Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000025771 | Alps Equal Sector Weight ETF | ||
| Class/Contract C000077058 | Alps Equal Sector Weight ETF | EQL | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000042676 | Alerian Energy Infrastructure ETF | ||
| Class/Contract C000131909 | Alerian Energy Infrastructure ETF | ENFR | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000045876 | Sprott Gold Miners ETF | ||
| Class/Contract C000142963 | Sprott Gold Miners ETF | SGDM | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000047823 | ALPS Medical Breakthroughs ETF | ||
| Class/Contract C000150206 | ALPS Medical Breakthroughs ETF | SBIO | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000048531 | Sprott Junior Gold Miners ETF | ||
| Class/Contract C000153001 | Sprott Junior Gold Miners ETF | SGDJ | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000053136 | BUZZ US Sentiment Leaders ETF | ||
| Class/Contract C000167204 | BUZZ US Sentiment Leaders ETF | BUZ | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000056021 | ALPS/Dorsey Wright Sector Momentum ETF | ||
| Class/Contract C000176394 | ALPS/Dorsey Wright Sector Momentum ETF | SWIN | |
IRS No.: 000000000 | Fiscal Year End: 1130
Type: DEFA14A | Act: 34 | File No.: 811-22175 | Film No.: 18939941