0001624794-20-000069.txt : 20200807
0001624794-20-000069.hdr.sgml : 20200807
20200807204658
ACCESSION NUMBER: 0001624794-20-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200806
FILED AS OF DATE: 20200807
DATE AS OF CHANGE: 20200807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Armes Joseph B
CENTRAL INDEX KEY: 0001413614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37454
FILM NUMBER: 201086614
MAIL ADDRESS:
STREET 1: 5420 LYNDON B, JOHNSON FREEWAY
STREET 2: SUITE 500
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CSW INDUSTRIALS, INC.
CENTRAL INDEX KEY: 0001624794
STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891]
IRS NUMBER: 472266942
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 500
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: (214) 884-3777
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 500
CITY: DALLAS
STATE: TX
ZIP: 75240
FORMER COMPANY:
FORMER CONFORMED NAME: CSWC Newco Corp.
DATE OF NAME CHANGE: 20141110
4
1
wf-form4_159684748030421.xml
FORM 4
X0306
4
2020-08-06
0
0001624794
CSW INDUSTRIALS, INC.
CSWI
0001413614
Armes Joseph B
5420 LYNDON B JOHNSON FWY
STE. 500
DALLAS
TX
75240-1007
1
1
0
0
Chairman, President & CEO
Common Stock
2020-08-06
4
M
0
8961
25.23
A
51036
D
Common Stock
2020-08-06
4
M
0
16432
25.52
A
67468
D
Common Stock
2020-08-06
4
S
0
23593
72.44
D
43875
D
Common Stock
2020-08-06
4
S
0
1800
73.12
D
42075
D
Common Stock
2020-08-07
4
M
0
13607
25.23
A
55682
D
Common Stock
2020-08-07
4
S
0
13607
72.72
D
42075
D
Common Stock
2020-08-07
4
M
0
13445
25.52
A
55520
D
Common Stock
9502
I
JBA Family Partners, L.P.
Option (right to buy)
25.23
2020-08-06
4
M
0
8961
0
D
2015-12-30
2024-08-28
Common Stock
8961.0
77020
D
Option (right to buy)
25.52
2020-08-06
4
M
0
16432
0
D
2015-10-14
2023-07-15
Common Stock
16432.0
13445
D
Option (right to buy)
25.23
2020-08-07
4
M
0
13607
0
D
2015-12-30
2024-08-28
Common Stock
13607.0
63413
D
Option (right to buy)
25.52
2020-08-07
4
M
0
13445
0
D
2015-10-14
2023-07-15
Common Stock
13445.0
0
D
Performance Rights
Common Stock
41260.0
41260
D
Reflects the broker-assisted cashless exercise and sale of non qualified stock options.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.31 to $73.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Reflects the exercise of incentive stock options and retention of the underlying shares, through which the reporting person remitted cash to the issuer in satisfaction of the exercise price.
Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2021, 2022 and 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.
/s/Luke E. Alverson, Attorney in Fact
2020-08-07