0001593968-23-000354.txt : 20230224 0001593968-23-000354.hdr.sgml : 20230224 20230224171116 ACCESSION NUMBER: 0001593968-23-000354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER ULRICH E. JR CENTRAL INDEX KEY: 0001594279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 23668576 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2023-02-22 0001413837 First Foundation Inc. FFWM 0001594279 KELLER ULRICH E. JR 200 CRESCENT COURT STE 1400 DALLAS TX 75201 true true false false Chairman Common Stock 2023-02-23 4 M false 486 15.05 A 20486 D Common Stock 2023-02-23 4 F false 168 15.05 D 20318 D Common Stock 2023-02-22 4 M false 443 15 A 20761 D Common Stock 2023-02-22 4 F false 153 15 D 20608 D Common Stock 1263014 I Family Trust Common Stock 693000 I Limited Partnership Common Stock 245000 I Spouse Restricted Stock Unit 2023-02-23 4 M false 486 15.05 D Common Stock 486 0 D Restricted Stock Unit 2023-02-22 4 M false 443 15 D Common Stock 443 443 D Restricted Stock Unit Common Stock 2563 2563 D RSU with Executives Vesting vesting schedule No exercise price for this type of award No exercisable date for this type of award Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023 No expiration date for this type of award Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025 /s/ Paul Newton attorney in fact for Ulrich E. Keller 2023-02-24