0001628280-21-006412.txt : 20210401
0001628280-21-006412.hdr.sgml : 20210401
20210401181319
ACCESSION NUMBER: 0001628280-21-006412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210330
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sisteron Yves
CENTRAL INDEX KEY: 0001414035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 21799704
MAIL ADDRESS:
STREET 1: 1135 ARBOR DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Upfront Ventures Management, LLC
CENTRAL INDEX KEY: 0001852894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 21799706
BUSINESS ADDRESS:
STREET 1: 1314 7TH STREET, SUITE 600
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-785-5100
MAIL ADDRESS:
STREET 1: 1314 7TH STREET, SUITE 600
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Suster Mark
CENTRAL INDEX KEY: 0001852857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 21799705
MAIL ADDRESS:
STREET 1: 1314 7TH STREET, SUITE 600
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThredUp Inc.
CENTRAL INDEX KEY: 0001484778
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 264009181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
BUSINESS PHONE: 415-402-5202
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
FORMER COMPANY:
FORMER CONFORMED NAME: thredUP
DATE OF NAME CHANGE: 20100222
4
1
wf-form4_161731513141224.xml
FORM 4
X0306
4
2021-03-30
0
0001484778
ThredUp Inc.
TDUP
0001852894
Upfront Ventures Management, LLC
1314 7TH STREET
SANTA MONICA
CA
90401
0
0
1
0
0001852857
Suster Mark
1314 7TH STREET
SANTA MONICA
CA
90401
0
0
1
0
0001414035
Sisteron Yves
1314 7TH STREET
SANTA MONICA
CA
90401
0
0
1
0
Common Stock
2021-03-30
4
J
0
11621
D
0
I
By Upfront Growth I, L.P.
Common Stock
2021-03-30
4
J
0
17432
D
0
I
By Upfront Growth II, L.P.
Common Stock
2021-03-30
4
J
0
317500
D
0
I
By Upfront IV Ancillary, L.P.
Common Stock
2021-03-30
4
J
0
454198
D
0
I
By Upfront IV L.P.
Series D Preferred Stock
2021-03-30
4
C
0
5081076
0
D
Common Stock
5081076.0
0
I
By Upfront IV L.P.
Series E Preferred Stock
2021-03-30
4
C
0
1597929
0
D
Common Stock
1597929.0
0
I
By Upfront Growth I, L.P.
Series E-1 Preferred Stock
2021-03-30
4
C
0
2396893
0
D
Common Stock
2396893.0
0
I
By Upfront Growth II, L.P.
Series F Preferred Stock
2021-03-30
4
C
0
104591
0
D
Common Stock
104591.0
0
I
By Upfront Growth I, L.P.
Series F Preferred Stock
2021-03-30
4
C
0
156887
0
D
Common Stock
156887.0
0
I
By Upfront Growth II, L.P.
Class B Common Stock
2021-03-30
4
J
0
1714141
0
A
Class A Common Stock
1714141.0
1714141
I
By Upfront Growth I, L.P.
Class B Common Stock
2021-03-30
4
J
0
2571212
0
A
Class A Common Stock
2571212.0
2571212
I
By Upfront Growth II, L.P.
Class B Common Stock
2021-03-30
4
J
0
317500
0
A
Class A Common Stock
317500.0
317500
I
By Upfront IV Ancillary, L.P.
Class B Common Stock
2021-03-30
4
J
0
5535274
0
A
Class A Common Stock
5535274.0
5535274
I
By Upfront IV L.P.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
Upfront Growth GP I, LLC is the general partner of Upfront Growth I, L.P. ("Upfront Growth I"). Upfront Growth GP II, LLC is the general partner of Upfront Growth II, L.P. ("Upfront Growth II"). Upfront GP IV, L.P. is the general partner of Upfront IV L.P. ("Upfront IV"). Upfront IV Ancillary GP, LLC is the general partner of Upfront IV Ancillary, L.P. ("Upfront IV Ancillary", and together with Upfront Growth I, Upfront Growth II and Upfront IV, the "Upfront Entities"). The Upfront Entities are managed by Upfront Ventures Management, LLC, which is controlled by Mark Suster and Yves Sisteron. Each of the Upfront Entities, their respective general partners, Upfront Ventures Management, LLC and Messrs. Suster and Sisteron disclaims beneficial ownership of the shares reported herein except to the extent of his or its respective pecuniary interest therein.
Immediately prior to the closing of the Issuer's initial public offering, each share of Series D Preferred Stock, Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.
2 of 2
Upfront Ventures Management, LLC, by /s/ Dana Kibler, Chief Financial Officer
2021-04-01
/s/ Mark Suster
2021-04-01
/s/ Yves Sisteron
2021-04-01