0001628280-21-006412.txt : 20210401 0001628280-21-006412.hdr.sgml : 20210401 20210401181319 ACCESSION NUMBER: 0001628280-21-006412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sisteron Yves CENTRAL INDEX KEY: 0001414035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 21799704 MAIL ADDRESS: STREET 1: 1135 ARBOR DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upfront Ventures Management, LLC CENTRAL INDEX KEY: 0001852894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 21799706 BUSINESS ADDRESS: STREET 1: 1314 7TH STREET, SUITE 600 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-785-5100 MAIL ADDRESS: STREET 1: 1314 7TH STREET, SUITE 600 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Suster Mark CENTRAL INDEX KEY: 0001852857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 21799705 MAIL ADDRESS: STREET 1: 1314 7TH STREET, SUITE 600 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 wf-form4_161731513141224.xml FORM 4 X0306 4 2021-03-30 0 0001484778 ThredUp Inc. TDUP 0001852894 Upfront Ventures Management, LLC 1314 7TH STREET SANTA MONICA CA 90401 0 0 1 0 0001852857 Suster Mark 1314 7TH STREET SANTA MONICA CA 90401 0 0 1 0 0001414035 Sisteron Yves 1314 7TH STREET SANTA MONICA CA 90401 0 0 1 0 Common Stock 2021-03-30 4 J 0 11621 D 0 I By Upfront Growth I, L.P. Common Stock 2021-03-30 4 J 0 17432 D 0 I By Upfront Growth II, L.P. Common Stock 2021-03-30 4 J 0 317500 D 0 I By Upfront IV Ancillary, L.P. Common Stock 2021-03-30 4 J 0 454198 D 0 I By Upfront IV L.P. Series D Preferred Stock 2021-03-30 4 C 0 5081076 0 D Common Stock 5081076.0 0 I By Upfront IV L.P. Series E Preferred Stock 2021-03-30 4 C 0 1597929 0 D Common Stock 1597929.0 0 I By Upfront Growth I, L.P. Series E-1 Preferred Stock 2021-03-30 4 C 0 2396893 0 D Common Stock 2396893.0 0 I By Upfront Growth II, L.P. Series F Preferred Stock 2021-03-30 4 C 0 104591 0 D Common Stock 104591.0 0 I By Upfront Growth I, L.P. Series F Preferred Stock 2021-03-30 4 C 0 156887 0 D Common Stock 156887.0 0 I By Upfront Growth II, L.P. Class B Common Stock 2021-03-30 4 J 0 1714141 0 A Class A Common Stock 1714141.0 1714141 I By Upfront Growth I, L.P. Class B Common Stock 2021-03-30 4 J 0 2571212 0 A Class A Common Stock 2571212.0 2571212 I By Upfront Growth II, L.P. Class B Common Stock 2021-03-30 4 J 0 317500 0 A Class A Common Stock 317500.0 317500 I By Upfront IV Ancillary, L.P. Class B Common Stock 2021-03-30 4 J 0 5535274 0 A Class A Common Stock 5535274.0 5535274 I By Upfront IV L.P. Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Upfront Growth GP I, LLC is the general partner of Upfront Growth I, L.P. ("Upfront Growth I"). Upfront Growth GP II, LLC is the general partner of Upfront Growth II, L.P. ("Upfront Growth II"). Upfront GP IV, L.P. is the general partner of Upfront IV L.P. ("Upfront IV"). Upfront IV Ancillary GP, LLC is the general partner of Upfront IV Ancillary, L.P. ("Upfront IV Ancillary", and together with Upfront Growth I, Upfront Growth II and Upfront IV, the "Upfront Entities"). The Upfront Entities are managed by Upfront Ventures Management, LLC, which is controlled by Mark Suster and Yves Sisteron. Each of the Upfront Entities, their respective general partners, Upfront Ventures Management, LLC and Messrs. Suster and Sisteron disclaims beneficial ownership of the shares reported herein except to the extent of his or its respective pecuniary interest therein. Immediately prior to the closing of the Issuer's initial public offering, each share of Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. 2 of 2 Upfront Ventures Management, LLC, by /s/ Dana Kibler, Chief Financial Officer 2021-04-01 /s/ Mark Suster 2021-04-01 /s/ Yves Sisteron 2021-04-01