EX-99.28.H.3 12 fp0040456_ex9928h3.htm

Exhibit (h)(3)

 

Amendment to ALPS ETF Trust Administration Agreement

 

This Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated June 29, 2018 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).

 

WHEREAS, the Trust and ALPS have entered into an ALPS ETF Trust Amended and Restated Administration Agreement dated March 6, 2017 (the “Agreement”).

 

NOW, THEREFORE, in consideration of the mutual covenants herein contained and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows:

 

1.       Effective as of the date hereof, Appendix A of the Agreement is hereby deleted in its entirety and replaced with a new Appendix A attached hereto.

 

2.        Effective as of the date hereof, Appendix C of the Agreement is hereby deleted in its entirety and replaced with a new Appendix C attached hereto.

 

3.       Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

 

ALPS ETF TRUST ALPS FUND SERVICES, INC.

 

By: /s/ Edmund J. Burke   By: /s/ Jeremy O. May  
Name: Edmund J. Burke   Name: Jeremy O. May  
Title: President   Title: President  

 

 

 

Exhibit (h)(3)

 

APPENDIX A

 

Fund Name Initial Approval Date Initial Term
Alerian Energy Infrastructure ETF October 24, 2013 Two Years
Alerian MLP ETF August 11, 2010 Two years
ALPS Emerging Sector Dividend Dogs ETF December 12, 2013 Two Years
ALPS Equal Sector Weight ETF June 23, 2009 Two Years
ALPS International Sector Dividend Dogs ETF June 10, 2013 Two Years
ALPS Medical Breakthroughs ETF December 29, 2014 Two Years
ALPS Sector Dividend Dogs ETF June 11, 2012 Two Years
ALPS Dorsey Wright Sector Momentum ETF January 6, 2017 Two Years
Barron’s 400 SM ETF June 3, 2013 Two Years
Cohen & Steers Global Realty Majors ETF April 1, 2008 Two Years
RiverFront Dynamic Core Income ETF June 2, 2016 Two Years
RiverFront Dynamic US Dividend Advantage ETF June 2, 2016 Two Years
RiverFront Dynamic US Flex-Cap ETF June 2, 2016 Two Years
RiverFront Strategic Income Fund June 10, 2013 Two Years
RiverFront Dynamic Unconstrained Income ETF June 2, 2016 Two Years
Buzz US Sentiment Leaders ETF April 15, 2016 Two Years
Sprott Gold Miners ETF June 9, 2014 Two Years
Sprott Junior Gold Minters ETF March 13, 2015 Two Years
Workplace Equality Portfolio December 12, 2013 Three Years

 

 

 

Exhibit (h)(3)

 

ALPS Disruptive Technologies ETF December 29, 2017 Two Years
ALPS Clean Energy ETF March 5, 2018 Two Years

 

 

 

Exhibit (h)(3)

 

APPENDIX C

 

Fees