0001624794-20-000069.txt : 20200807 0001624794-20-000069.hdr.sgml : 20200807 20200807204658 ACCESSION NUMBER: 0001624794-20-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armes Joseph B CENTRAL INDEX KEY: 0001413614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37454 FILM NUMBER: 201086614 MAIL ADDRESS: STREET 1: 5420 LYNDON B, JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSW INDUSTRIALS, INC. CENTRAL INDEX KEY: 0001624794 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 472266942 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: (214) 884-3777 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: CSWC Newco Corp. DATE OF NAME CHANGE: 20141110 4 1 wf-form4_159684748030421.xml FORM 4 X0306 4 2020-08-06 0 0001624794 CSW INDUSTRIALS, INC. CSWI 0001413614 Armes Joseph B 5420 LYNDON B JOHNSON FWY STE. 500 DALLAS TX 75240-1007 1 1 0 0 Chairman, President & CEO Common Stock 2020-08-06 4 M 0 8961 25.23 A 51036 D Common Stock 2020-08-06 4 M 0 16432 25.52 A 67468 D Common Stock 2020-08-06 4 S 0 23593 72.44 D 43875 D Common Stock 2020-08-06 4 S 0 1800 73.12 D 42075 D Common Stock 2020-08-07 4 M 0 13607 25.23 A 55682 D Common Stock 2020-08-07 4 S 0 13607 72.72 D 42075 D Common Stock 2020-08-07 4 M 0 13445 25.52 A 55520 D Common Stock 9502 I JBA Family Partners, L.P. Option (right to buy) 25.23 2020-08-06 4 M 0 8961 0 D 2015-12-30 2024-08-28 Common Stock 8961.0 77020 D Option (right to buy) 25.52 2020-08-06 4 M 0 16432 0 D 2015-10-14 2023-07-15 Common Stock 16432.0 13445 D Option (right to buy) 25.23 2020-08-07 4 M 0 13607 0 D 2015-12-30 2024-08-28 Common Stock 13607.0 63413 D Option (right to buy) 25.52 2020-08-07 4 M 0 13445 0 D 2015-10-14 2023-07-15 Common Stock 13445.0 0 D Performance Rights Common Stock 41260.0 41260 D Reflects the broker-assisted cashless exercise and sale of non qualified stock options. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.31 to $73.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Reflects the exercise of incentive stock options and retention of the underlying shares, through which the reporting person remitted cash to the issuer in satisfaction of the exercise price. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% during a three-year performance cycle ending on each of March 31, 2021, 2022 and 2023 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. /s/Luke E. Alverson, Attorney in Fact 2020-08-07