Services:

 

For the Additional Services, the Trust will pay to ALPS the following annual fees, payable monthly:

 

Fund Annual Fund Fee ($)