0001412665-17-000124.txt : 20171215 0001412665-17-000124.hdr.sgml : 20171215 20171215165536 ACCESSION NUMBER: 0001412665-17-000124 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171207 FILED AS OF DATE: 20171215 DATE AS OF CHANGE: 20171215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantrell James M CENTRAL INDEX KEY: 0001725340 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35968 FILM NUMBER: 171259616 MAIL ADDRESS: STREET 1: 102 S CLINTON STREET, P.O. BOX 1700 CITY: IOWA CITY STATE: IA ZIP: 52244-1700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MidWestOne Financial Group, Inc. CENTRAL INDEX KEY: 0001412665 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421206172 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 SOUTH CLINTON ST. CITY: IOWA CITY STATE: IA ZIP: 52240 BUSINESS PHONE: 319-356-5800 MAIL ADDRESS: STREET 1: 102 SOUTH CLINTON ST. CITY: IOWA CITY STATE: IA ZIP: 52240 FORMER COMPANY: FORMER CONFORMED NAME: ISB Financial Corp. DATE OF NAME CHANGE: 20070918 3 1 wf-form3_151337492323631.xml FORM 3 X0206 3 2017-12-07 0 0001412665 MidWestOne Financial Group, Inc. MOFG 0001725340 Cantrell James M 102 S. CLINTON STREET P.O. BOX 1700 IOWA CITY IA 52244-1700 0 1 0 0 Chief Financial Officer Common Stock 8963 D Common Stock 1957 I By ESOP Common Stock 500 I By IRA Includes 125 restricted stock units from February 15, 2014 award, 750 restricted stock units from February 15, 2015 award, 1,125 restricted stock units from February 15, 2016 award and 1,800 restricted stock units from February 15, 2017 award. The restricted stock units vest in equal annual installments over their respective four year vesting periods. Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 7, 2017. On November 14, 2017, Katie A. Lorenson announced her resignation from her positions as Senior Vice President, Chief Financial Officer, principal financial officer and principal accounting officer of MidWestOne Financial Group, Inc. (the "Company"). Her resignation became effective on December 7, 2017. On November 14, 2017, the Company appointed James M. Cantrell to serve as Chief Financial Officer, principal financial officer and principal accounting officer, on an interim basis beginning December 7, 2017, while the Company conducts an executive search for Ms. Lorenson's permanent replacement. Mr. Cantrell currently serves as Vice President, Chief Investment Officer and Treasurer of the Company and as Senior Vice President, Chief Investment Officer and Treasurer of MidWestOne Bank, the Company's wholly owned subsidiary. He has served in these positions since joining the Company in 2009. Kenneth R. Urmie, Corporate Secretary, under Power of Attorney for James M. Cantrell, dated December 8, 2017 2017-12-15