SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form N-CSR - Certified Shareholder Report:
SEC Accession No. 0001398344-18-001546
Filing Date
2018-02-05
Accepted
2018-02-05 13:38:33
Documents
49
Period of Report
2017-11-30
Effectiveness Date
2018-02-05

Document Format Files

Seq Description Document Type Size
1 fp0030738_ncsr.htm N-CSR 5582911
2 fp0030738_ex99cert.htm EX-99.CERT 18313
3 fp0030738_ex99906cert.htm EX-99.906 CERT 6411
4 GRAPHIC fp0030738_01.jpg GRAPHIC 95950
5 GRAPHIC fp0030738_02.jpg GRAPHIC 52695
6 GRAPHIC fp0030738_02a.jpg GRAPHIC 36600
7 GRAPHIC fp0030738_03.jpg GRAPHIC 36570
8 GRAPHIC fp0030738_04.jpg GRAPHIC 26372
9 GRAPHIC fp0030738_05.jpg GRAPHIC 8025
10 GRAPHIC fp0030738_05a.jpg GRAPHIC 36461
11 GRAPHIC fp0030738_06.jpg GRAPHIC 330531
12 GRAPHIC fp0030738_07.jpg GRAPHIC 34318
13 GRAPHIC fp0030738_08.jpg GRAPHIC 40318
14 GRAPHIC fp0030738_09.jpg GRAPHIC 15857
15 GRAPHIC fp0030738_10.jpg GRAPHIC 39155
16 GRAPHIC fp0030738_11.jpg GRAPHIC 36191
17 GRAPHIC fp0030738_11a.jpg GRAPHIC 22072
18 GRAPHIC fp0030738_12.jpg GRAPHIC 48282
19 GRAPHIC fp0030738_13.jpg GRAPHIC 37169
20 GRAPHIC fp0030738_14.jpg GRAPHIC 48573
21 GRAPHIC fp0030738_15.jpg GRAPHIC 34330
22 GRAPHIC fp0030738_16.jpg GRAPHIC 51878
23 GRAPHIC fp0030738_17.jpg GRAPHIC 36419
24 GRAPHIC fp0030738_18.jpg GRAPHIC 52008
25 GRAPHIC fp0030738_19.jpg GRAPHIC 35824
26 GRAPHIC fp0030738_20.jpg GRAPHIC 52632
27 GRAPHIC fp0030738_21.jpg GRAPHIC 36004
28 GRAPHIC fp0030738_22.jpg GRAPHIC 43998
29 GRAPHIC fp0030738_22a.jpg GRAPHIC 23248
30 GRAPHIC fp0030738_23.jpg GRAPHIC 98833
31 GRAPHIC fp0030738_24.jpg GRAPHIC 57466
32 GRAPHIC fp0030738_25.jpg GRAPHIC 27705
33 GRAPHIC fp0030738_25a.jpg GRAPHIC 21674
34 GRAPHIC fp0030738_26.jpg GRAPHIC 112976
35 GRAPHIC fp0030738_27.jpg GRAPHIC 22315
36 GRAPHIC fp0030738_28.jpg GRAPHIC 51438
37 GRAPHIC fp0030738_29.jpg GRAPHIC 50758
38 GRAPHIC fp0030738_30.jpg GRAPHIC 36730
39 GRAPHIC fp0030738_31.jpg GRAPHIC 22230
40 GRAPHIC fp0030738_32.jpg GRAPHIC 29838
41 GRAPHIC fp0030738_33.jpg GRAPHIC 70061
42 GRAPHIC fp0030738_34.jpg GRAPHIC 30871
43 GRAPHIC fp0030738_35.jpg GRAPHIC 32885
44 GRAPHIC fp0030738_36.jpg GRAPHIC 45954
45 GRAPHIC fp0030738_37.jpg GRAPHIC 41074
46 GRAPHIC fp0030738_38.jpg GRAPHIC 30644
47 GRAPHIC fp0030738_39.jpg GRAPHIC 43447
48 GRAPHIC fp0030738_40.jpg GRAPHIC 68028
49 GRAPHIC fp0030738_41.jpg GRAPHIC 23071
  Complete submission text file 0001398344-18-001546.txt   8579774

Series and Classes/Contracts Information:

Existing
  Status Name Ticker Symbol
CIK 0001414040      
Series S000021672   Cohen & Steers Global Realty Majors ETF
Class/Contract C000062111   Cohen & Steers Global Realty Majors ETF GRI
  Status Name Ticker Symbol
CIK 0001414040      
Series S000025771   Alps Equal Sector Weight ETF
Class/Contract C000077058   Alps Equal Sector Weight ETF EQL
  Status Name Ticker Symbol
CIK 0001414040      
Series S000029786   ALERIAN MLP ETF
Class/Contract C000091496   ALERIAN MLP ETF AMLP
  Status Name Ticker Symbol
CIK 0001414040      
Series S000030145   RiverFront Strategic Income Fund
Class/Contract C000092591   RiverFront Strategic Income Fund RIGS
  Status Name Ticker Symbol
CIK 0001414040      
Series S000037495   ALPS Sector Dividend Dogs ETF
Class/Contract C000115754   ALPS Sector Dividend Dogs ETF SDOG
  Status Name Ticker Symbol
CIK 0001414040      
Series S000040588   Barron's 400 ETF
Class/Contract C000125863   Barron's 400 ETF BFOR
  Status Name Ticker Symbol
CIK 0001414040      
Series S000041000   ALPS International Sector Dividend Dogs ETF
Class/Contract C000127212   ALPS International Sector Dividend Dogs ETF IDOG
  Status Name Ticker Symbol
CIK 0001414040      
Series S000042676   Alerian Energy Infrastructure ETF
Class/Contract C000131909   Alerian Energy Infrastructure ETF ENFR
  Status Name Ticker Symbol
CIK 0001414040      
Series S000044013   Workplace Equality Portfolio
Class/Contract C000136617   Workplace Equality Portfolio EQLT
  Status Name Ticker Symbol
CIK 0001414040      
Series S000044070   ALPS Emerging Sector Dividend Dogs ETF
Class/Contract C000136752   ALPS Emerging Sector Dividend Dogs ETF EDOG
  Status Name Ticker Symbol
CIK 0001414040      
Series S000045876   Sprott Gold Miners ETF
Class/Contract C000142963   Sprott Gold Miners ETF SGDM
  Status Name Ticker Symbol
CIK 0001414040      
Series S000047823   ALPS Medical Breakthroughs ETF
Class/Contract C000150206   ALPS Medical Breakthroughs ETF SBIO
  Status Name Ticker Symbol
CIK 0001414040      
Series S000048531   Sprott Junior Gold Miners ETF
Class/Contract C000153001   Sprott Junior Gold Miners ETF SGDJ
  Status Name Ticker Symbol
CIK 0001414040      
Series S000051618   RiverFront Dynamic Unconstrained Income ETF
Class/Contract C000162389   RiverFront Dynamic Unconstrained Income ETF RFUN
  Status Name Ticker Symbol
CIK 0001414040      
Series S000051619   RiverFront Dynamic Core Income ETF
Class/Contract C000162390   RiverFront Dynamic Core Income ETF RFCI
  Status Name Ticker Symbol
CIK 0001414040      
Series S000052852   RiverFront Dynamic US Dividend Advantage ETF
Class/Contract C000166225   RiverFront Dynamic US Dividend Advantage ETF RFDA
  Status Name Ticker Symbol
CIK 0001414040      
Series S000052853   RiverFront Dynamic US Flex-Cap ETF
Class/Contract C000166226   RiverFront Dynamic US Flex-Cap ETF RFFC
  Status Name Ticker Symbol
CIK 0001414040      
Series S000053136   BUZZ US Sentiment Leaders ETF
Class/Contract C000167204   BUZZ US Sentiment Leaders ETF BUZ
  Status Name Ticker Symbol
CIK 0001414040      
Series S000056021   ALPS/Dorsey Wright Sector Momentum ETF
Class/Contract C000176394   ALPS/Dorsey Wright Sector Momentum ETF SWIN
Mailing Address P.O. Box 328 Denver CO 80201-0328
Business Address P.O. Box 328 Denver CO 80201-0328 303.623.2577
ALPS ETF Trust (Filer) CIK: 0001414040 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1130
Type: N-CSR | Act: 40 | File No.: 811-22175 | Film No.: 18573648