0001412665-17-000124.txt : 20171215
0001412665-17-000124.hdr.sgml : 20171215
20171215165536
ACCESSION NUMBER: 0001412665-17-000124
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171207
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cantrell James M
CENTRAL INDEX KEY: 0001725340
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35968
FILM NUMBER: 171259616
MAIL ADDRESS:
STREET 1: 102 S CLINTON STREET, P.O. BOX 1700
CITY: IOWA CITY
STATE: IA
ZIP: 52244-1700
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MidWestOne Financial Group, Inc.
CENTRAL INDEX KEY: 0001412665
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421206172
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 102 SOUTH CLINTON ST.
CITY: IOWA CITY
STATE: IA
ZIP: 52240
BUSINESS PHONE: 319-356-5800
MAIL ADDRESS:
STREET 1: 102 SOUTH CLINTON ST.
CITY: IOWA CITY
STATE: IA
ZIP: 52240
FORMER COMPANY:
FORMER CONFORMED NAME: ISB Financial Corp.
DATE OF NAME CHANGE: 20070918
3
1
wf-form3_151337492323631.xml
FORM 3
X0206
3
2017-12-07
0
0001412665
MidWestOne Financial Group, Inc.
MOFG
0001725340
Cantrell James M
102 S. CLINTON STREET
P.O. BOX 1700
IOWA CITY
IA
52244-1700
0
1
0
0
Chief Financial Officer
Common Stock
8963
D
Common Stock
1957
I
By ESOP
Common Stock
500
I
By IRA
Includes 125 restricted stock units from February 15, 2014 award, 750 restricted stock units from February 15, 2015 award, 1,125 restricted stock units from February 15, 2016 award and 1,800 restricted stock units from February 15, 2017 award. The restricted stock units vest in equal annual installments over their respective four year vesting periods.
Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 7, 2017.
On November 14, 2017, Katie A. Lorenson announced her resignation from her positions as Senior Vice President, Chief Financial Officer,
principal financial officer and principal accounting officer of MidWestOne Financial Group, Inc. (the "Company"). Her resignation became
effective on December 7, 2017.
On November 14, 2017, the Company appointed James M. Cantrell to serve as Chief Financial Officer, principal financial officer and
principal accounting officer, on an interim basis beginning December 7, 2017, while the Company conducts an executive search for Ms. Lorenson's
permanent replacement.
Mr. Cantrell currently serves as Vice President, Chief Investment Officer and Treasurer of the Company and as Senior Vice President,
Chief Investment Officer and Treasurer of MidWestOne Bank, the Company's wholly owned subsidiary. He has served in these positions since
joining the Company in 2009.
Kenneth R. Urmie, Corporate Secretary, under Power of Attorney for James M. Cantrell, dated December 8, 2017
2017-12-15