0001593968-21-002111.txt : 20210910 0001593968-21-002111.hdr.sgml : 20210910 20210910171546 ACCESSION NUMBER: 0001593968-21-002111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210910 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER ULRICH E. JR CENTRAL INDEX KEY: 0001594279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 211247816 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-09-10 0001413837 First Foundation Inc. FFWM 0001594279 KELLER ULRICH E. JR 200 CRESCENT COURT STE 1400 DALLAS TX 75201 true true false false Chairman Common Stock 2021-09-10 4 M false 5000 8.25 A 25687 D Common Stock 2021-09-10 4 S false 5000 24.74 D 20687 D Common Stock 1289274 I Family Trust Common Stock 693000 I Limited Partnership Common Stock 245000 I Spouse Option (right to buy) 8.25 2021-09-10 4 M false 5000 0 D 2012-10-25 2021-10-25 Common Stock 5000 0 D Option exercise price. /s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller 2021-09-10