0001593968-22-000535.txt : 20220224 0001593968-22-000535.hdr.sgml : 20220224 20220224193806 ACCESSION NUMBER: 0001593968-22-000535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220222 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER ULRICH E. JR CENTRAL INDEX KEY: 0001594279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 22673703 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2022-02-22 0001413837 First Foundation Inc. FFWM 0001594279 KELLER ULRICH E. JR 200 CRESCENT COURT STE 1400 DALLAS TX 75201 true true false false Chairman Common Stock 2022-02-22 4 M false 442 A 21129 D Common Stock 2022-02-22 4 F false 152 26.36 D 20977 D Common Stock 2022-02-23 4 M false 486 A 21463 D Common Stock 2022-02-23 4 F false 168 25.82 D 21295 D Common Stock 1286274 I Family Trust Common Stock 693000 I Limited Partnership Common Stock 245000 I Spouse Restricted Stock Unit 2022-02-23 4 M false 486 D Common Stock 486 971 D Restricted Stock Unit 0 2022-02-22 4 A false 1328 A Common Stock 1328 1328 D Restricted Stock Unit 0 2022-02-22 4 M false 442 D Common Stock 442 886 D RSU with Executives Vesting vesting schedule No exercise price for this type of award Shares withheld to cover tax liability. No exercisable date for this type of award Vesting dates 2/23/2022, 2/23/2023 No expiration date for this type of award Vesting dates 2/22/2022, 2/22/2023, 2/22/2024 /s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller 2022-02-24