Series and Classes/Contracts Information:
| Existing | |||
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000021672 | Cohen & Steers Global Realty Majors ETF | ||
| Class/Contract C000062111 | Cohen & Steers Global Realty Majors ETF | GRI | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000025771 | Alps Equal Sector Weight ETF | ||
| Class/Contract C000077058 | Alps Equal Sector Weight ETF | EQL | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000029786 | ALERIAN MLP ETF | ||
| Class/Contract C000091496 | ALERIAN MLP ETF | AMLP | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000030145 | RiverFront Strategic Income Fund | ||
| Class/Contract C000092591 | RiverFront Strategic Income Fund | RIGS | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000036685 | U.S. Equity High Volatility Put Write Index Fund | ||
| Class/Contract C000112093 | U.S. Equity High Volatility Put Write Index Fund | HVPW | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000037495 | ALPS Sector Dividend Dogs ETF | ||
| Class/Contract C000115754 | ALPS Sector Dividend Dogs ETF | SDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000039052 | Janus Velocity Tail Risk Hedged Large Cap ETF | ||
| Class/Contract C000119980 | Janus Velocity Tail Risk Hedged Large Cap ETF | TRSK | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000039053 | Janus Velocity Volatility Hedged Large Cap ETF | ||
| Class/Contract C000119981 | Janus Velocity Volatility Hedged Large Cap ETF | SPXH | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000040588 | Barron's 400 ETF | ||
| Class/Contract C000125863 | Barron's 400 ETF | BFOR | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000041000 | ALPS International Sector Dividend Dogs ETF | ||
| Class/Contract C000127212 | ALPS International Sector Dividend Dogs ETF | IDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000042676 | Alerian Energy Infrastructure ETF | ||
| Class/Contract C000131909 | Alerian Energy Infrastructure ETF | ENFR | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000044013 | Workplace Equality Portfolio | ||
| Class/Contract C000136617 | Workplace Equality Portfolio | EQLT | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000044070 | ALPS Emerging Sector Dividend Dogs ETF | ||
| Class/Contract C000136752 | ALPS Emerging Sector Dividend Dogs ETF | EDOG | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000045876 | Sprott Gold Miners ETF | ||
| Class/Contract C000142963 | Sprott Gold Miners ETF | SGDM | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000047823 | ALPS Medical Breakthroughs ETF | ||
| Class/Contract C000150206 | ALPS Medical Breakthroughs ETF | SBIO | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000048531 | Sprott Junior Gold Miners ETF | ||
| Class/Contract C000153001 | Sprott Junior Gold Miners ETF | SGDJ | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000051618 | RiverFront Dynamic Unconstrained Income ETF | ||
| Class/Contract C000162389 | RiverFront Dynamic Unconstrained Income ETF | RFUN | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000051619 | RiverFront Dynamic Core Income ETF | ||
| Class/Contract C000162390 | RiverFront Dynamic Core Income ETF | RFCI | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000052852 | RiverFront Dynamic US Dividend Advantage ETF | ||
| Class/Contract C000166225 | RiverFront Dynamic US Dividend Advantage ETF | RFDA | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000052853 | RiverFront Dynamic US Flex-Cap ETF | ||
| Class/Contract C000166226 | RiverFront Dynamic US Flex-Cap ETF | RFFC | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000053136 | BUZZ US Sentiment Leaders ETF | ||
| Class/Contract C000167204 | BUZZ US Sentiment Leaders ETF | BUZ | |
| Status | Name | Ticker Symbol | |
| CIK 0001414040 | |||
| Series S000056021 | ALPS/Dorsey Wright Sector Momentum ETF | ||
| Class/Contract C000176394 | ALPS/Dorsey Wright Sector Momentum ETF | SWIN | |
IRS No.: 000000000 | Fiscal Year End: 1130
Type: N-PX | Act: 40 | File No.: 811-22175 | Film No.: 171040782