0001698530-18-000036.txt : 20180621 0001698530-18-000036.hdr.sgml : 20180621 20180621181447 ACCESSION NUMBER: 0001698530-18-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180619 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venkatesan Jay CENTRAL INDEX KEY: 0001413350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55764 FILM NUMBER: 18912749 MAIL ADDRESS: STREET 1: C/O AYER CAPITAL MANAGEMENT, LP STREET 2: 230 CALIFORNIA ST, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXICURE, INC. CENTRAL INDEX KEY: 0001698530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815333008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8045 LAMON AVE, SUITE 410 CITY: SKOKIE STATE: IL ZIP: 60077 BUSINESS PHONE: 847-673-1700 MAIL ADDRESS: STREET 1: 8045 LAMON AVE, SUITE 410 CITY: SKOKIE STATE: IL ZIP: 60077 FORMER COMPANY: FORMER CONFORMED NAME: Max-1 Acquisition Corp DATE OF NAME CHANGE: 20170221 4 1 wf-form4_152961927100358.xml FORM 4 X0306 4 2018-06-19 0 0001698530 EXICURE, INC. XCUR 0001413350 Venkatesan Jay C/O EXICURE, INC. 8045 LAMON AVENUE, SUITE 410 SKOKIE IL 60077 1 0 0 0 Stock Option (right to buy) 5.82 2018-06-19 4 A 0 21693 0 A 2028-06-18 Common Stock 21693.0 21693 D This option vests in 12 substantially equal monthly installments from June 19, 2018, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions. /s/ David Snyder, attorney-in-fact 2018-06-21