0001209191-17-013092.txt : 20170222
0001209191-17-013092.hdr.sgml : 20170222
20170222141351
ACCESSION NUMBER: 0001209191-17-013092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170222
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Foundation Inc.
CENTRAL INDEX KEY: 0001413837
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVE
STREET 2: SUITE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-222-2030
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVE
STREET 2: SUITE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER FINANCIAL GROUP
DATE OF NAME CHANGE: 20071001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRIGGS MAX
CENTRAL INDEX KEY: 0001594286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36461
FILM NUMBER: 17627865
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE, SUITE 750
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-22
0
0001413837
First Foundation Inc.
FFWM
0001594286
BRIGGS MAX
18101 VON KARMAN
SUITE 700
IRVINE
CA
92612
1
0
0
0
Common Stock
2017-02-22
4
S
0
666
16.96
D
27554
I
by family trust
Common Stock
6000
I
by spouse
Common Stock
1110
D
Option
7.50
2015-08-28
2022-08-27
Common Stock
30000
30000
D
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 14,110 additional shares of common stock as of such date
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's indirect ownership of 3,000 additional shares of common stock as of such date
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's direct ownership of 555 additional shares of common stock as of such date
On January 18, 2017 First Foundation Inc.'s common stock split 2 for 1, resulting in the reporting person's ownership of twice as many options with an exercise price being reduced by 50% as of such date
'/s/ John M Michel attorney in fact for Max Briggs'
2017-02-22