0001493152-23-025082.txt : 20230720
0001493152-23-025082.hdr.sgml : 20230720
20230720160524
ACCESSION NUMBER: 0001493152-23-025082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230718
FILED AS OF DATE: 20230720
DATE AS OF CHANGE: 20230720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Sam
CENTRAL INDEX KEY: 0001602074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38418
FILM NUMBER: 231099761
MAIL ADDRESS:
STREET 1: 19805 NORTH CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cocrystal Pharma, Inc.
CENTRAL INDEX KEY: 0001412486
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 352528215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19805 N. CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
BUSINESS PHONE: (786) 459-1831
MAIL ADDRESS:
STREET 1: 19805 N. CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
FORMER COMPANY:
FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20110304
FORMER COMPANY:
FORMER CONFORMED NAME: International Surf Resorts, Inc.
DATE OF NAME CHANGE: 20070917
4
1
ownership.xml
X0508
4
2023-07-18
0
0001412486
Cocrystal Pharma, Inc.
COCP
0001602074
Lee Sam
19805 NORTH CREEK PARKWAY
BOTHELL
WA
98011
0
1
0
0
President and Co-CEO
0
Stock Options (Right to Buy)
2.67
2023-07-18
4
A
0
30000
0
A
2033-07-18
Common Stock
30000
30000
D
The stock options were issued pursuant to the 2015 Equity Incentive Plan and are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code (the "Code").
The stock options vest and become exercisable as follows, subject in each case to the limitations on exercisability of incentive stock options under Section 422 of the Code: one-half will vest on July 18, 2024 and the remaining half will vest in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2024, subject to continued employment on each applicable vesting date.
/s/ Sam Lee
2023-07-20