0001521536-13-001076.txt : 20131226 0001521536-13-001076.hdr.sgml : 20131225 20131226161321 ACCESSION NUMBER: 0001521536-13-001076 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20131226 DATE AS OF CHANGE: 20131226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001412486 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205978559 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-146182 FILM NUMBER: 131298835 BUSINESS ADDRESS: STREET 1: 550 SYLVAN AVENUE, SUITE 101 CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 BUSINESS PHONE: 201-608-5101 MAIL ADDRESS: STREET 1: 550 SYLVAN AVENUE, SUITE 101 CITY: ENGLEWOOD CLIFFS STATE: NJ ZIP: 07632 FORMER COMPANY: FORMER CONFORMED NAME: International Surf Resorts, Inc. DATE OF NAME CHANGE: 20070917 8-K 1 q1101383_8k-biozone.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  December 19, 2013

Biozone Pharmaceuticals, Inc.
(Exact name of registrant as specified in its charter)
 
 
Nevada
  
333-146182
  
20-5978559
(State or other Jurisdiction of Incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)


 550 Sylvan Avenue, Suite 101, Englewood Cliffs, NJ
  
07632
(Address of principal executive offices)
  
(Zip Code)


Registrant’s telephone number, including area code: (201) 608-5101

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 3.02.                      Unregistered Sales of Equity Securities

On December 19, 2013, Biozone Pharmaceuticals, Inc. issued 12,946,891 shares of common stock to six noteholders upon conversion of notes from $0.10 to $0.20 per share. As a result, all amounts due and outstanding under these notes have been satisfied. The securities were issued in reliance upon the exemption provided by Section 3(a)(9) under the Securities Act of 1933.



 
 
 
 

 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
BioZone Pharmaceuticals, Inc.
 
Date:  December 26, 2013
By:  /s/ Elliot Maza 
  
Name:  Elliot Maza
Title:   Chief Executive Officer and Chief Financial Officer