0001593968-23-000384.txt : 20230301 0001593968-23-000384.hdr.sgml : 20230301 20230301143227 ACCESSION NUMBER: 0001593968-23-000384 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER ULRICH E. JR CENTRAL INDEX KEY: 0001594279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 23692670 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2023-02-28 0001413837 First Foundation Inc. FFWM 0001594279 KELLER ULRICH E. JR 200 CRESCENT COURT STE 1400 DALLAS TX 75201 true true false false Chairman Common Stock 2023-02-28 4 M false 854 15.07 A 20854 D Common Stock 2023-02-28 4 F false 295 15.07 D 20559 D Common Stock 1263622 I Family Trust Common Stock 693000 I Limited Partnership Common Stock 245000 I Spouse Restricted Stock Unit 2023-02-28 4 M false 854 15.07 D Common Stock 854 1709 D Restricted Stock Unit Common Stock 443 443 D RSU with Executives Vesting vesting schedule 608 shares have been transferred from the insider's individual account (direct ownership) to this account since the last filing. No exercise price for this type of award No exercisable date for this type of award Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025 No expiration date for this type of award Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 /s/ Paul Newton attorney in fact for Ulrich E. Keller 2023-03-01