0001493152-21-017328.txt : 20210720
0001493152-21-017328.hdr.sgml : 20210720
20210720160604
ACCESSION NUMBER: 0001493152-21-017328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210716
FILED AS OF DATE: 20210720
DATE AS OF CHANGE: 20210720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kornberg Roger D.
CENTRAL INDEX KEY: 0001444532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38418
FILM NUMBER: 211101153
MAIL ADDRESS:
STREET 1: 345 WALSH ROAD
CITY: ATHERTON
STATE: CA
ZIP: 94027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cocrystal Pharma, Inc.
CENTRAL INDEX KEY: 0001412486
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 352528215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19805 N. CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
BUSINESS PHONE: (786) 459-1831
MAIL ADDRESS:
STREET 1: 19805 N. CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011
FORMER COMPANY:
FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20110304
FORMER COMPANY:
FORMER CONFORMED NAME: International Surf Resorts, Inc.
DATE OF NAME CHANGE: 20070917
4
1
ownership.xml
X0306
4
2021-07-16
0
0001412486
Cocrystal Pharma, Inc.
COCP
0001444532
Kornberg Roger D.
345 WALSH ROAD
ATHERTON
CA
94027
1
0
0
0
Stock Options (Right to Buy)
1.11
2021-07-16
4
A
0
65000
0
A
2031-07-16
Common Stock
65000
65000
D
The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date.
/s/ Roger Kornberg By James Martin, attorney-in-fact
2021-07-20