0001593968-23-001483.txt : 20231205 0001593968-23-001483.hdr.sgml : 20231205 20231205140117 ACCESSION NUMBER: 0001593968-23-001483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER ULRICH E. JR CENTRAL INDEX KEY: 0001594279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 231466058 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 4 1 primary_01.xml PRIMARY DOCUMENT X0508 4 2023-12-05 0001413837 First Foundation Inc. FFWM 0001594279 KELLER ULRICH E. JR 200 CRESCENT COURT STE 1400 DALLAS TX 75201 true true false false Chairman false Common Stock 2023-12-05 2023-12-08 4 G false 8000 D 1255622 I Family Trust Common Stock 693000 I Limited Partnership Common Stock 245000 I Spouse Common Stock 20559 D Restricted Stock Unit Common Stock 443 443 D Restricted Stock Unit Common Stock 1709 1709 D Gift No exercise price for this type of award No exercisable date for this type of award Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 No expiration date for this type of award Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025 /s/ Paul Newton attorney in fact for Ulrich E. Keller 2023-12-05