0001209191-17-013092.txt : 20170222 0001209191-17-013092.hdr.sgml : 20170222 20170222141351 ACCESSION NUMBER: 0001209191-17-013092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRIGGS MAX CENTRAL INDEX KEY: 0001594286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 17627865 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-22 0 0001413837 First Foundation Inc. FFWM 0001594286 BRIGGS MAX 18101 VON KARMAN SUITE 700 IRVINE CA 92612 1 0 0 0 Common Stock 2017-02-22 4 S 0 666 16.96 D 27554 I by family trust Common Stock 6000 I by spouse Common Stock 1110 D Option 7.50 2015-08-28 2022-08-27 Common Stock 30000 30000 D On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 14,110 additional shares of common stock as of such date On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 3,000 additional shares of common stock as of such date On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 555 additional shares of common stock as of such date On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date '/s/ John M Michel attorney in fact for Max Briggs' 2017-02-22