0001624794-20-000061.txt : 20200716 0001624794-20-000061.hdr.sgml : 20200716 20200716085223 ACCESSION NUMBER: 0001624794-20-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200715 FILED AS OF DATE: 20200716 DATE AS OF CHANGE: 20200716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Armes Joseph B CENTRAL INDEX KEY: 0001413614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37454 FILM NUMBER: 201030817 MAIL ADDRESS: STREET 1: 5420 LYNDON B, JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSW INDUSTRIALS, INC. CENTRAL INDEX KEY: 0001624794 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 472266942 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: (214) 884-3777 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: CSWC Newco Corp. DATE OF NAME CHANGE: 20141110 4 1 wf-form4_159490392990341.xml FORM 4 X0306 4 2020-07-15 0 0001624794 CSW INDUSTRIALS, INC. CSWI 0001413614 Armes Joseph B 5420 LYNDON B JOHNSON FWY STE. 500 DALLAS TX 75240-1007 1 1 0 0 Chairman, President & CEO Common Stock 2020-07-15 4 S 0 2200 71.64 D 42375 D Common Stock 2020-07-15 4 S 0 300 72.49 D 42075 D Common Stock 9502 I JBA Family Partners, L.P. Option (right to buy) 25.23 2015-12-30 2024-08-28 Common Stock 85981.0 85981 D Option (right to buy) 25.52 2015-10-14 2023-07-15 Common Stock 29877.0 29877 D Performance Rights Common Stock 41260.0 41260 D The transaction reported was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 15, 2019. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.08 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.37 to $72.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 100% or 0% and 200% during a three-year performance cycle ending on each of March 31, 2019, 2020 and 2021 based on the issuer's relative total shareholder return in comparison to the total shareholder return performance among the Russell 2000 Index over the performance cycle. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock. /s/Luke E. Alverson, Attorney in Fact 2020-07-16