0001493152-21-017331.txt : 20210720 0001493152-21-017331.hdr.sgml : 20210720 20210720160535 ACCESSION NUMBER: 0001493152-21-017331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210716 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Sam CENTRAL INDEX KEY: 0001602074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38418 FILM NUMBER: 211101137 MAIL ADDRESS: STREET 1: 19805 NORTH CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cocrystal Pharma, Inc. CENTRAL INDEX KEY: 0001412486 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352528215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19805 N. CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 BUSINESS PHONE: (786) 459-1831 MAIL ADDRESS: STREET 1: 19805 N. CREEK PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 FORMER COMPANY: FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20110304 FORMER COMPANY: FORMER CONFORMED NAME: International Surf Resorts, Inc. DATE OF NAME CHANGE: 20070917 4 1 ownership.xml X0306 4 2021-07-16 0 0001412486 Cocrystal Pharma, Inc. COCP 0001602074 Lee Sam 19805 NORTH CREEK PARKWAY BOTHELL WA 98011 0 1 0 0 President and Co-Interim CEO Stock Options (Right to Buy) 1.11 2021-07-16 4 A 0 250000 0 A 2031-07-16 Common Stock 250000 250000 D The stock options were issued pursuant to the 2015 Equity Incentive Plan and are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code (the "Code"). The stock options vest and become exercisable as follows, subject in each case to the limitations on exercisability of incentive stock options under Section 422 of the Code: one-half will vest on July 16, 2022 and the remaining half will vest in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to continued employment on each applicable vesting date. /s/ Sam Lee 2021-07-20