0001209191-21-065111.txt : 20211117 0001209191-21-065111.hdr.sgml : 20211117 20211117163246 ACCESSION NUMBER: 0001209191-21-065111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sisteron Yves CENTRAL INDEX KEY: 0001414035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 211420986 MAIL ADDRESS: STREET 1: 1135 ARBOR DRIVE CITY: ROMEOVILLE STATE: IL ZIP: 60446 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upfront Ventures Management, LLC CENTRAL INDEX KEY: 0001852894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 211420988 BUSINESS ADDRESS: STREET 1: 1314 7TH STREET, SUITE 600 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-785-5100 MAIL ADDRESS: STREET 1: 1314 7TH STREET, SUITE 600 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Suster Mark CENTRAL INDEX KEY: 0001852857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 211420987 MAIL ADDRESS: STREET 1: 1314 7TH STREET, SUITE 600 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-15 1 0001484778 ThredUp Inc. TDUP 0001852894 Upfront Ventures Management, LLC 1314 7TH STREET, SUITE 600 SANTA MONICA CA 90401 0 0 1 0 0001852857 Suster Mark C/O UPFRONT VENTURES 1314 7TH STREET, SUITE 600 SANTA MONICA CA 90401 0 0 1 0 0001414035 Sisteron Yves C/O UPFRONT VENTURES 1314 7TH STREET, SUITE 600 SANTA MONICA CA 90401 0 0 1 0 Class A Common Stock 2021-11-15 4 C 0 557959 0.00 A 591775 I By Upfront Growth I, L.P. Class A Common Stock 2021-11-15 4 C 0 836939 0.00 A 887663 I By Upfront Growth II, L.P. Class A Common Stock 2021-11-15 4 C 0 1801754 0.00 A 1910951 I By Upfront IV L.P. Class A Common Stock 2021-11-15 4 C 0 103348 0.00 A 109611 I By Upfront IV Ancillary, L.P. Class A Common Stock 2021-11-15 4 J 0 591775 0.00 D 0 I By Upfront Growth I, L.P. Class A Common Stock 2021-11-15 4 J 0 887663 0.00 D 0 I By Upfront Growth II, L.P. Class A Common Stock 2021-11-15 4 J 0 1910951 0.00 D 0 I By Upfront IV L.P. Class A Common Stock 2021-11-15 4 J 0 109611 0.00 D 0 I By Upfront IV Ancillary, L.P. Class A Common Stock 2021-11-15 4 J 0 75002 0.00 A 75002 I By Upfront Growth GP I, LLC Class A Common Stock 2021-11-15 4 J 0 75002 0.00 D 0 I By Upfront Growth GP I, LLC Class A Common Stock 2021-11-15 4 J 0 26630 0.00 A 26630 I Upfront Growth GP II, LLC Class A Common Stock 2021-11-15 4 J 0 26630 0.00 D 0 I Upfront Growth GP II, LLC Class A Common Stock 2021-11-15 4 J 0 441509 0.00 A 441509 I Upfront GP IV, L.P. Class A Common Stock 2021-11-15 4 J 0 441509 0.00 D 0 I Upfront GP IV, L.P. Class A Common Stock 2021-11-15 4 J 0 1096 0.00 A 1096 I Upfront IV Ancillary GP, LLC Class A Common Stock 2021-11-15 4 J 0 1096 0.00 D 0 I Upfront IV Ancillary GP, LLC Class B Common Stock 2021-11-15 4 C 0 557959 0.00 D Class A Common Stock 557959 612795 I By Upfront Growth I, L.P. Class B Common Stock 2021-11-15 4 C 0 836939 0.00 D Class A Common Stock 836939 919192 I By Upfront Growth II, L.P. Class B Common Stock 2021-11-15 4 C 0 1801754 0.00 D Class A Common Stock 1801754 1978825 I By Upfront IV L.P. Class B Common Stock 2021-11-15 4 C 0 103348 0.00 D Class A Common Stock 103348 113503 I By Upfront IV Ancillary, L.P. Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the distributions described herein. Upfront Growth GP I, LLC is the general partner of Upfront Growth I, L.P. ("Upfront Growth I"). Upfront Growth GP II, LLC is the general partner of Upfront Growth II, L.P. ("Upfront Growth II"). Upfront GP IV, L.P. is the general partner of Upfront IV, L.P. ("Upfront IV"). Upfront IV Ancillary GP, LLC is the general partner of Upfront IV Ancillary, L.P. ("Upfront IV Ancillary," and together with Upfront Growth I, Upfront Growth II and Upfront IV, the "Upfront Entities"). The Upfront Entities are managed by Upfront Ventures Management, LLC, which is controlled by Mark Suster and Yves Sisteron. Each of the Upfront Entities, their respective general partners, Upfront Ventures Management, LLC and Messrs. Suster and Sisteron disclaims beneficial ownership of the shares reported herein except to the extent of his or its respective pecuniary interest therein. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront Growth I to its general partner and limited partners without additional consideration. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront Growth II to its general partner and limited partners without additional consideration. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront IV to its general partner and limited partners without additional consideration. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront IV Ancillary to its general partner and limited partners without additional consideration. Represents receipt of shares in the distribution in kind described in footnote (3). Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront Growth GP I, LLC to its members without consideration. Represents receipt of shares in the distribution in kind described in footnote (4). Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront Growth GP II, LLC to its members without consideration. Represents receipt of shares in the distribution in kind described in footnote (5). Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront GP IV, L.P. to its general partner and limited partners without consideration. Represents receipt of shares in the distribution in kind described in footnote (6). Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Upfront IV Ancillary GP, LLC to its members without consideration. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. 2 of 2: The number of joint filers exceeds the EDGAR maximum of 10 joint filers per Form. This Form 4 is being filed in conjunction with a Form 4 being filed by Upfront GP IV, L.P. and other filing persons. Upfront Ventures Management, LLC, By: /s/ Dana Kibler, Chief Financial Officer 2021-11-17 /s/ Mark Suster 2021-11-17 /s/ Yves Sisteron 2021-11-17