0001493152-22-021147.txt : 20220803 0001493152-22-021147.hdr.sgml : 20220803 20220803160248 ACCESSION NUMBER: 0001493152-22-021147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220725 FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kornberg Roger D. CENTRAL INDEX KEY: 0001444532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38418 FILM NUMBER: 221132456 MAIL ADDRESS: STREET 1: 345 WALSH ROAD CITY: ATHERTON STATE: CA ZIP: 94027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cocrystal Pharma, Inc. CENTRAL INDEX KEY: 0001412486 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352528215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19805 N. CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 BUSINESS PHONE: (786) 459-1831 MAIL ADDRESS: STREET 1: 19805 N. CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 FORMER COMPANY: FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20110304 FORMER COMPANY: FORMER CONFORMED NAME: International Surf Resorts, Inc. DATE OF NAME CHANGE: 20070917 4 1 ownership.xml X0306 4 2022-07-25 0 0001412486 Cocrystal Pharma, Inc. COCP 0001444532 Kornberg Roger D. 345 WALSH ROAD ATHERTON CA 94027 1 0 0 0 Stock Options (Right to Buy) 0.42 2022-07-25 4 A 0 280000 0 A 2032-07-25 Common Stock 280000 280000 D The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 25, 2023 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2023, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. /s/ Roger Kornberg 2022-08-03