0001209191-13-057218.txt : 20131216
0001209191-13-057218.hdr.sgml : 20131216
20131216192852
ACCESSION NUMBER: 0001209191-13-057218
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131216
FILED AS OF DATE: 20131216
DATE AS OF CHANGE: 20131216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Foundation Inc.
CENTRAL INDEX KEY: 0001413837
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 18101 VON KARMAN AVE
STREET 2: SUITE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-222-2030
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVE
STREET 2: SUITE 700
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: KELLER FINANCIAL GROUP
DATE OF NAME CHANGE: 20071001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MICHEL JOHN
CENTRAL INDEX KEY: 0001594287
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55090
FILM NUMBER: 131280130
MAIL ADDRESS:
STREET 1: 18101 VON KARMAN AVENUE, SUITE 750
CITY: IRVINE
STATE: CA
ZIP: 92612
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2013-12-16
0
0001413837
First Foundation Inc.
NONE
0001594287
MICHEL JOHN
18101 VON KARMAN AVENUE,
SUITE 750
IRVINE
CA
92612
0
1
0
0
CHIEF FINANCIAL OFFICER
Common Stock
17000
D
Employee Stock Option (right to buy)
10.00
2017-09-17
Common Stock
80000
D
Employee Stock Option (right to buy)
15.00
2019-01-27
Common Stock
7000
D
Employee Stock Option (right to buy)
15.00
2021-10-25
Common Stock
40000
D
This option became exercisable in three approximately equal annual installments on September 17, 2008, 2009 and 2010, respectively.
This option became exercisable in three approximately equal annual installments on January 27, 2010, 2011 and 2012, respectively.
This option became exercisable as to 13,333 shares on October 25, 2012 and an additional 13,333 shares on October 25, 2013. The remaining shares will become exercisable on October 25, 2014, subject to the reporting person's continued employment with the Company at least to that date.
/s/ Ben Frydman, Attorney-in-Fact for John Michel
2013-12-16
EX-24.3_498124
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints Scott F. Kavanaugh, John
Hakopian and Ben A. Frydman, or any of them signing individually, the
undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as a director of First Foundation Inc. (the "Company"), Forms 3, 4 and 5 in
accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Exchange Act") and the rules and regulations thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to complete and execute any such Forms 3, 4s and
5s and timely file such form with the SEC and any stock exchange or similar
authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform each and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution and revocation,
hereby ratifying and confirming all that each such attorney-in-fact, or each
such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to
be done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that each of the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
The undersigned agrees that each such attorney-in-fact may rely entirely on
information furnished orally or in writing by the undersigned to each such
attorney-in-fact. The undersigned also agrees to indemnify and hold harmless
the Company and each such attorney-in-fact against any losses, claims, damages
or liabilities (or actions in these respects) that arise out of or are based on
any untrue statement or omission of necessary facts in the information provided
by the undersigned to such attorney-in-fact for purposes of executing,
acknowledging, delivering and filing Forms 3, 4s or 5s (including amendments
thereto) and agrees to reimburse the Company and each such attorney-in-fact for
any legal or other expenses reasonably incurred in connection with investigating
or defending against any such loss, claim, damage, liability or action.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4s and 5s with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 12 day of December 2013.
/s/ John Michel