0001140361-18-015014.txt : 20180326 0001140361-18-015014.hdr.sgml : 20180326 20180326164224 ACCESSION NUMBER: 0001140361-18-015014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180326 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lovell Minnick Partners LLC CENTRAL INDEX KEY: 0001413369 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23318 FILM NUMBER: 18713205 BUSINESS ADDRESS: STREET 1: 2141 ROSECRANS AVENUE, SUITE 5150 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-414-6160 MAIL ADDRESS: STREET 1: 2141 ROSECRANS AVENUE, SUITE 5150 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. CENTRAL INDEX KEY: 0001725295 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET STREET 2: SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise Tax-Advantaged Essential Assets Interval Fund, Inc. DATE OF NAME CHANGE: 20171213 3 1 doc1.xml FORM 3 X0206 3 2018-03-26 0 0001725295 Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. TSIFX 0001413369 Lovell Minnick Partners LLC 150 N. RADNOR CHESTER ROAD, SUITE A200 RADNOR PA 19087 0 0 1 1 Control Person of Adviser Institutional Class I Common Stock 10000 I See Footnotes Reflects securities held by Tortoise Credit Strategies, LLC, the investment adviser of the Issuer. Lovell Minnick Partners LLC is the managing member of Fund IV UGP LLC, which is, in turn, the general partner of Lovell Minnick Equity Advisors IV LP, which is, in turn, the managing member of LM Tortoise Investment Holdings IV LLC, which in turn is the managing member of LM Tortoise Investment Holdings IV Co-Investment LLC, which in turn is the majority owner of LM Tortoise Holdings LLC, which is in turn the majority owner of Tortoise Investments, LLC. Tortoise Investments, LLC is the sole member of Tortoise Parent Holdco LLC, which is in turn the sole member of Tortoise Borrower LLC, which is in turn the sole member of Tortoise Credit Strategies, LLC, the investment adviser of the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the Reporting Person states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. /s/ Jennings J. Newcom, General Counsel and Partner 2018-03-26